THE POWER
OF EXAMPLE
WHITHER THE BIDEN
DEATH PENALTY PROMISE?
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www.amnesty.org amnesty.org
First published in 2022
by Amnesty International Ltd
Peter Benenson House, 1, Easton Street
London WC1X 0DW United Kingdom
Index: AMR 51/5484/2022
Original language: English
AMNESTY.ORG
Cover photography by Scott Langley
01
06
07
16
22
27
34
38
41
47
51
57
59
63
68
TABLE OF
CONTENTS
EXECUTIVE SUMMARY
Key Recommendations
1. THE POWER OF EXAMPLE
1.1 Whither the Biden Death Penalty Promise?
2. 'THIS IS NOT JUSTICE'
2.1 Arbitrariness: “The antithesis of the rule of law”
2.2 Rejection of mitigation and rehabilitation
2.3 Race matters
2.4 Mental disability and legal representation
2.5 Intellectual disability and outdated diagnostics
2.6 No mercy: Was clemency always a lost cause?
3. INTERNATIONAL LAW
3.1 International covenant on civil and political rights
3.2 Prohibition of racial discrimination
3.3 Inter-American Commission on Human Rights
70
72
75
79
79
87
92
95
97
4. END FEDERAL ENABLING OF STATE DEATH PENALTY
4.1 End federal backstopping for states
4.2 End litigation backing state executions
4.3 End work with states on execution methods
5. COMMUTE ALL FEDERAL DEATH SENTENCES
5.1 The case of Billie Allen
6. CONCLUSION AND RECOMMENDATIONS
6.1 Recommendations
APPENDIX: A CENTURY CENTERING ON FURMAN, 1922-1972-2022
ABBREVIATIONS
American Convention on Human Rights
Anti-Drug Abuse Act
Antiterrorism and Effective Death Penalty Act
Federal Bureau of Prisons
Committee for the Elimination of Racial Discrimination
Department of Justice
Death Penalty Information Center
Economic and Social Council
Federal Death Penalty Act
Inter-American Commission on Human Rights
American Convention on Human Rights
International Covenant on Civil and Political Rights
International Convention on the Elimination of All Forms of Racial Discrimination
Military Commissions Act
Organization of American States
Universal Declaration of Human Rights
United Nations
ACHR
ADAA
AEDPA
BOP
CERD
DOJ
DPIC
ECOSOC
FDPA
IACHR
ACHR
ICCPR
ICERD
MCA
OAS
UDHR
UN
AMNESTY INTERNATIONAL
1
IN STRIKING DOWN CAPITAL
PUNISHMENT, THIS COURT DOES NOT
MALIGN OUR SYSTEM OF GOVERNMENT.
ON THE CONTRARY, IT PAYS HOMAGE TO
IT… IN RECOGNIZING THE HUMANITY OF
OUR FELLOW HUMAN BEINGS, WE PAY
OURSELVES THE HIGHEST TRIBUTE”
Furman v. Georgia, United States Supreme Court, 29 June 1972, Justice Thurgood Marshall concurring
On 29 June 1972, the US Supreme Court issued a landmark
decision, Furman v. Georgia, overturning the country’s death
penalty laws. As states rushed to revise their capital statutes, here
was a golden opportunity for the elected branches of the federal
government to provide principled human right leadership, and
to work for a permanent end to judicial killing across the United
States of America (USA). Such leadership never came. Presidents
from Richard Nixon to Donald Trump offered an unbroken 50-year
thread of support for the death penalty even as they proclaimed the
USA to be a, if not the, champion of human rights in the world.
EXECUTIVE
SUMMARY
2
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Half a century and more than 1,500 executions later, the USA has
a President who campaigned for ofce on an abolitionist platform.
President Joe Biden promised that if elected he would work for
abolition of the federal death penalty and encourage the same at
the state level. However, except for a temporary moratorium on
federal executions, in the eighteen months since he entered the
White House as President, little progress on his abolitionist pledge
has been visible. What is more, his administration’s defense of the
sentences of all of those currently on federal death row – opposing
relief and moving them closer to execution – is cause for concern.
Time is of the essence, and it is passing.
Amnesty International opposes the death penalty in all cases
without exception regardless of the nature or circumstances of
the crime; questions of guilt, innocence, or other aspects of the
case; or the method used by the state to carry out the execution.
The organization does not seek to minimize the seriousness of
violent crime or to downplay its consequences on individuals,
their families, and the wider community. The death penalty is a
punishment, however, that is a symptom of violence not a solution
to it, and one which expands the grief and suffering of the relatives
and loved ones of murder victims to those of the condemned.
It should have no place in any justice system anywhere. While
international human rights law places an expectation on
governments to ensure abolition of the death penalty within a
reasonable timeframe, pending abolition that same body of law
requires adherence to stringent safeguards in any application of
capital punishment.
AMNESTY INTERNATIONAL
3
Amnesty International submits that the 50th anniversary of Furman
is an opportune moment for the US administration and members
of Congress to be reminded that the world is waiting for the USA
to do what almost 100 countries have achieved during this past
half century – total abolition of the death penalty.
1
Abolition of
the federal death penalty would be consistent with US obligations
under international human rights law. It would bolster the position
of those states in the USA that have already got rid of the death
penalty or are moving towards doing so. It would set a positive
example to individual state governments that continue to use this
cruel, unnecessary, and awed policy, as well as to the diminishing
list of retentionist countries.
The US Government plumbed a new low between July 2020 and
January 2021 when it carried out 13 federal executions after
none for 17 years. Shortly before the rst of these, a US Supreme
Court Justice warned that the cases of those lined up for federal
execution promised to illustrate the sort of inequities that beset
the death penalty at state level, and which called into question
the constitutionality of the entire system. He was right. Among
the cases of the 12 men and one woman put to death by the
federal government were compelling examples of arbitrariness,
racial discrimination, prosecutorial misconduct, mental disability,
intellectual disability, inadequate legal representation, and the
failure of the authorities to prioritize rehabilitation even in the case
of teenaged offenders (18 and 19 at the time of the crime). The
administration’s drive to get as many individuals as it could to the
death chamber before it left ofce – even in the face of a global
pandemic that hindered defence lawyers representing their death
row clients – generated serious doubts as to whether there was
ever, in any of the cases, a genuine prospect of executive clemency
as international law demands.
1
By the end of 1971, 13 countries had abolished the death penalty in law. Today, that number has risen to 110 – more than half the world’s countries. More than two-thirds
of countries in the world (144) are abolitionist in law or practice.
4
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
This episode was a brutal wake-up call about what can happen
if the fate of individuals on death row is handed to an executive
with an appetite for seeing death sentences through to their
lethal conclusion, and it led to a new interest in US Congress for
abolition of the federal death penalty. However, as the execution
spree fades from the memory, the political will necessary to pass
legislation for abolition is at risk of dissipating too.
This report, then, stems from Amnesty International's concern
that the clock is running on the Biden pledge with little to show
for it. It is not a study of the federal death penalty as such or an
examination of the cases of the more than 40 individuals currently
on federal death row, or of those federal defendants facing death
penalty trials. The report revisits the six-month federal execution
spree in a bid to jog the collective governmental memory of
that shameful episode and to reboot the political commitment
to abolition. It also seeks to remind the US authorities of their
general and specic obligations under international human rights
law in relation to the death penalty, including as provided in the
International Covenant on Civil and Political Rights (ICCPR).
For decades, UN treaty monitoring bodies have conducted their
reviews of the USA’s human rights record. Time after time, these
expert bodies have called on the USA to halt executions and work
for abolition. Time after time their calls have been rejected. So
too at regional level. The USA has become something of a rogue
outlier on the death penalty at the Inter-American Commission on
Human Rights, which the USA has routinely ignored when this
expert body has called for stays of execution or commutation of
death sentences. So it was during the federal execution spree too.
Among the issues that have come up in UN and regional human
rights bodies time and time again has been the question of racial
and other discrimination in the application of the death penalty in
the USA. The only conclusion that can be drawn from the refusal of
the US authorities to respond appropriately is that in the end they
care little about the fact that executions cement such injustices
into permanence.
AMNESTY INTERNATIONAL
5
In terms of numbers of death sentences and executions, the
federal death penalty has been a small part of the national picture
since the Furman ruling and the Gregg v. Georgia decision four
years later in which the Supreme Court upheld new state capital
laws. From 1988 (when the federal death penalty was reinstated)
to June 2022, federal cases accounted for 86 death sentences
and 16 executions, compared to more than 5,500 death sentences
and more than 1,400 executions at state level in the same period.
Nevertheless, as far as international law is concerned an execution
in the USA, whether conducted at state or federal level, is a US
execution.
Under international law, the federal government may not point
to the fact that an action incompatible with the country’s
international obligations was carried out by another branch or
level of government to seek to absolve the state party (the USA)
of responsibility for the violation. Moreover, in addition to its own
use of the death penalty, and the profoundly negative human
rights example it has set, the federal government has promoted,
facilitated and defended its use by states. All too often it has been
silent, hiding behind the federal structure to wash its hands of the
death penalty at the state level. It has fended off criticism of the
death penalty on the international stage and led briefs in the US
Supreme Court in support of state authorities defending aspects of
their capital justice system. In some cases, it has even added an
expansionary twist to the reach of the death penalty by seeking it
where the state is unwilling or unable to.
Amnesty International is calling on President Biden to commute
all federal death sentences. They include the death sentence of
Billie Allen, whose case features in the report. Nineteen at the time
of the crime in 1997, he has spent more than half of his life on
federal death row.
Again, the USA’s international law obligations include ending the
death penalty in law within a reasonable timeframe. Half a century
after Furman, and 30 years after the USA ratied the ICCPR, this
timeline has already been far exceeded, still with no nationwide
end to judicial killing in sight. President Biden has held out the
promise to change that. He, his administration, and members of
Congress must redouble their efforts now.
6
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
KEY RECOMMENDATIONS
TO THE PRESIDENT OF THE USA:
• Immediately commute all existing federal death sentences.
• Support a public information campaign about abolition aimed at
demonstrating the facts about arbitrariness, racial bias and impact, errors
and other realities of capital justice; the requirements of international
human rights law; and the national and global trends towards abolition.
TO THE US CONGRESS:
• Immediately work with the White House to promptly enact legislation to
abolish the federal death penalty.
TO THE US DEPARTMENT OF JUSTICE:
• Maintain the moratorium on executions until abolition of the federal
death penalty is signed into law and all federal death sentences have
been commuted.
• Support commutation of every current federal sentence of death.
• Work actively to vacate every current federal death sentence rather than
oppose relief.
• Instruct all US attorneys that the government will no longer authorize
pursuit of death sentences in federal prosecutions and ensure motions
are led in all pending federal capital prosecutions to request that the
court allow withdrawal of any active Notices of Intent to Seek the Death
Penalty.
• Actively oppose the death penalty in any litigation in any case in which
the federal government is involved at state or federal level that touches
directly or indirectly on this punishment and make clear in any such legal
materials that the US government is committed to abolition.
TO THE US STATE DEPARTMENT:
• Ensure implementation of outstanding recommendations to the USA
made by UN and regional human rights monitoring bodies, including on
the death penalty.
• Vote in favor of UN General Assembly resolutions on a moratorium on
the use of the death penalty and support other international initiatives in
favor of abolition.
AMNESTY INTERNATIONAL
7
LEADERSHIP ON HUMAN RIGHTS GOES
FAR BEYOND MERELY REMINDING OTHER
COUNTRIES OF THEIR OBLIGATIONS
AND COMMITMENTS, POINTING OUT
FAILURES, AND REGISTERING OUR
DISPLEASURE. IT INVOLVES LEADING
BY EXAMPLE, ACKNOWLEDGING OUR
SHORTCOMINGS, AND STRIVING TO
LIVE UP TO OUR HIGHEST IDEALS AND
PRINCIPLES”
US Secretary of State Anthony Blinken, March 2021
2
1.0 THE POWER
OF EXAMPLE
8
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
O
n 10 December 1948, the world
adopted the Universal Declaration
of Human Rights (UDHR) as “a
common standard of achievement
for all peoples and all nations”
and pledged to take “progressive measures” to
secure “universal and effective recognition and
observance” of the rights therein, including the
rights to life and to freedom from torture and
other cruel, inhuman, or degrading treatment
or punishment. On that same day, Carlos
Romero Ochoa was led into California’s gas
chamber and killed with cyanide gas.
3
That
was the last of 13 federal executions in the
USA conducted over a period of six years in the
1940s (see Chart 3 below).
On Human Rights Day, 10 December 2020, US
government carried out the ninth of 13 federal
executions in six months. Eighteen at the time
of the crime, Brandon Bernard had spent half
of his life on death row before being killed by
lethal injection in the federal death chamber in
Indiana. In contrast to a federal administration
xated on execution, a change of mind was
evident among those who had voted for death two
decades earlier. Five of the nine surviving jurors
from Brandon Bernard’s trial now supported
commutation of his death sentence. And the
federal prosecutor who had argued on appeal
for his sentence to be upheld said she no longer
supported his execution. “Like a lot of people”,
she said, “I didn’t think about the day when the
government would take Brandon out of his prison
cell and kill him.”
4
President Joe Biden marked Human Rights
Day 2021 by recalling “the moral leadership
and service of Eleanor Roosevelt as the rst
Chairperson of the Commission on Human
Rights” during drafting of the UDHR and stating
that today the USA “remains steadfast in our
commitment to advancing the human rights of
all people – and to leading not by the example
of our power but by the power of our example.”
5
He could have recalled that Eleanor Roosevelt
had shown exemplary leadership when she had
suggested removing the reference to the death
penalty from a preliminary draft of the UDHR
because of moves afoot in various countries to
abolish it.
6
TODAY, WITH
110 COUNTRIES
ABOLITIONIST IN
LAW, THE WORLD IS
STILL WAITING FOR
AN END TO THE DEATH
PENALTY IN THE USA.
3
Madera Tribune, “Slayer executed after delays”, 10 December 1948.
4
USA Today, “I helped put an 18-year-old Black teen on federal death row. I now think he should live”, 7 December 2020.
5
Proclamation 10321 – Human Rights Day and Human Rights Week, 2021, 9 December 2021.
6
She proposed this change at the second meeting of the Commission on Human Rights on 11 June 1947.
AMNESTY INTERNATIONAL
9
COUNTRY AFTER
COUNTRY AROUND
THE WORLD HAS
TURNED AGAINST THE
DEATH PENALTY
The example set by successive US governments on the death penalty since the 1972 US Supreme
Court ruling in the case of Furman v. Georgia, which overturned the country’s death penalty laws,
utterly failed the test of human rights leadership described by the US Secretary of State in March
2021 (above). Yet in the USA its reintroduction and use at state and federal level have been defended
by president after president, despite mounting evidence of the arbitrariness, discrimination and errors
associated with it. As the line of presidential support for the death penalty continued unbroken after
Furman, presidents from Richard Nixon to Donald Trump promoted the USA as a, if not the, global
human rights champion.
Yet in the USA its reintroduction and use at state
and federal level have been defended by president
after president, despite mounting evidence of the
arbitrariness, discrimination and errors associated
with it. As the line of presidential support for the
death penalty continued unbroken after Furman,
presidents from Richard Nixon to Donald Trump
promoted the USA as a, if not the, global human
rights champion.
CHART 1: NOTICES OF INTENT TO SEEK THE DEATH PENALTY FILED IN
FEDERAL COURT BY US GOVERNMENT, 1990-2020
(Source: AI chart using data from the Federal Death Penalty Resource Counsel)
50
40
30
20
10
0
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
1
4
9
10
9
20
30
32
34
26
24
28
41
30
26
47
24
18
16
2
3 3
6
5
3
17
7
6
9
15
16
10
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
DEATH AND THE PRESIDENTS SINCE FURMAN
In 1970, President Richard Nixon expressed pride “that our country played an important role
in the founding of the United Nations” and was continuously working “to advance the cause of
human rights.”
7
He nevertheless responded to the US Supreme Court’s Furman v. Georgia ruling
by expressing the hope that it would not apply to federal capital statutes.
8
When it was clear that
it did, he pushed for restoration of the federal death penalty.
9
Nixon’s successor, Gerald Ford, said the USA had “come to respect and rely on the Universal
Declaration of Human Rights as a fundamental statement of principles reafrming faith in the
dignity and worth of the human person.”
10
Six months later, he expressed strong support for
reintroduction of the federal death penalty for “sabotage, murder, espionage, and treason”,
11
and welcomed the US Supreme Court’s Gregg v. Georgia ruling in July 1976 upholding new state
capital laws.
12
As Georgia’s Governor, Jimmy Carter had signed into law its statute reinstating the death penalty,
approved in the Gregg ruling. Inaugurated as President in 1977, three days after the rst post-
Furman v. Georgia execution, he signed the ICCPR later that year, proposing a broad reservation
to protect the death penalty.
13
President Ronald Reagan asserted that “we’re proud to be champions of freedom and human
rights the world over” and that “the American people cannot close their eyes to abuses of human
rights and injustice… even on our own shores.”
14
He nevertheless made reinstatement of the
federal death penalty an administration goal, greatly politicizing it by equating opposition to the
death penalty with being soft on crime.
15
He lauded the death penalty’s reintroduction in states
“more than 40 of which have acted to adopt appropriate death penalty procedures since the
Furman v. Georgia decision.”
16
The federal death penalty was reinstated under the 1988 Anti-
Drug Abuse Act (ADAA).
President George H. W. Bush ratied the ICCPR on 5 June 1992, saying this underscored the
USA’s commitment to human rights “at home and abroad.” However, US ratication included a
“reservation” to protect the death penalty from international legal constraint, including the ban on
the execution of those under 18 at the time of the crime. After taking ofce, President Bush called
on mayors to “urge your State legislatures to approve the [death] penalty for the killing of local
law enforcement ofcers.”
17
His Attorney General made recommendations to state criminal justice
systems, including giving juries the option of the death penalty for the killing of a law enforcement
ofcer, those who killed during other serious crimes and those who killed in prison.
18
Among the
advisers for this effort was the US Attorney for the Southern District of Alabama, Jeff Sessions. He
and the then US Attorney General, William Barr, would become Attorneys General in the Trump
administration three decades later and work to resume federal executions.
7
Proclamation 3996 – United Nations Day, 1970, 10 July 1970.
8
Radio Address about the State of the Union message on law enforcement and drug abuse prevention, 10 March 1973.
9
See, for example, Radio Address about the State of the Union message on law enforcement and drug abuse prevention, 10 March 1973.
10
Proclamation 4408 – Bill of Rights Day, Human Rights Day and Week, 1975, 5 November 1975.
11
Remarks in Anaheim at the Annual Convention of the California Peace Ofcers Association, 24 May 1976.
AMNESTY INTERNATIONAL
11
President Bush lost the 1992 election to Arkansas Governor Bill Clinton, who had made his support for
the death penalty clear. In January 1992, candidate Clinton had own back from the campaign trail
in New Hampshire to be in Arkansas for the execution of Ricky Rector, a man with a severe mental
disability.
19
As President, in his rst term he signed into law the Federal Death Penalty Act (FDPA)
which made nearly 60 federal crimes punishable by death, an expansionist list that one Senator
described as showing “our mad rush to appear tough on crime.”
20
President Clinton also backed
hastening execution: “In death penalty cases, it normally takes eight years to exhaust the appeals;
it’s ridiculous.”
21
Signing the Antiterrorism and Effective Death Penalty Act (AEDPA) into law in April
1996, he said: “criminals sentenced to death for their vicious crimes will no longer be able to use
endless appeals to delay their sentences.”
22
Later that same year, he proclaimed “America’s global
leadership on behalf of human rights”
23
and portrayed his administration as a champion of human
rights. The UN Human Rights Committee condemned the expansion of the federal death penalty,
24
while the UN expert on the death penalty said that the AEDPA undermined fair trial standards
guaranteed under international law.
25
CHART 2: FEDERAL DEATH ROW, 1991-2022
(Source: AI chart using data from the Federal Capital Habeas Project)
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
2022
NUMBER OF PRISONERS IN
FEDERAL DEATH ROW
1 1
6 6
8
11
20
19
22
21
24
27
35
42
45
53
55
57
60
59
59
60 60 60
62
55
45
42
57
56
16
12
The President’s news conference, 9 July 1976.
13
“The United States reserves the right to impose capital punishment on any person duly convicted under existing or future laws permitting the imposition of capital punishment.” In the end,
ratication did not come until 1992, with a similarly broad reservation. Jimmy Carter has since expressed regret at his role in helping to reinstate the death penalty and called for abolition.
14
Remarks on Signing the Bill of Rights Day and the Human Rights Day and Week Proclamation, 10 December 1985.
15
For example, “[T]he liberals, like their agship, the ACLU [American Civil Liberties Union], often seem to concern themselves with the rights of criminals and forget about the rights of the citizens
those criminals prey upon. But now they want to get elected, and so they claim they’re tough on crime. Well, I’ve examined that record, and we’ve all got to go out and tell the American people: When
they say they’re tough on crime, don’t you believe it.” Remarks at a Republican Party Fundraiser in Chicago, Illinois, 30 September 1988.
16
1988 Legislative and Administrative Message: A Union of Individuals, 25 January 1988. Public Papers of the Presidents of the United States, Ronald Reagan, Book 1 (January 1 – July 1, 1988),
page 96-97.
17
Remarks to the United States Conference of Mayors, 26 January 1990.
18
Memorandum to the President, from William P. Barr, Attorney General, Re: Recommendations for State Criminal Justice Systems, 28 July 1992, accompanying: Combating Violent Crime: 24
recommendations to strengthen criminal justice.
12
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
George W. Bush, who entered the White House with his record on executions as Governor of Texas
well known, promised to be a president who would speak for “greater justice and compassion.”
26
However, his support for the death penalty remained undimmed. Within the rst six months of
his presidency, the USA had conducted its rst federal execution in 38 years and another two
within a year of that. In his second inaugural address, he promised that “America’s belief in
human dignity will guide our policies.”
27
Yet federal death row continued to grow, more than
doubling during his time in ofce, and his administration set three executions for 8, 10 and
12 May 2006 (later stayed when the prisoners led a legal challenge to the federal execution
procedures). After the attacks of 11 September 2001, the Bush administration quickly put the
death penalty on the table in a November 2001 presidential order authorizing trials by military
commission, and later obtained congressional approval for the Military Commissions Act (MCA)
of 2006 under which it pursued the death penalty in unfair military commission proceedings at
Guantánamo.
President Barack Obama declared that US leadership in the world was “essential” for promoting
the “dignity and human rights of all peoples” and that the question was “never whether
American should lead, but how we lead.”
28
While his administration was a less ardent proponent
of the death penalty than its immediate predecessors, it took no decisive action against it.
Indeed, it took steps in late 2010 towards scheduling an execution, but in the end no federal
executions took place during the eight Obama years. Hopes that the administration would engage
with states on a national moratorium after a “botched” lethal injection in Oklahoma in 2014
came to nothing after Attorney General Eric Holder left ofce. His successor told senators that
she supported the death penalty as an “effective penalty”.
29
The administration pursued death
sentences in federal court, as well as at Guantánamo under the revised MCA of 2009.
There were 60 people on federal death row when Donald Trump took ofce as president in 2017.
Thirteen federal executions occurred in the nal six months of his presidency. The day after the
last of these executions, President Trump declared the USA to be “a shining example of human
rights for the world.”
30
19
The Atlantic, “The Time Bill Clinton and I Killed a Man” 28 May 2015: “State law did not require the governor’s presence, but politics did: Clinton wanted to raise his national prole and
reverse the Democratic Party’s soft-on-crime image.”
20
Senate Durenberger, Congressional Record – Senate, 17 November 1993.
21
Interview with Larry King, 5 June 1995.
22
Remarks on signing the Antiterrorism and Effective Death Penalty Act of 1996, 24 April 1996.
23
Proclamation 6964 - Human Rights Day, Bill of Rights Day, and Human Rights Week, 10 December 1996, and Remarks on Signing the Human Rights Proclamation, 10 December 1996.
24
Report of the Human Rights Committee, United States of America, UN Doc. A/50/40, 3 October 1995, para. 281.
25
Report of 1997 mission to the USA of the UN Special Rapporteur on Extrajudicial, Summary or Arbitrary Executions, UN Doc. E/CN.4/1998/68/Add.3, 22 January 1998, para. 147.
26
President George W. Bush, Inaugural address, West Front of the Capitol, Washington, DC, 20 January 2001.
27
President George W. Bush, Inaugural address, West Front of the Capital, Washington, DC, 20 January 2005.
28
Statement on the 2015 National Security Strategy, 6 February 2015.
29
Loretta E. Lynch, Conrmation hearing before the Committee on the Judiciary, US Senate, 28 and 29 January 2015.
30
Proclamation 10136 – National Sanctity of Human Life Day, 2021, 17 January 2021.
AMNESTY INTERNATIONAL
13
President Donald Trump’s stance on the death penalty demonstrated its susceptibility to
politicization. After coming to ofce in January 2017, he took to voicing his opinion on individual
cases, including in public comments that outed the presumption of innocence.
President Trump spoke admiringly of China’s death penalty in relation to drugs: “China has much
tougher laws than we do in this country on drugs, so they don’t have a big drug problem in China.
They have a thing called the death penalty.”
32
He also continued his sporadic case commentary.
Responding to a mass shooting in a synagogue in Pittsburgh on 27 October 2018, for example,
he said: “I think one thing we should do is, we should stiffen up our laws in terms of the death
penalty. When people do this, they should get the death penalty, and they shouldn’t have to wait
years and years.”
33
On 26 August 2019, the government led notice of its intent to seek the
death penalty against the defendant. As of early June 2022, this notice had not been withdrawn
and the prosecution was continuing as a capital one.
IN 2018, ATTORNEY GENERAL SESSIONS ISSUED A MEMORANDUM TO
FEDERAL PROSECUTORS ENCOURAGING THEM TO PURSUE THE DEATH
PENALTY FOR DRUG-RELATED CAPITAL CRIMES.
– he tweeted on 1 November 2017, the day after a
driver of a truck left eight people dead and another
dozen injured on a cycle path in Manhattan. In
September 2018, the Trump administration led
notice of its intent to seek the death penalty in the
case. By early June 2022, this notice had not been
withdrawn by the Biden administration.
31
Attorney General Sessions issues memo to US Attorneys on the use of capital punishment in drug-related prosecutions, 21 March 2018, justice.gov/opa/pr/attorney-general-sessions-issues-
memo-us-attorneys-use-capital-punishment-drug-related
32
Remarks in a meeting with Vice Premier Liu He of China, 22 February 2019, and remarks on declaring a national emergency concerning the southern border of the United States, 15 February
2019.
33
Remarks on the shooting in Pittsburgh, Pennsylvania, at Joint Base Andrews, Maryland, 27 October 2018.
"SHOULD
GET DEATH
PENALTY!"
14
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Following mass shootings in El Paso, Texas,
and Dayton, Ohio, in August 2019, President
Trump tweeted: “Today I am also directing the
Department of Justice to propose legislation
ensuring that those who commit hate crimes and
mass murders face the DEATH PENALTY – and
that this capital punishment be delivered quickly
decisively and without years of needless delay.”
34
The defendant was charged with capital murder
under Texas state law for the El Paso shootings.
35
He is also facing federal charges with the
possibility of the death penalty. In early 2022,
the prosecution led a proposed schedule
with a July-August 2022 timeline for pre-trial
“constitutional motions relating to capital
punishment.” However, it noted that it had “not
yet qualied this matter as a Death Penalty
case and no inference should be made from
this ling as to whether when, or even if, such a
qualication may be made.”
36
No further decision
had been announced by early June 2022.
William Barr succeeded Jeff Sessions as US
Attorney General in the Trump administration in
early 2019. On 25 July 2019, the administration
informed the US District Court for the District
of Columbia (DC) overseeing the lethal injection
protocol litigation that the government had
adopted a revised addendum to the execution
protocol of the Federal Bureau of Prisons (BOP)
that “provides for pentobarbital sodium as the
lethal agent.”
37
The BOP had “secured the
active pharmaceutical ingredients (API) for
pentobarbital from a domestic bulk manufacturer.
Additionally, BOP has secured a compounding
pharmacy…to convert the API into an injectable
solution.”
38
The very same day, the Attorney
General announced execution dates for ve men
on federal death row in what would be the rst
federal executions since March 2003.
39
While
the government was ultimately enjoined from
carrying out these executions for six months,
the simultaneous release of a new protocol and
setting of execution dates curtailed the likelihood
of successful legal challenges to the changed
protocol, under "the exceedingly high bar"
required to obtain a stay of execution, whatever
the issue.
40
34
Twitter, 5 August 2019, 17:10:05.
35
The gunman in the Dayton shootings had been shot and killed by police during the attack.
36
US District Court for the Western District of Texas, USA v. Crusius, Government’s amended proposed scheduling order, 15 February 2022.
37
US District Court for the District of Columbia (DC), Roane v. Barr, Notice of adoption of revised protocol, 25 July 2019.
38
District Court for DC, Declaration of Raul Campos, In the matter of the Federal Bureau of Prisons Execution Protocol Cases, 12 November 2019.
39
US Department of Justice, “Federal Government to Resume Capital Punishment After Nearly Two Decade Lapse”, 25 July 2019, justice.gov/opa/pr/federal-government-resume-capital-
punishment-after-nearly-two-decade-lapse
40
US Supreme Court, Barr v. Lee, on application for stay or vacatur, 14 July 2020.
AMNESTY INTERNATIONAL
15
On 14 July 2020, over the dissents of four
justices, the US Supreme Court gave the green
light to the federal government to resume
executions under its new protocol. It said
that single-dose pentobarbital had “become
a mainstay of state executions” and had been
“used to carry out over 100 executions” at state
level “without incident.”
41
Twelve of the 13 death sentences were handed
down under Presidents Bill Clinton and George
W. Bush, with the 13th under President George
H. W. Bush. These death sentences were imposed
under the ADAA and FDPA, signed into law by
Presidents Reagan and Clinton respectively, and
defended by the administrations of Presidents
Clinton, George W. Bush, Barack Obama and
Donald Trump.
41
US Supreme Court, Barr v. Lee, On application for stay or vacatur, 14 July 2020.
THIRTEEN FEDERAL
EXECUTIONS TOOK
PLACE IN THE NEXT
SIX MONTHS.
THE FAILURE OF
HUMAN RIGHTS
LEADERSHIP
HAD COME HOME
TO ROOST.
CHART 3: FEDERAL EXECUTIONS SINCE 1920
All post-Furman federal executions have occurred since 2000
(Source: AI chart using data from Federal Bureau of Prisons)
14
12
10
8
6
4
2
0
1920s 1930s 1940s 1950s 1960s 1970s 1980s 1990s 2000s 2010s 2020s
16
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
1.1 WHITHER THE
BIDEN PROMISE?
IN A BREAK WITH THE PAST, HIS OWN INCLUDED, JOE BIDEN CAMPAIGNED
FOR THE PRESIDENCY IN 2020 ON THE PLEDGE THAT IF ELECTED
HE WOULD “WORK TO PASS LEGISLATION TO ELIMINATE THE DEATH
PENALTY AT THE FEDERAL LEVEL AND INCENTIVIZE STATES TO FOLLOW
THE FEDERAL GOVERNMENT’S EXAMPLE.” HIS ADMINISTRATION HAS
CONFIRMED THIS COMMITMENT TO THE UN.
42
In its 1992 report recommending ratication
of the ICCPR, the Senate Committee on
Foreign Relations, with then Senator Joe Biden
among its members, stressed that this human
rights treaty was “part of the international
community’s early efforts to give the full force
of international law to the principles of human
rights embodied in the Universal Declaration of
Human Rights.”
43
As President, he has said that
from the UDHR have “sprung transformational
human rights treaties and a global commitment
to advance equality and dignity for all as the
foundation of freedom, peace, and justice. As
a world, we have yet to achieve this goal, and
we must continue our efforts to bend the arc of
history closer to justice and the shared values
that the UDHR enshrines.”
44
Several states of the USA are well ahead of the
federal government on the abolitionist curve.
They include Virginia, where, on 24 March
2021, Governor Ralph Northam signed a bill to
abolish the death penalty in his state.
45
“This is a
major change”, said the Governor, “because our
Commonwealth has a long history with capital
punishment. Over our 400-year history, Virginia
has executed more than 1,300 people, more than
any other state… Virginia’s history, we have much
to be proud of, but not the history of capital
punishment.”
42
For example, see Committee on the Elimination of Racial Discrimination (CERD), Combined 10th to 12th reports submitted by the USA under article 9 of the Convention, 8 June 2021, UN Doc. CERD/C/
USA/10-12, para. 116.
43
ICCPR, Report from Senator Clairborne Pell, Chair of the Senate Committee on Foreign Relations, 24 March 1992.
44
Proclamation 10321, 9 December 2021, (previously cited).
45
Governor Northam Signs Law Repealing Death Penalty in Virginia”, governor.virginia.gov/newsroom/all-releases/2021/march/headline-894006-en.html.
46
Alaska (1957), Colorado (2020), Connecticut (2012), Delaware (2016), Hawaii (1957), Illinois (2011), Iowa (1965), Maine (1887), Maryland (2013), Massachusetts (1984), Michigan (1847), Minnesota
(1911), New Hampshire (2019), New Jersey (2007), New Mexico (2009), New York (2007), North Dakota (1973), Rhode Island (1984), Vermont (1972), Virginia (2021), Washington (2018), West Virginia
(1965) and Wisconsin (1853). Source: Death Penalty Information Center, deathpenaltyinfo.org/state-and-federal-info/state-by-state
47
California (2019), Oregon (2011) and Pennsylvania (2015).
AMNESTY INTERNATIONAL
17
Today, 23 states are abolitionist.
46
In three other
states, moratoriums on executions remain in
force.
47
But the “continuing long-term erosion of
capital punishment across most of the country”
is being countered by “extreme conduct by
a dwindling number of outlier jurisdictions
to continue to pursue death sentences and
executions.”
48
The 13 federal executions in the
nal six months of the Trump administration
placed the federal government rmly in the
outlier group; the Biden pledge promised to
move it into the abolitionist camp.
As Senator, Joe Biden helped to draft the
1988 ADAA which reinstated the federal death
penalty after Furman v. Georgia.
49
He was
instrumental in the passage of the 1994 Violent
Crime Control and Law Enforcement Act which
incorporated the FDPA, massively expanding the
federal death penalty.
50
He was on the Senate
Foreign Relations Committee when it approved
ratication of the ICCPR with a reservation
aimed at protecting the death penalty from
international legal constraint. He voted for the
AEDPA,
51
although voicing concern about the
risk of executing individuals who had been
wrongfully convicted.
52
It appears that President Biden is still troubled
by wrongful convictions in death penalty cases.
53
He would be in the company of many who have
turned against the death penalty, whether for
moral or pragmatic reasons, after observing its
ineffectiveness, cruelty, errors and inequities.
When signing Virginia’s abolitionist bill into
law in March 2021, for example, Governor
Northam spoke for many when he stated: “as I
have learned more about how the death penalty
is applied in this country, I can say the death
penalty is fundamentally awed.”
The USA's retention of the death penalty
implicates all jurisdictions and branches of
government. The obligations of states parties
to the ICCPR (and those under other treaties)
“are binding on every State Party as a whole.”
Moreover, “[a]ll branches of government
(executive, legislative and judicial), and other
public or governmental authorities, at whatever
level – national, regional or local – are in a
position to engage the responsibility of the
State Party.”
54
48
Death Penalty Information Center, The death penalty in 2021: Year End Report, 16 December 2021, deathpenaltyinfo.org/facts-and-research/dpic-reports/dpic-year-end-reports/the-death-penalty-in-
2021-year-end-report
49
Senator Joe Biden, AEDPA debate, Senate oor, 7 June 1995: “in 1988, we passed a bill which I had authored with several others called the Death Penalty for Drug Kingpins Act. It was the rst
constitutional Federal death penalty to go on the books after 1972 when the Supreme Court invalidated the death penalty. I helped write that bill, much to the dismay of many of my liberal friends who
could not understand why..”
50
In the Senate on 14 May 1992, he said of the crime bill: “I’ll let you all decide whether or not this is weak… It provides 53 death penalty offences… We do everything but hang people for jaywalking
in this bill.” On 24 August 1994, he responded to accusations from a fellow Senator that the Democrats were soft on crime and had diluted the bill: “My friend says this bill is a product of the Democrats
‘bowing to the liberal wing of the Democratic Party.’ Let me dene the liberal wing of the Democratic Party. The liberal wing of the Democratic Party is now for 60 new death penalties. That is what is in
this bill.”
51
In AEDPA debates, after the Oklahoma City bombing, Senator Biden said: “the constant argument put forward is, we have to do this because once we nd the person who did this awful thing in
Oklahoma and they are convicted and sentenced to death, the death penalty must be carried out swiftly. I might add… the Biden crime bill, is the only reason there is a death penalty.”
IN THE PAST DECADE AND A HALF, 11 STATES IN THE USA HAVE ABOLISHED
THE DEATH PENALTY AND THE ANNUAL NUMBERS OF DEATH SENTENCES
AND EXECUTIONS ACROSS THE COUNTRY HAVE FALLEN.
THE PRESIDENT AND HIS
ADMINISTRATION CANNOT BE THE
ONLY AGENTS OF CHANGE.
18
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
52
Congressional Record, 7 June 1995: “although the death penalty should be applied swiftly and with certainty, the worst thing in the world would be for it to be applied wrongly… Mistakes do happen.
Innocent people are convicted and sentenced to die.”
53
“Since 1973, over 160 individuals in this country have been sentenced to death and were later exonerated. Because we can’t ensure that we get these cases right every time, we must eliminate the
death penalty.” twitter.com/JoeBiden/status/1154500277124251648.
54
UN Human Rights Committee, General Comment 31, The Nature of the General Legal Obligation Imposed on States Parties to the Covenant, 26 May 2004, UN Doc. CCPR/C/21/Rev.1/Add.13, para 4.
55
US v. Higgs, 15 January 2021, Justice Sotomayor dissenting.
56
Barr v. Lee, 14 July 2021.
57
Dunn v. Reeves, Justices Sotomayor and Kagan dissenting (citing US v. Higgs among others): “In essence, the Court turns ‘deference’ [to state court decisions] into a rule that federal habeas relief is
never available to those facing execution.” That the federal government itself allowed the execution of two men who had strong intellectual disability claims to go forward during the federal execution
spree was presumably also not lost on the states. See Amnesty International Urgent Action, 13 January 2022, www.amnesty.org/en/documents/amr51/5147/2022/en/
In relation to the role played by the judicial
branch, the decisions of the US Supreme Court
regarding the federal executions generated
widespread concern, including among some of
its Justices. At the end of the spree, Justice
Sonia Sotomayor accused the Court of time
and again having dismissed “credible claims
for relief” without providing the opportunity
for “proper brieng” and usually without “any
public explanation.”
55
The example set by the administration and the
US Supreme Court’s hostility towards “last-
minute intervention” by federal courts, including
but not limited to challenges to execution
protocols,
56
would have been noted by the
diminishing number of states which are the
main drivers of the USA’s attachment to judicial
killing. They include Alabama, where Matthew
Reeves was executed on 27 January 2022. In
2020, the US Court of Appeals for the 11th
Circuit had ruled that his trial lawyers’ failure to
present evidence of his intellectual disability had
been “decient” and that the absence of this
“powerful” mitigating evidence was “sufcient to
undermine condence in the outcome.” In 2021,
the US Supreme Court overturned this without
providing Reeves an opportunity to submit legal
briefs on the matter or provide oral argument.
Three justices dissented; two of them noted
that the decision “continues a troubling trend in
which this Court strains to reverse summarily any
grants of relief to those facing execution”, citing
what had happened during the federal execution
spree, among other things.
57
On 7 January 2022, a US District Court judge
issued an injunction blocking Matthew Reeves’
execution by any method other than nitrogen
hypoxia. Alabama had granted those on death row
a one-off opportunity to choose this new method,
instead of the default method, lethal injection.
Matthew Reeves did not ll in the election
form; his lawyers said he would have chosen
hypoxia. The federal judge agreed that because
of his cognitive decits, Matthew Reeves was
unable to read and understand the form without
assistance and the failure of ofcials to provide
such assistance constituted discrimination on
grounds of disability. The judge ruled it would
not harm the state to delay the execution until
it had developed its nitrogen hypoxia protocol,
which at that stage was said to be a matter of
months away. On 26 January, a three-judge
panel of the 11th Circuit upheld the injunction,
noting among other things, expert evidence
that Matthew Reeves’s “language competency
was that of someone between the ages of 4 and
10”, well below what was required to be able
to understand the execution form. At the 11th
hour, however, the Supreme Court voted 5-4 to
vacate the injunction. Dissenting, three justices
noted that four judges on two courts – “after
extensive record development, brieng, and
argument” – had decided that the execution
should be blocked. Yet, the Supreme Court had
“disregard[ed] the well-supported ndings” made
by the lower courts.
58
AMNESTY INTERNATIONAL
19
58
Hamm v. Reeves, 27 January 2022, Justice Kagan, joined by Justices Breyer and Sotomayor, dissenting.
59
Ofce of the UN High Commissioner for Human Rights, “UN experts call for President Biden to end death penalty”, ohchr.org/EN/NewsEvents/Pages/DisplayNews.aspx?NewsID=26876
60
In Alabama, Arizona, Mississippi, Missouri and Oklahoma.
61
In this report, Black and African American are used interchangeably as are Hispanic and Latino, depending on the context, or when quoted,
or used as a datapoint.
62
In his Furman dissent in 1972, Justice Powell wrote: “Many may regret, as I do, the failure of some legislative bodies to address the capital punishment issue with greater frankness or effectiveness...
But impatience with the slowness, or even the unresponsiveness, of legislatures is no justication for judicial intrusion upon their historic powers.” In his concurrence in Baze v. Rees, 16 April 2008,
Justice Stevens said that retention of the death penalty was the product of “habit and inattention” on the part of legislatures, not of the necessary deliberation and evaluation.
63
In 1994 the Clinton administration told the UN that “the majority of citizens through their freely elected ofcials have chosen to retain the death penalty for the most serious crimes, a policy which
appears to represent the majority sentiment of the country”, (Initial report of the USA to the UN Human Rights Committee, UN Doc. CCPR/C/81/Add.4, para. 139). In 2013, the Obama administration
rejected the call of CERD for a moratorium on executions: “the use of the death penalty is a decision left to democratically elected governments at the federal and state levels”, (CERD, Periodic Report of
the USA, June 2013, para. 70).
The White House continues to take a hands-
off stance to imminent executions at the state
level (see Chapter 4). President Biden should
recall the plea from multiple UN experts to full
not just his commitment on the federal death
penalty, but his promise to lead states in the
same direction:
Another year has passed since this call.
Matthew Reeves is one of more than a dozen
individuals who have been put to death at
state level since President Biden took ofce.
60
Familiar racial patterns persist. Of the 15 men
executed between 20 January 2021 and 9
June 2022, 13 were for crimes involving white
victims. Eight of those executed were white, six
were Black and one was Native American.
61
The fact that the judiciary may have upheld
capital laws or declines to block an execution
does not absolve the elected branches of their
human rights responsibilities, not least in the
presence of a judicial philosophy of deference to
those branches.
Despite the failure of Congress and many
state legislatures to address the aws and
human rights violations associated with the
death penalty, on the international stage in an
increasingly abolitionist world, US authorities
have sought to justify resorting to the death
penalty under the rubric of democracy.
63
“THERE IS NO TIME TO LOSE
WITH THOUSANDS OF INDIVIDUALS
ON STATE DEATH ROWS ACROSS
THE COUNTRY AND SEVERAL
EXECUTIONS SCHEDULED AT
STATE LEVEL IN 2021.”
59
IT IS TIME FOR THE
LEGISLATURE AND
EXECUTIVE TO MEET
THEIR HUMAN RIGHTS
OBLIGATIONS. FOR
TOO LONG, THEY HAVE
FAILED TO OFFER
THE NECESSARY
LEADERSHIP.
62
20
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Six of the 13 executions under President Trump
took place between the 2020 presidential
election and President Biden taking ofce,
with the dates for four of these six set by the
administration after the election. This was
the rst time in 132 years that the federal
government had conducted any executions in
the “lame duck” period. While an execution
conducted at any time is incompatible with
human rights principles,
With three federal executions looming in
the nal week of the Trump presidency,
Congresswoman Ayanna Pressley and Senator
Richard Durbin announced that they would
be reintroducing the Federal Death Penalty
Prohibition Act of 2021, bicameral legislation
to abolish the federal death penalty and require
the re-sentencing of those on federal death row.
The Biden administration has yet to throw its
weight behind such legislation.
The immediate threat of more federal executions
was lifted on 1 July 2021 when the US Attorney
General announced a moratorium pending “a
review of the Justice Department’s policies and
procedures.”
64
By late 2021, the Department of
Justice had withdrawn the government’s notice
of intent to seek the death penalty in some
dozen cases around the country.
65
A new notice
led under the Biden administration in February
2021 was withdrawn in April 2022 and the trial
proceeded as a non-capital case.
66
These are
welcome steps. They are, however, small ones.
Other notices were still in place in June 2022
and the death penalty was being considered in
new cases
67
and in resentencing proceedings.
68
The administration is still defending the death
penalty in individual cases pending trial,
resentencing and on appeal, raising questions
about its resolve on the Biden pledge. And the
review ordered by the Attorney General remains
a narrow one. Despite deep concerns expressed
by both President Biden and Attorney General
Garland about racial disparities and other
chronic problems in the administration of the
death penalty, the authorized review examines
none of them, but revisits only the new,
expediting procedures put in place at the end of
the prior administration.
PRESIDENT TRUMP HAD, AFTER
ALL, LOST THE ELECTION TO AN
OPPONENT RUNNING ON AN
ABOLITIONIST PLATFORM.
64
US Department of Justice, “Attorney General Merrick B. Garland imposes a moratorium on federal executions”, 1 July 2021, justice.gov/opa/pr/attorney-general-merrick-b-garland-imposes-
moratorium-federal-executions-orders-review
65
Houston Chronicle, “Merrick Garland withdrew the death penalty in 12 cases. Does this signal a trend?”, 27 December 2021, houstonchronicle.com/news/houston-texas/houston/article/AG-Merrick-
Garland-death-penalty-backtrack-16732101.php
66
US District Court for the Western District of Kentucky, USA v. Silvers, Notice of Intent to Seek the Death Penalty, 25 February 2021, and Judicial order on withdrawal of notice, 29 April 2022.
67
For example, US District Court for the Southern District of Indiana, USA v. Meehan, Minute Order, (At indictment, federal defendant advised of “the possibility the Government may seek a death
sentence”) 24 January 2022.
68
Penalty phase retrials were pending in two federal capital cases, involving two men tried in Oklahoma in 2005 (USA v. Rodriguez) and North Dakota on 2006 (USA v. Barrett), but whose death
sentences were overturned on appeal in 2021 due to inadequate legal representation.
THESE SIX
EXECUTIONS IN 59
DAYS ILLUSTRATED
THE HOLLOWNESS OF
THE JUSTIFICATION
THAT EXECUTIONS
IN THE USA REFLECT
THE “WILL OF THE
PEOPLE”.
AMNESTY INTERNATIONAL
21
In one of the cases raising questions about
the Biden pledge, that of the man convicted
of the 2013 Boston Marathon bombing, the
thread of president-to-president support
remains unbroken. The Obama administration
decided to pursue the death penalty in the
case, obtaining it in 2015. This sentence was
then defended under the Trump administration.
In July 2020, the US Court of Appeals for
the First Circuit vacated the death sentence,
nding that the trial judge had failed to meet
the standard for assessing whether potential
jurors could set aside prejudicial pretrial
publicity about the case.
President Trump tweeted: “Rarely has anybody
deserved the death penalty more... The Federal
Government must again seek the Death Penalty
in a do-over of that chapter of the original trial.
Our Country cannot let the appellate decision
stand. Also, it is ridiculous that this process is
taking so long!”
70
His administration petitioned the Supreme
Court to take the case and “put this landmark
case back on track toward its just conclusion”.
71
The administration led its brief "well in
advance of the due date" and, after the
President lost the election, opposed defence
requests for additional time, arguing that "the
Nation" had a "strong interest in this Court's
hearing and deciding this case this Term".
72
The administration waived the 14-day waiting
period for distribution of its petition.
73
The Court
agreed to take the case soon after President
Biden took ofce. That administration then
led a brief urging reinstatement of the death
sentence.
74
In March 2022, the Supreme Court
did just that, over the dissent of three justices.
75
Uncertainty about where the Biden abolitionist
pledge is going was voiced during oral argument
on this case in October 2021 when US Supreme
Court Justice Amy Barrett pointed out to the US
Deputy Solicitor General that “the government
has declared a moratorium on executions, but
you’re here defending his death sentences.”
IT STRESSED, “JUST TO BE
CRYSTAL CLEAR”, THE “MANY
LIFE SENTENCES” STILL IN PLACE
MEANT THAT THE DEFENDANT
“WILL REMAIN CONFINED TO
PRISON FOR THE REST OF HIS
LIFE, WITH THE ONLY QUESTION
REMAINING BEING WHETHER THE
GOVERNMENT WILL END HIS LIFE
BY EXECUTING HIM.”
69
69
US Court of Appeals for the Third Circuit, USA v. Tsarnaev, 31 July 2020.
70
Twitter, 2 August 2020, 19:48:20 and 19:48:23.
71
US Supreme Court, USA v. Tsarnaev, Petition for a Writ of Certiorari, 6 October 2020.
72
Re: US v. Tsarnaev, Letter to Clerk of US Supreme Court, from Jeffrey B. Wall, Acting Solicitor General, 23 November 2020.
73
Re: US v. Tsarnaev, Letter to Clerk of US Supreme Court, from Jeffrey B. Wall, Acting Solicitor General, 18 December 2020.
74
US Supreme Court, USA v. Tsarnaev, Brief for the United States, June 2021.
75
US Supreme Court, United States v. Tsarnaev, 4 March 2022. Justices Breyer, Kagan and Sotomayor dissented.
76
US v. Tsarnaev, oral argument, 13 October 2021. The Deputy Solicitor General said: “the administration continues to believe the jury imposed a sound verdict and that the Court of Appeals was wrong
to upset that verdict. If the verdict were to be reinstated eventually, which will require some further proceedings on remand, there would then be a round of collateral review, some time for reviewing any
clemency petitions. Within that time, the Attorney General presumably can review the matters that are currently under review, such as the current execution protocol.”
JUSTICE BARRETT SAID THAT SHE
WAS “WONDERING WHAT THE
GOVERNMENT’S END GAME IS
HERE.”
76
SO ARE MANY OTHERS.
22
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
77
US v. Higgs, 15 January 2021, Justice Sotomayor dissenting (“This is not justice”).
2.0 'THIS IS
NOT JUSTICE'
AFTER WAITING ALMOST TWO
DECADES TO RESUME FEDERAL
EXECUTIONS, THE GOVERNMENT SHOULD
HAVE PROCEEDED WITH SOME MEASURE
OF RESTRAINT TO ENSURE IT DID SO
LAWFULLY. WHEN IT DID NOT, THIS
COURT SHOULD HAVE. IT HAS NOT”
US Supreme Court Justice Sonia Sotomayor, 15 January 2021
77
AMNESTY INTERNATIONAL
23
78
For example, remarks made at a “Great American comeback” rally in Jacksonville, Florida, 24 September 2020: “[This election is] about law and order... they said, ‘Oh, don’t say “law and order.
That’s too tough a term’… I said, ‘No, no, it’s about law and order.’”
79
Throughout the case prior to this, the government acknowledged that Lee's co-defendant was the more culpable actor, both in terms of the crime in question and his previous history. The
government misconduct stemmed from an argument made at the sentencing that Lee was responsible for a prior murder which documents after the fact disproved (see Section 2.1).
80
Campaign press release, “President Trump ensured total justice for the victims of an evil killer”, 15 July 2020.
81
US Supreme Court, Gregg v. Georgia, 2 July 1976, Justice Brennan dissenting.
82
Deposition of Brad Weinsheimer, In the matter of the Federal Bureau of Prisons Execution Protocol Cases, 29 January 2020.
83
Deposition of Brad Weinsheimer, 29 January 2020, (previously cited).
84
US Department of Justice, “Executions Scheduled for Four Federal Inmates Convicted of Murdering Children”, 15 June 2020, justice.gov/opa/pr/executions-scheduled-four-federal-inmates-
convicted-murdering-children
SUCH LANGUAGE SERVES AS A REMINDER OF
HOW THE DEATH PENALTY “TREATS MEMBERS
OF THE HUMAN RACE AS NONHUMANS,
AS OBJECTS TO BE TOYED WITH AND
DISCARDED.”
81
T
he backdrop to the resumption of
federal executions was public concern
and debate about the role of race
in law enforcement and criminal
justice, as well as the looming 2020
presidential election, with the incumbent running
on “law and order”.
78
The White House failed
to resist the temptation to politicize the federal
executions and ignored the ever-present concerns
about racial discrimination in the application of
the death penalty.
The day after the rst of the 13 executions,
that of Daniel Lee (see Section 2.1), President
Trump sought to portray candidate Biden’s
position against the death penalty as political
expediency, of his merely having “joined the rest
of the radical Democrats running for president in
opposing it.” President Trump himself exploited
Daniel Lee’s execution for electoral gain, while
making no reference to the arbitrariness or
government misconduct which marked out the
death sentence implemented in the Lee case.
79
“Joe Biden would have let this animal live”,
went the President’s campaign press release,
referring to the “evil monster” executed a few
hours earlier.
80
The Trump administration chose which of those
on federal death row it would execute and in
which order. The nal decision was taken by
Attorney General Barr, from a list drawn up in
“late spring or early summer of 2019” by the
BOP, with assistance from the Criminal Division
of the Department of Justice, of 14 individuals
who had “exhausted their appellate and post-
conviction remedies.”
82
The Department of Justice announcement in
2019 of the rst federal execution dates stressed
that each of the ve men was “convicted of
murdering children”, which it has indicated
was the reason for scheduling those individuals
rst.
83
It reiterated this aspect of the cases a year
later.
84
The same line was repeated by the US
Supreme Court itself, despite its irrelevance to
the question before it – namely, whether to give
the federal government the go-ahead to use its
new one-drug execution method.
85
24
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
85
Barr v. Lee, 14 July 2020: “The plaintiffs are all federal prisoners who have been sentenced to death for murdering children.”
86
White House press brieng by Press Secretary Kayleigh McEnany, 1 October 2020.
87
For example, in its Concluding observations on the USA, 18 December 2006, UN Doc. CCPR/C/USA/CO/3/Rev.1, para. 29, the UN Human Rights Committee said that the Bush administration did
not seem to “fully acknowledge” the disproportionate imposition of the death penalty on minorities and low-income individuals. And on 10 March 2010, the Obama administration was accused by a
federal judge of a “dismissive attitude” to the “disturbing statistics regarding the disproportionate number of minorities being prosecuted for capital offenses and sentenced to death” (US District
Court, Eastern District of Louisiana, US v. Johnson, Order and Reasons). The administration had responded to lawyers’ motion for discovery to support a claim that the prosecution in a capital case in
Louisiana had been inuenced by race by stating that it was merely “a variant of a claim that has become perfunctory in modern federal capital cases” and should be denied. The judge denied the
motion, but stated that he did “not doubt that conscious or, more insidiously, unconscious racism can inuence decision-making, from an initial arrest by police through a nal decision by a jury”,
noting “with dismay the dismissive attitude of the government with regard to this issue.”
88
Deposition of Brad Weinsheimer, 29 January 2020, (previously cited).
89
Twenty-one white people have been executed in the USA since 1972 for crimes involving solely Black victims. By the end of May 2022, 14 times as many Black people (300) had been executed for
crimes involving solely white victims.
The ve executions announced in the 25
July 2019 news release were stayed. On 15
June 2020, however, the Justice Department
announced execution dates for four men on
federal death row, all of whom were white.
First in line was Daniel Lee. He had long since
abandoned the white supremacist beliefs
alleged by the government’s trial evidence. Yet
as the national debate about systemic racism
continued, in the lead-up to the execution, the
administration emphasized Lee's connection
to white supremacy (without qualication) and
then exploited it afterwards to bolster President
Trump’s anti-racist credentials. Pressed for a
categorical statement that he denounced white
supremacy and the groups that espoused it,
the White House responded: “This President
had advocated for the death penalty for a white
supremacist, the rst federal execution in 17
years.”
86
On the one hand the administration was willing
to exploit Daniel Lee’s involvement in a white
supremacist organization for its own ends, while
on the other it perpetuated the failure of the
federal government to address the long-standing
and compelling statistical and other evidence
of racial discrimination in the application of the
death penalty.
87
In total, six of the 13 federal executions were
of white individuals, ve men and one woman,
convicted of the murder of white victims. One
was of a Native American man convicted of the
murder of two Native American people. The
other six executions were of Black men, four
convicted of murders involving Black victims,
and two involving white victims.
89
RACE WAS NOT A CONSIDERATION
IN SETTING THE EXECUTIONS,
ACCORDING TO THE DEPARTMENT
OF JUSTICE.
88
NEVERTHELESS,
WHETHER BY DESIGN OR
HAPPENSTANCE, FIVE OF THE
FIRST SIX FEDERAL EXECUTIONS
WERE OF WHITE MEN (CONVICTED
OF KILLING WHITE VICTIMS),
ENSURING THAT THE NATIONAL
DEBATE ABOUT RACISM REMAINED
SOMEWHAT PARTITIONED OFF
FROM THE ISSUE OF FEDERAL
EXECUTIONS RESUMING.
AMNESTY INTERNATIONAL
25
90
US District Court for the Western District of Texas, USA v. Bernard, Government’s consolidated response to Bernard’s motion to modify sentence under 18 USC § 3582(c)(1) and motion to stay or modify
execution date, 8 December 2020.
91
US District Court for the Western District of Texas, USA v. Bernard, Reply in support of motion to modify sentence under 18 USC § 3582(c)(1), 8 December 2020.
92
Ofce of Public Affairs, US Department of Justice, “Federal government to resume capital punishment after nearly two decade lapse”, 25 July 2019, justice.gov/opa/pr/federal-government-resume-
capital-punishment-after-nearly-two-decade-lapse.
93
US District Court for DC, Montgomery v. Barr, Defendants’ response in opposition to motion for Temporary Restraining Order and preliminary injunction, 14 November 2020. Barr v. Purkey, Application for
a stay or vacatur of the injunction issued by the United States District Court for the District of Columbia, In the US Supreme Court, July 2020: “the last-minute injunction is intensely disruptive to BOP’s
preparations for the execution… including picking up grieving family members of the victims and other witnesses at the airport and preparing to transport them to the execution facility.”
94
For example, US Supreme Court, Mitchell v. USA, Response in opposition to emergency application for stay of execution, August 2020: “any further delay would disserve the interests of the government, the
victims’ families, and the public.”
95
A federal judge accused the administration of “pervasive indifference” towards the interests of family members and granted a motion for a preliminary injunction given the setting of execution dates
during the Covid-19 pandemic, with all the health risks that posed, including for travel; US District Court for the Southern District of Indiana, Peterson et al, v. Barr et al. Order granting plaintiffs’ motion for
preliminary injunction, 10 July 2020. The Court of Appeals for the Seventh Circuit overturned the order after the government appealed.
96
In re Lezmond Charles Mitchell. Memorandum in support of petition for clemency and for commutation of death sentence. Before the President of the United States and the US Pardon Attorney, July 2020.
In the case of the latter two Black federal
defendants jointly convicted of the murder
of two white people committed when the
defendants were 18 and 19 years old, lawyers
for one of them urged a federal judge to
recognize the role of the now discredited
“superpredator” myth on the decision by
the Clinton administration to seek the death
penalty in the case. With one of the two
already executed, and the second scheduled
for execution, the government protested that
the lawyers were “accusing the prosecution
of racism”,
90
to which the defense lawyers
responded:
The Department of Justice’s 2019 news release
announcing resumption had also said that
“we owe it to the victims and their families
to carry forward the sentence.”
92
In litigation
opposing delays to its execution schedule, the
Trump administration repeatedly pointed to
the “overwhelming interest” of victims’ family
members in having the executions carried out.
93
It did so even in cases where victims’ relatives
opposed the execution.
94
In at least two of
the cases – those of Daniel Lee and Lezmond
Mitchell – family members of the murder
victims made vigorous efforts to have the death
sentences reduced to life imprisonment.
95
In
Lezmond Mitchell’s case, they included the
grandson and cousin of the two victims. He
had initially supported the death sentence, but
now believed “that to take another person’s life
because he made a mistake is not forgiving. It
is revenge.”
96
"That defensive response misses the point.
The reality is that everyone in this society is
inuenced by racial bias – that’s the heavy
hand of the past and the present that rests on
everyone’s shoulder, including the writers of this
document… [T]he sad truth of the matter is, that
in the late 90s unconscious racial bias expressed
itself through the superpredator myth. Now that
we all can recognize that the superpredator myth
inuenced a lot of bad decisions during that era,
everyone has a responsibility to do what they
can to ameliorate the negative impact of such
decisions.”
91
26
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
97
Letter to President Donald J. Trump, dated 7 September 2019.
98
Letter to President Donald J. Trump, dated 6 September 2019.
99
Letter re United States v. Daniel Lewis Lee, to Eric Holder, US Attorney General and Christopher Thyer, US Attorney for the Eastern District of Arkansas, from G. Thomas Eisele, 7 November 2014 and
US Court of Appeals for the Eighth Circuit, Lee v. USA, 12 July 2020, Judge Kelly dissenting.
In Daniel Lee’s case, at least two relatives of the
murder victims had written to President Trump
asking him to commute the death sentence. One
wrote:
“Losing family members from such a hateful
act can propel a person to deeply consider
the meaning of life and our purpose and
responsibilities as human beings, our faith and
what we want the nal statement in the legal le
of [our relatives’] lives to be. Do we want it to be
another death?”
She also expressed “the compassion and
heartache I continue to feel for Daniel’s mom...
I am certain this has taken a massive toll on
her life and heart.”
97
Another relative urged
President Trump, “[i]nstead of continuing the
string of violence, please let justice be served by
reducing Daniel Lee’s sentence to life without
parole instead of the death penalty.”
98
In her September 2019 letter, the child victim’s
cousin noted that Lee’s co-defendant had been
“the one who murdered my eight-year-old cousin”
and said that it had been “very upsetting to read
Senator Tom Cotton’s tweet the day the execution
date was announced… I’ve seen people speaking
about what we want, calling for this execution in
our name, when they have never spoken to us. I
nd that very disturbing.”
The following does not seek to provide an
exhaustive account of the cases examined or
the multiple legal questions raised during the
execution spree. It does, however, focus on aspects
of these cases that illustrate such concerns.
THE TRUMP ADMINISTRATION’S
RELENTLESS PURSUIT OF
EXECUTION, AND THE US SUPREME
COURT’S ENABLING OF THIS
CONVEYOR BELT OF DEATH,
LEFT NUMEROUS LEGAL CLAIMS
UNRESOLVED AND REPEATEDLY
IMPLICATED THE USA’S
INTERNATIONAL HUMAN RIGHTS
OBLIGATIONS.
What neither the Department of Justice nor
the Supreme Court acknowledged, as the trial
judge in Daniel Lee’s case had emphasized to
the Department ve years earlier and an appeals
judge recalled two days before the execution,
was that the evidence at trial showed that, while
Daniel Lee had participated in the murder of the
two adults, he “would have no part in the killing
of [the eight-year-old child] so [co-defendant]
Kehoe [who received a life sentence] killed the
child himself.”
99
AMNESTY INTERNATIONAL
27
100
US Supreme Court, Callins v. Collins, 22 February 1994, Justice Blackmun dissenting.
101
US Supreme Court, Glossip v. Gross, 29 June 2015, Justice Breyer dissenting.
102
Barr v. Lee, 14 July 2020, Justice Breyer, joined by Justice Ginsburg, dissenting.
In his concurrence, for example, Justice William
Brennan wrote “the State does not respect
human dignity when, without reason, it inicts
upon some people a severe punishment that it
does not inict upon others.” In Gregg v. Georgia
four years later, however, clearing the way for
a resumption of executions under revised state
laws, the US Supreme Court decided that “the
concerns expressed in Furman v. Georgia that the
penalty of death not be imposed in an arbitrary
or capricious manner can be met by a carefully
drafted statute...”
The experiment has long since failed. Justice
Blackmun, who had dissented from Furman v.
Georgia and concurred in Gregg v. Georgia, wrote
in 1994 that “the death penalty remains fraught
with arbitrariness, discrimination, caprice, and
mistake” and that he would no longer “coddle
the delusion” that it could be xed.
100
Justice Blackmun’s successor wrote in 2015
that: “Despite the Gregg Court’s hope for fair
administration of the death penalty, 40 years
of further experience make it increasingly clear
that the death penalty is imposed arbitrarily.”
101
Pointing out that “the arbitrary imposition of
punishment is the antithesis of the rule of
law”, Justice Stephen Breyer noted that “after
considering thousands of death penalty cases
and last-minute petitions over the course of more
than 20 years [,] I see discrepancies for which
I can nd no rational explanations.” In July
2021, joined by Justice Ruth Bader Ginsburg as
the US government prepared to conduct its rst
execution in 17 years, Justice Breyer noted that
“the resumption of federal executions promises
to provide examples that illustrate the difculties
of administrating the death penalty consistent
with the Constitution”, lending further weight to
his call to the Court to revisit the constitutionality
of the death penalty.
102
2.1 ARBITRARINESS:
“THE ANTITHESIS OF
THE RULE OF LAW”
ARBITRARINESS IN APPLICATION OF THIS IRREVOCABLE PUNISHMENT
IS AN ISSUE THAT HAS NEVER GONE AWAY. WITH ONLY TWO
JUSTICES IN FURMAN V. GEORGIA FINDING THE DEATH PENALTY
UNCONSTITUTIONAL PER SE, IT WAS JUDICIAL DISQUIET ABOUT
ARBITRARINESS AROUND WHICH THE RULING COALESCED.
28
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
103
Human Rights Committee, General Comment 36, Article 6: Right to life, 3 September 2019, UN Doc. CCPR/C/GC/36, para. 12.
104
Ruth Friedman, attorney for Daniel Lee and Director, Federal Capital Habeas Project, 14 July 2020.
105
US District Court for the Eastern District of Arkansas, USA v. Lee, Motion pursuant to 28 USC §2255 to vacate conviction and sentence, 26 June 2006.
106
Barr v. Lee, 14 July 2021, Justice Breyer, joined by Justice Ginsburg, dissenting.
Article 6(1) of the ICCPR prohibits the arbitrary
deprivation of life. The notion of arbitrariness
under the ICCPR does not just mean against
the law, but must include “elements of
inappropriateness, injustice, lack of predictability
and due process of law, as well as elements of
reasonableness, necessity and proportionality.”
103
Arbitrariness in application of the death penalty
in the USA comes in many forms. Corey Johnson,
for example, was executed on 14 January
2021, less than a week before a new president
took ofce on a pledge that he would work
for abolition of the death penalty. Today, two
of Corey Johnson’s co-defendants, convicted
and sentenced to death at the same trial, are
protected by a moratorium and stand to have
their death sentences overturned if the Biden
administration meets its abolitionist promise
or by executive clemency if that were to come
rst. This, of course, is not a reason against
commutation, but it is another grim reminder of
the absence of justice and constant presence of
cruelty in the application of the death penalty.
“At 2am on July 14, while the country was
sleeping, the Supreme Court issued a 5-4
decision vacating the injunction that had been
in place against the rst federal execution in 17
years. Within minutes, the Department of Justice
moved to re-set Danny Lee’s execution – for
4am, summoning media and witnesses back to
the prison in the very middle of the night. When
it was brought to the government’s attention
that a court stay still remained in place, the
DOJ [Department of Justice] rst maintained
that that stay presented no legal impediment
to executing Danny Lee, but then led an
‘emergency’ motion to lift the stay.
“Over the four hours it took for this reckless and
relentless government to pursue these ends,
Daniel Lewis Lee remained strapped to a gurney:
a mere 31 minutes after a court of appeals
lifted the last impediment to his execution at
the federal government’s urging, while multiple
motions remained pending, and without notice
to counsel, he was executed.
“It is shameful that the government saw t to
carry out this execution during a pandemic.
It is shameful that the government saw t to
carry out this execution when counsel for Danny
Lee could not be present with him, and when
the judges in his case and even the family of
his victims urged against it. And it is beyond
shameful that the government, in the end,
carried out this execution in haste, in the middle
of the night, while the country was sleeping. We
hope that upon awakening, the country will be
as outraged as we are.”
104
The rst federal execution in 17 years was that
of Daniel Lee, convicted in 1999. His lawyer
described what unfolded in the federal death
chamber in the early hours of 14 July 2020:
DANIEL
LEWIS
LEE
AMNESTY INTERNATIONAL
29
107
US District Court for the Eastern District of Arkansas, USA v. Lee, Memorandum Opinion, 28 August 2008.
108
US District Court for the Eastern District of Arkansas, USA v. Lee, Memorandum Opinion, 18 March 2014.
109
The Department of Justice’s death penalty protocol required the prosecutor to request withdrawal of the death notice from the Attorney General’s Review Committee on Capital Cases. Because
Attorney General Reno was unavailable at the time, Deputy Attorney General Holder convened the meeting at which it was determined that the notice would not be withdrawn.
110
USA v. Lee, Memorandum Opinion, In the US District Court for the Eastern District of Arkansas, 28 August 2008.
Fourteen years earlier, Daniel Lee’s lawyers had
argued that “this is a case that should leave any
observer uneasy as to whether or not the criminal
justice system worked… Everything about this
case is disturbing; every corner turned raises new
questions.”
105
The controversies persisted to the
end. Dissenting from the US Supreme Court’s
decision to allow the execution to go ahead,
Justices Breyer and Ginsburg reiterated that “the
death penalty is often imposed arbitrarily” and
here was a case where the condemned man’s co-
defendant “was sentenced to life imprisonment
despite committing the same crime.”
106
Daniel Lee’s lawyer sought to subpoena US
Attorney General Janet Reno and Deputy
Attorney General Eric Holder to learn what
drove the decision to continue to seek the death
penalty even after the life verdict for Kehoe was
returned.
109
The trial judge denied a government
motion to quash the subpoenas, but the US
Court of Appeals for the Eighth Circuit overturned
this. The trial judge ruled that Daniel Lee was
entitled to a new sentencing, in part because the
Department of Justice had failed to follow its own
internal protocol for seeking the death penalty.
The government appealed and the Eighth Circuit
reinstated the death sentence. On post-conviction
review, the trial judge stated:
Daniel Lee was one of two defendants against
whom the Clinton administration sought the
death penalty for the murder of a woman, her
husband and her eight-year-old daughter in
Arkansas in January 1996. Daniel Lee and his
co-defendant Chevie Kehoe were brought to trial
jointly in 1999 and both were convicted. Their
sentencing phases were conducted separately.
The sentencing for Lee’s co-defendant was held
rst. The jury sentenced him to life without
the possibility of release. The same jury then
sentenced Lee to death.
The US District Court judge who oversaw the trial
wrote: “Danny Lee is unquestionably less culpable
than Chevie Kehoe in relation to the crimes
alleged and proven in this case.”
107
In 2014,
another judge on the District Court to whom the
case had by then been assigned, wrote:
death penalty for Lee. Nevertheless, after the jury
returned a sentence of life imprisonment for Kehoe,
the United States Attorney for the Eastern District
of Arkansas was unable to obtain permission from
the Attorney General to withdraw the request for
the death penalty as to Lee.”
108
“While much has been said about the DOJ’s
disregard for its own protocol for making death
decisions, little has been said about the fact
that DOJ exercised its prosecutorial discretion in
disregard of the recommendation of the local US
Attorney and her assistants involved in the case
(including lead counsel), the case agents, and
even the victims’ family that a death sentence
should not be pursued against Lee if the jury
spared Kehoe’s life… In the eyes of this Court,
the DOJ’s insistence on continuing to seek the
death penalty as to Lee, under the circumstances,
casts a pall over this case… While this Court
may agree… that Deputy Attorney General
Holder’s decision to require the Government to
continue to seek the death penalty against Lee
was unreasonable, unfair, and possibly even an
abuse of prosecutorial discretion, the question is
whether that decision violated the Constitution.
The Court concludes that it did not.”
110
“Even though the evidence established that Kehoe
was the more culpable of the two defendants,
the jury sentenced him to life imprisonment and
Lee to death. The penalty phase as to Kehoe was
conducted before the penalty phase as to Lee,
and before the jury returned a verdict during the
penalty phase of the Kehoe case, the government
announced in camera that if the jury sentenced
Kehoe to life imprisonment, it would not seek the
30
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
While this court decided that the Deputy
Attorney General’s decision did not violate the
Constitution, because of the broad discretion
given to prosecutors in US law, Amnesty
International considers that it did amount to a
breach of international standards on the role of
prosecutors and ultimately was responsible for
perpetuating the arbitrariness that dened this
case.
111
The lack of transparency about why the
Deputy Attorney General made this decision
when the prosecution had previously promised to
withdraw the death penalty against Lee if his co-
defendant did not receive it is troubling.
the reason, it was not fair or just for Daniel Lee to
be sentenced to death, and none of the reasons I
come up with make me feel any better.”
113
The trial judge speculated that what may have
“inuenced the jury’s ultimate decision” was
the evidence introduced by the government of
Lee’s involvement in a murder in Oklahoma
when he was 17 years old. If so, it was inuence
based on improper evidence and argument. The
prosecution, in both its opening and closing
argument, told the jury that Lee “has an earlier
murder under his belt.” Evidence later came to
light that the judge in the Oklahoma case against
the teenaged Lee had found that the crime
of murder was “not established by evidence”
and had recommended dismissal of those
charges and substituting with one of robbery. In
2019, the US District Court found that if this
information had been disclosed, “the outcome
at sentencing would have been different.”
114
However, the judge denied relief under the
constraints of the AEDPA.
115
The case of Daniel Lee, according to the
federal court judge who oversaw the trial, in
a letter to the US Attorney General in 2014,
“illustrates that the most carefully crafted capital
punishment regime in the hands of the humans
who must carry it out can never be completely
free of arbitrariness.”
116
After the execution, US
Supreme Court Justices Breyer and Ginsburg said
the case “revealed the inherent arbitrariness of
the death penalty.”
117
The sister of one of the victims wrote to President
Trump in September 2019 to explain the
family’s opposition to the execution, saying it
was incomprehensible “why the two men got
drastically different sentences”, but “whatever
AS DANIEL LEE’S EXECUTION
APPROACHED IN JULY 2020, A
JUDGE ON THE EIGHTH CIRCUIT
WROTE THAT “LEE’S CASE
UNDERSCORES HOW THE DEATH
PENALTY CONTINUES TO BE
ARBITRARILY APPLIED. EVERYONE
AGREES THAT KEHOE WAS FAR MORE
CULPABLE THAN LEE, YET KEHOE
WAS SENTENCED TO LIFE IN PRISON
WHILE LEE WAS SENTENCED TO
DEATH.”
112
111
UN Guidelines on the Role of Prosecutors (1990), para. 12: “Prosecutors shall… respect and protect human dignity and uphold human rights, thus contributing to ensuring due process and
the smooth functioning of the criminal justice system.” Every capital defendant must be given all due process guarantees under Article 14 of the ICCPR, with governments also “bearing in mind”
international instruments such as the Basic Principles on the Role of Lawyers and the Guidelines on the Role of Prosecutors and Strengthening of the UN Safeguards, as agreed by Economic and
Social Council (ECOSOC) Resolution 1996/15.
112
US Court of Appeals for the Eighth Circuit, Lee v. USA, Amended judgment, 12 July 2020, Judge Kelly dissenting.
113
Letter to President Donald J. Trump, dated 6 September 2019.
114
US District Court for the Eastern District of Arkansas, USA v. Lee, Opinion and order, 26 February 2019.
115
A second federal judge, this time in Indiana, agreed, and granted Lee a stay of execution because of this very evidence and the way in which the jury had been seriously misled. Lee v. Warden, In
the US District Court for the Southern District of Indiana, 5 December 2019. The appellate Court overturned the stay.
116
Letter re United States v. Daniel Lewis Lee, to Eric Holder, Attorney General of the United States and Christopher Thyer, United States Attorney for the Eastern District of Arkansas, from G. Thomas
Eisele, 7 November 2014.
117
Barr v. Purkey, On application for stay or vacatur, 16 July 2020, Justice Breyer, joined by Justice Ginsburg, dissenting.
AMNESTY INTERNATIONAL
31
118
Reservations are territories reserved as permanent tribal homelands”, justice.gov/otj/about-native-americans#otj25. The Navajo Nation’s reservation is the largest in the USA, extending into Utah,
Arizona and New Mexico.
119
Statement of Helen Elaine Avalos, Assistant Attorney General, Navajo Department of Justice, on behalf of Peterson Zah, President of the Navajo Nation. Hearing before the Subcommittee on Crime
and Criminal Justice of House Judiciary Committee, 103. Cong., 2d Sess., 22 February 1994.
Lezmond Mitchell was convicted in 2003 of the
28 October 2001 murder of a woman and her
nine-year-old granddaughter during a carjacking
in Arizona. He was sentenced in 2003 to life
imprisonment for the two murder counts and to
death for carjacking resulting in death. The crime
was committed when Lezmond Mitchell, who had
no criminal record, had just turned 20 and his
co-defendant was 16 (and therefore ineligible
for the death penalty under the federal statute).
Both defendants were Navajo, as were the
victims, and the crime occurred on the Navajo
Nation’s reservation.
118
The murders alone did not make Lezmond
Mitchell eligible for the death penalty because
the FDPA included the “tribal option”, which
allows Native American tribes to decide whether
the death penalty should apply to federal
prosecutions of crimes committed against Native
American people on tribal lands. The Navajo
Nation decided that it categorically should
not (as did all but one of the other tribes).
Lobbying for the tribal option in Congress in
1994, an Assistant Attorney General in the
Navajo Department of Justice explained: “the
death penalty is counter to the cultural beliefs
and traditions of the Navajo people who value
life and place great emphasis on the restoration
of harmony through restitution and individual
attention.”
119
However, the US government charged Lezmond
Mitchell with carjacking resulting in death.
Carjacking is considered a “crime of nationwide
applicability” with federal jurisdiction deriving
through the notion of interstate commerce
(cars are manufactured and used in interstate
commerce). Consequently, the tribal option was
not applicable to the carjacking charge and
Lezmond Mitchell was punishable by death. In
2014, the Chief Justice of the Supreme Court of
the Navajo Nation wrote that “the Department
of Justice relied on a technicality to bypass us.
Instead of respecting the opt-in provisions, the
Department of Justice sought death against
Mr Mitchell not for murder, but for carjacking
resulting in death. The difference was in name
only.”
120
Tribal nations are recognized by the federal
government as “domestic dependent nations”
with “inherent powers of self-government.” It
was the clear intent of the Navajo Nation to opt
out of the death penalty.
121
The Inter-American
Commission on Human Rights (IACHR) issued a
report on the merits of Lezmond Mitchell’s case
in 2020. It concluded that:
“the application of the carjacking count with
the sole purpose of seeking the death penalty
contravenes, in practice, the raison d’être behind
the sovereign decision taken by the Navajo Nation,
that is, that death by a member of their nation
on Navajo territory should not be punishable by
death. In fact, this legal subterfuge resulted in
practice in the application of a death sentence not
for the murder but for a car robbery, an offence
involving the protection of a minor legal interest...
In addition, the application of the death penalty
using this legal maneuver resulted in a violation of
a collective dimension, and affects the values and
autonomy of the Navajo Nation. The Commission
notes that neither the State nor the Attorney
LEZMOND
CHARLES
MITCHELL
32
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Attorney General have presented an explanation
to justify the reasons why the application of death
penalty in the specic case would seek a better
interest than the interest of the Navajo Nation
and the protection of its autonomy and culture in
conformity with their own worldview...
Mr Mitchell’s right to be sentenced in accordance
with the general understanding of the Navajo
Nation that the commission of a murder by a
Navajo on tribal territory should not lead to the
death penalty, is a component of the right to a
fair trial and to the protection against the arbitrary
imposition of a penalty. Therefore, in the absence
of a justication to override this decision of
the Navajo Nation, the State also infringed Mr
Mitchell’s rights to a fair trial.”
122
120
Letter from Chief Justice Yazzie, Supreme Court of the Navajo Nation, 21 July 2014. Submitted to IACHR and quoted in OEA/Ser.L/V.II, Doc. 225, 24 August 2020, Report No 211/20, Report on
Admissibility and Merits, Lezmond C. Mitchell, United States of America. The letter continued: “The federal jurisdictional basis for rst-degree murder was based on the fact that the crime took
place on Navajo land, thus implicating the Federal Death Penalty Act requirement of the tribe’s approval. But the jurisdictional basis for the carjacking charge was interstate commerce, which
allowed the Department of Justice to disregard our wishes. This loophole allowed the federal government to bypass our wishes, and we view this action as both a moral and political affront to Navajo
sovereignty.”
121
In 2020, a federal judge described the decision as “a betrayal of a promise made to the Navajo Nation… our history shows that the United States gave tribes the option to decide for themselves”,
US Court of Appeals for the Ninth Circuit, Mitchell v. United States, 19 June 2015, Circuit Judge Christen, concurring.
122
Report no. 211/20, Case 13.570, Report on admissibility and merits. Lezmond C. Mitchell, United States of America.
123
US Court of Appeals for the Ninth Circuit, USA v. Mitchell, 7 September 2007.
124
US Court of Appeals for the Ninth Circuit, Mitchell v. US, 19 June 2015, Circuit Judge Reinhardt, dissenting in part.
125
Update on Cost and Quality of Defense Representation in Federal Death Penalty Cases, September 2010, uscourts.gov/FederalCourts/AppointmentOfCounsel/Publications/UpdateFederalDeathPenaltyCases.aspx
The bypassing of the “tribal option” was found
legal by the US Court of Appeals for the Ninth
Circuit,
123
but raised consternation not just
within the Navajo government and the IACHR,
but also the federal judiciary. In 2015, a Court
of Appeals judge, dissenting, wrote that while
legally available “the novel use of carjacking as
a loophole to circumvent the tribal option” had
set Mitchell up to “suffer the ignominious fate of
being the rst person to be executed for an intra-
Indian crime that occurred in Indian country.”
The government’s conduct, he continued,
“reects a lack of sensitivity to the tribe’s values
and autonomy, and demonstrates a lack of
respect for its status as a sovereign entity.” He
wrote that “the arbitrariness of the death penalty
in this case is apparent.”
124
The capital decision-making process under then-
Attorney General John Ashcroft had been made
“less deferential” to local federal prosecutors and
the “number of capital prosecutions increased
substantially”, resulting in an almost tripling of
the federal death row under President George
W. Bush.
125
Before the Mitchell trial, the US
Attorney for Arizona had advised against the
federal government pursuing execution, citing the
Navajo Nation’s opposition to the death penalty.
The daughter and mother of the victims also
requested that the death penalty not be sought.
Attorney General Ashcroft overruled the US
Attorney “and forced a capital prosecution based
on the carjacking aspect of the crime, thereby
avoiding the application of the tribal option.”
126
As things stood, this judge concluded in the
above dissent, execution would represent no
more than fullment of “the wishes of a former
attorney general.”
127
The UN Human Rights Committee has said
that it is “contrary to the object and purpose
of article 6 [of the ICCPR] for States parties
to take steps to increase de facto the rate of
use of and the extent to which they resort
to the death penalty.”
128
Attorney General
Ashcroft’s decision to overrule the Arizona
federal prosecutor “marked the beginning of
an aggressive expansion of the federal death
penalty, particularly into jurisdictions that did
not permit the use of that penalty. Mitchell
was the rst object of the new policy.”
129
AMNESTY INTERNATIONAL
33
126
US Court of Appeals for the Ninth Circuit, Mitchell v. US, 19 June 2015, Circuit Judge Reinhardt, dissenting in part.
127
US Court of Appeals for the Ninth Circuit, Mitchell v. US, 19 June 2015, Circuit Judge Reinhardt, dissenting in part.
128
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 50.
129
US Court of Appeals for the Ninth Circuit, Mitchell v. USA, 19 June 2015, Circuit Judge Reinhardt, dissenting in part.
130
Wainwright v. Witt (1985). Under the Witt standard, a juror can be dismissed for cause if his or her feelings about the death penalty would “prevent or substantially impair the performance of his duties as a
juror in accordance with his instructions and his oath.” Morgan v. Illinois (1992) explicitly extended the Witt standard to include proponents of the death penalty.
131
Ofce of the Speaker of the 24th Navajo Nation Council, “Navajo Nation calls for end to federal execution of tribal member, Lezmond Mitchell”, News Release, 13 August 2020..
132
US Court of Appeals for the Ninth Circuit, USA v. Mitchell, 5 September 2007, Judge Reinhardt dissenting: “So improper and arbitrary a justication cannot be presumed to be the prosecution’s true motive.”
133
US Court of Appeals for the Ninth Circuit, Mitchell v. USA, 19 June 2015, Circuit Judge Reinhardt dissenting in part. Such background information was provided in his clemency petition: “In his early
adolescence, Lezmond began self-medicating with drugs and alcohol. By the time he was seventeen, a mental health professional who treated Lezmond after he was caught with marijuana insisted that
Lezmond was suicidal and required intensive psychotherapy and residential treatment to address his mental health and substance abuse issues. But Lezmond, lacking the support of his family, went untreated,
and his substance abuse and mental illness worsened. In the months leading up to the commitment offenses, he was drinking alcohol and smoking marijuana daily, and using near-lethal doses of cocaine,
methamphetamine, and ecstasy. On the day of the crimes, Lezmond had been awake for several days bingeing on drugs and alcohol, and he and [his 16-year-old co-defendant] continued to drink and use cocaine,
methamphetamine, marijuana and ecstasy. A board-certied psychiatrist has opined that Lezmond was psychotic at the time of the killings.”
134
Statement before Subcommittee on Crime and Criminal Justice of House Judiciary Committee, 22 February 1994, (previously cited).
135
US Court of Appeals for the Ninth Circuit, Mitchell v. US, 30 April 2020, Circuit Judge Hurwitz concurring.
The trial took place far from the Navajo
reservation, having been moved from Prescott
to Phoenix, Arizona. This move contributed to a
jury being selected which consisted of 11 white
people and one Navajo person. In the original
jury pool, there were as many as three dozen
Native Americans. However, all but one were
dismissed either because of their opposition to
the death penalty – consistent with their religion
and culture – and only “death-qualied” jurors
(those willing to pass a death sentence) can sit
on a capital jury in the USA;
130
or because they
spoke Navajo as their rst language; or because
of the “hardship created by the long distance
between the Navajo Nation and Phoenix.”
131
That the prosecution appeared to favor a
white jury was indicated when it peremptorily
excluded the only African American and the only
remaining Native American who had continued
to that stage of jury selection. The defense
objected to both exclusions; the judge allowed
the removal of the Black juror.
132
The judge did
not allow the removal of the Native American
juror, concluding that the prosecution’s
dismissal had been discriminatory.
In 2015, the death sentence was upheld by
the US Court of Appeals for the Ninth Circuit
over the dissent of one of the three judges. He
pointed to the “myriad ways in which [trial]
counsel performed deciently”, including failure
to investigate and present mitigating “evidence
of drug and alcohol abuse, physical abuse, and
of emotional and mental problems that would
have helped the jury understand what led up
to Mitchell’s commission of [the crime].”
133
In her testimony before Congress in 1994,
mentioned above, the Assistant Attorney General
in the Navajo Department of Justice had said:
“The vast majority of major crimes committed
on the Navajo Nation and within other Indian
reservations are precipitated by the abuse of
alcohol. The death penalty will not address the
root of the problem; rather rehabilitation efforts
will be more effective.”
134
When the Court of Appeals upheld the
death sentence in 2020, one of the three
judges expressed the hope that the Trump
administration, with the “unfettered ability
to make the nal decision”, would “carefully
consider whether the death penalty is appropriate
in this unusual case.”
135
There were no signs
of any such care taken. Lezmond Mitchell was
executed on 26 August 2020.
34
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
136
See ICCPR Article 10.3.
137
US Supreme Court, Roper v. Simmons, 1 March 2005. Four months before the US Attorney General sent the fax authorizing the death penalty in the Vialva/Bernard case, the Clinton administration
had urged the Supreme Court not to review the issue of executing people for crimes committed when they were under 18. The Court agreed not to (see Domingues v. Nevada, Section 4.2).
138
US Supreme Court (1989), Stanford v. Kentucky, Justices Brennan, Marshall, Blackmun and Stevens dissenting.
139
For example, in the US District Court for the District of Vermont, USA v. Fell, Order, on 20 August 2018, a federal judge addressed the federal defendant’s age at the time of the carjacking
murder – 20. The judge noted that “a person is more likely to act in a reckless, thoughtless manner at age 20 than at age 30” and that “neuroscience has begun the process of identifying biological
explanations for these differences.” He said that the “arbitrary nature of a xed age rule is ameliorated by the fact that the age and maturity of an individual defendant may be presented as a
mitigating factor.” Donald Fell, sentenced to death in 2005, was granted a new trial in 2014. Under a plea deal in 2018, Fell was sentenced to life without parole.
On 7 February 2000, a letter was faxed from
Attorney General Janet Reno in Washington,
DC, to the US Attorney for the District of
Western Texas in San Antonio telling him he was
authorized to seek the death penalty against
Christopher Vialva and Brandon Bernard for their
part in a carjacking and robbery planned by a
group of teenagers in June 1999. The carjacking
had ended in the murder of a young couple on
the Fort Hood military base.
Twenty years after this fax was sent, the
instruction contained in it reached its lethal
conclusion when, rst Christopher Vialva and
then Brandon Bernard were put to death in the
federal execution chamber. Brandon Bernard was
18 years old at the time of the crime; Christopher
Vialva was eight weeks older and had recently
turned 19. By the time of their deaths, they
had spent half their lives on death row. Their
plight represented the absolute failure of the
federal authorities to recognize that prioritizing
reform and rehabilitation would have been
the constructive route to have taken and one
compatible with international human rights law,
which sets reformation and social rehabilitation
as the goal of incarceration.
136
2.2 REJECTION OF
MITIGATION AND
REHABILITATION
THE DEATH PENALTY, WROTE JUSTICE POTTER STEWART IN HIS FURMAN
V. GEORGIA CONCURRENCE IN 1972, “IS UNIQUE IN ITS IRREVOCABILITY.
IT IS UNIQUE IN ITS REJECTION OF REHABILITATION OF THE CONVICT AS
A BASIC PURPOSE OF CRIMINAL JUSTICE. AND IT IS UNIQUE, FINALLY,
IN ITS ABSOLUTE RENUNCIATION OF ALL THAT IS EMBODIED IN OUR
CONCEPT OF HUMANITY.”
AMNESTY INTERNATIONAL
35
140
Common Core Document of the USA: Submitted with the Fourth Periodic Report of the USA to the United Nations Committee on Human Rights concerning the International Covenant on Civil and
Political Rights, 30 December 2011, para. 152.
141
US Court of Appeals for the Fifth Circuit, US v. Bernard, Opinion, 19 July 2002.
142
Angela Moore, USA Today, “I helped put an 18-year-old Black teen on federal death row. I now think he should live”, 7 December 2020. She noted “recent research” tends to view Black youth as
“more blameworthy than their white counterparts, even when other relevant circumstances are identical.” See also, for example, Glossip v. Gross, 2015,
143
Updated from Amnesty International, “He could have been a good kid”: Texas set to execute third young offender in two months, May 2014, amnesty.org/en/documents/amr51/027/2014/en/
It was not until 2005 that the Supreme Court
banned the death penalty against individuals
under 18 years old, recognizing young people’s
immaturity, impulsiveness, poor judgment,
underdeveloped sense of responsibility and
vulnerability or susceptibility to “negative
inuences and outside pressures, including
peer pressure”, as well as their potential for
reform. Its ruling in Roper v. Simmons noted
that “the qualities that distinguish juveniles
from adults do not disappear when an individual
turns 18.”
137
Even a decade and a half earlier,
four dissenting US Justices had written in
a Kentucky capital case that “many of the
psychological and emotional changes that an
adolescent experiences in maturing do not
actually occur until the early 20s.”
138
At the joint trial of Christopher Vialva and
Brandon Bernard in 2000, according to the jury
verdict form, not a single juror considered the
age of either to be a mitigating factor. On direct
appeal to the Fifth Circuit Court of Appeals
in 2002, lawyers argued that the jurors had
arbitrarily refused to acknowledge the existence
of a mitigating factor that plainly existed. The
very law under which they were charged – the
FDPA – did not allow anyone under the age
of 18 to be sentenced to death, yet the age
of these two defendants just outside that
categorical exemption was considered to have no
mitigating effect whatsoever. The Fifth Circuit
rejected the appeal.
141
Youth can be presented as a mitigating factor.
139
Indeed, the right of defendants to present
mitigating evidence has been emphasized by US
authorities when offering reassuring words on
the international stage about the “heightened
procedural protections” in capital cases.
140
The federal prosecutor who wrote government
briefs and conducted oral argument in the direct
appeal before the Fifth Circuit, defending the
death penalty in the Bernard/Vialva case, herself
pointed out in 2020 in an article that “science
has made dramatic strides in understanding
the youthful brain. In 2000, it was not widely
appreciated that the brain remains physically
immature well past age 18. Since then, science
has established that the structures of the brain
are not fully developed in young men until they
are 25 or 26… That same science shows that
18-year-olds are no different from 17-year-
olds in both immaturities and potential for
rehabilitation.”
142
CHRISTOPHER ANDRE
VIALVA AND BRANDON
BERNARD
36
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
The federal trial was conducted in Texas, where
more teenaged defendants have been sentenced
to death and executed at state level than in any
other state. Only four other states have executed
more people of any age than Texas has executed
teenaged offenders since Furman v. Georgia.
Ninety of the 574 people put to death there
from 1982 to June 2022 were teenagers (17,
18 or 19 years old) at the time of the crimes
for which they were sentenced to death. Of
these 90 people, 56 were African American
(62%) and of these 56 people, 40 (71%) were
convicted of crimes involving white victims.
143
Since 2014, Texas has executed nine people for
crimes committed when they were 18; four were
Black, three were Hispanic and two were white.
“When I heard about the crime through the
media coverage”, Brandon Bernard’s former
juvenile probation ofcer recalled in 2020, “I
knew that the race of the defendants and the
victims would be a factor in the outcome of the
trial. Since Brandon and his friends were African
American and the victims were white, church-
going people, race would be an issue, especially
in this part of Texas.”
144
Another contributing factor to the sentencing
outcome may have been that the case unfolded
during a period in the USA in which youth were
portrayed in the media and by politicians as
“superpredators”.
“[T]he now discredited superpredator myth –
that Black adolescent males ware inherently
dangerous and must be locked up else they grow
more and more violent [was] exactly the theory
that the government advanced to secure a death
sentence… While the term was not explicitly
racist, it was racially charged… The term’s
negative impact across communities of color can
hardly be overstated – it changed for the worse
the way prosecutors, judges, juries, and the
community at large viewed young Black men. A
constant media focus on the term ‘superpredator’
caused an unfounded panic… In fact, the
government invited the jurors to return a verdict
that was based on that false myth. The crux of
the government case was that Vialva and Brandon
were apex predators who needed to be killed
rather than merely caged.”
145
Christopher Vialva was executed on 24
September 2020. By the time that Brandon
Bernard was scheduled for execution on 10
December 2020, ve of the nine surviving
jurors said that they had come to believe that
life imprisonment was adequate punishment
for Brandon Bernard. Two of the former jurors
signed declarations in 2016 in support of
his bid for clemency from President Obama.
One said: “I felt that Brandon was a kid who
got caught up with the wrong crowd” and
that he was “just an adolescent, trying to
nd belonging… my understanding now, as
I am older, with more life experiences, about
teenagers and our brain and social development
factors into my current wishes for clemency.
I do not want Brandon to be executed for bad
decisions he made when he was a teenager.”
146
The other expressed her view that Brandon
Bernard’s “trial attorneys failed even to
adequately represent him. Due to this failure
in legal representation, I am not opposed to
Mr Bernard requesting his death sentence be
commuted to life without the possibility of
parole.”
147
As the execution neared in 2020,
another of the former jurors declared his
hope that President Trump “rights this wrong
and commutes Mr Bernard’s sentence to life
imprisonment.”
148
In similar vein, the man who
served as the foreperson of the jury said that he
was “praying the President commutes Brandon
Bernard’s death sentence.”
149
144
Declaration of Novotny Baez, 25 August 2020.
145
US District Court for the Western District of Texas, USA v. Bernard, Motion to modify sentence under 18 USC §(c)(1), 7 December 2020.
146
Declaration, Jason Fuller, 21 July 2016.
147
Declaration, Laird Cooper, 26 May 2016.
AMNESTY INTERNATIONAL
37
After Brandon Bernard’s rst appeal had run
its course, his lawyers sought authorization
to le a successive petition to present a new
claim that the government had failed to disclose
evidence favorable to Bernard and had presented
false testimony at the trial. The appeal lawyers
had discovered this evidence of prosecutorial
misconduct in 2018, after it emerged in a re-
sentencing of one of the younger co-defendants
in the case. However, because the new evidence
raised concerned evidence at the sentencing
phase, rather than challenging the evidence of
Brandon Bernard’s guilt, the US Court of Appeals
for the Fifth Circuit ruled that he could not
overcome the barrier imposed under the AEDPA
for authorization to le a successive petition.
150
The Fifth Circuit “got it wrong”, according to US
Supreme Court Justice Sonia Sotomayor. Brandon
Bernard had "never had the opportunity to test"
his "troubling allegations that the Government
secured his death sentence by withholding
exculpatory evidence and knowing eliciting false
testimony against him", and now he never would,
Justice Sotomayor added.
151
What the appeal lawyers had discovered was
that before the 2000 trial, the prosecutors had
consulted with the former head of the Gang Unit
in the Police Department for Killeen in Texas.
She had told them that in the 13-tier hierarchy
of the gang to which the defendants were alleged
to belong, Brandon Bernard had been at the
bottom. That he was on the periphery of the gang
contradicted the prosecution’s argument that the
structure was at, that he was an equal participant
and that he therefore posed the same risk of
“future dangerousness”. The gang expert had even
produced a striking pyramidal diagram depicting
the structure, developed with an informant.
The prosecution knew all of this before Brandon
Bernard was tried but did not tell his lawyers.
Under international law, this violates the
principle of “equality of arms”. In a criminal
trial, where the prosecution has all the machinery
of the state behind it, this principle guarantees
that the defense has a genuine opportunity to
prepare and present its case.
Even before this evidence came to light, a former
warden of federal death row had supported
clemency for Brandon Bernard in 2016 and had
criticized the government’s argument at trial that
his gang afliation in the outside world inevitably
meant he would associate with any such gang
in prison and be a future danger. This “was
exaggerated and inaccurate”, said the former
warden, and Bernard’s lack of dangerousness had
subsequently been shown in his prison record
which was one of “zero disciplinary infractions in
[at that point] 16 years.”
152
On the eve of Brandon Bernard’s execution, the
government rejected efforts to have the judiciary
reduce the death sentence in recognition of its
excessive nature and the evidence of his remorse
and reform. Such claims, “might be fodder for
a clemency petition”, it said, but they did not
qualify as reasons for the courts to reduce his
sentence.
153
Neither it seems did they qualify as
reasons for executive clemency.
148
Declaration, Gary McClung, 13 August 2020.
149
Declaration, Calvin Kruger, 6 November 2020.
150
In re: Brandon Bernard, US Court of Appeals for the Fifth Circuit, 9 September 2020.
151
Barnard v. United States, 10 December 2020, Justice Sotomayor dissenting.
152
Declaration of Mark Bezy, 20 August 2016.
153
US District Court for the Western District of Texas, USA v. Bernard, Government’s consolidated response to Bernard’s motion to modify sentence under 18 USC § 3582(c)(1) and motion to stay or
modify execution date, 8 December 2020.
38
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
154
Callins v. Collins, 22 February 1994, Justice Blackmun dissenting.
155
Amnesty International, Another planned killing by the US Government: The imminent federal execution of Louis Jones, February 2003, amnesty.org/en/documents/amr51/020/2003/en/
156
Bruce Webster was sentenced to death in June 1996. The District Court vacation of his sentence was afrmed by the Seventh Circuit in 2020.
Concurring in the ruling, Justice Potter Stewart
noted that “if any basis can be discerned for the
selection of these few to be sentenced to die,
it is the constitutionally impermissible basis of
race.” Fifty years on, the elected branches must
surely nally face up to the reality that the USA
has failed to devise and “may not be capable
of devising procedural or substantive rules to
prevent the more subtle and often unconscious
forms of racism from creeping into the system”
and that “where a morally irrelevant – indeed,
a repugnant – consideration plays a major role
in the determination of who shall live and who
shall die”, continued resort to the death penalty
“in light of its clear and admitted defects is
deserving of a sober second thought.”
154
Such
sober reection was entirely absent during the
federal execution spree.
The last federal execution before resumption
in 2020 was of Louis Jones, a Black defendant
tried in the Northern District of Texas in front of
an almost all-white jury, who was executed in
the federal death chamber in March 2003.
155
Seventeen and a half years later, Orlando
Hall, another Black man sentenced to death
in the same US District met the same fate.
Orlando Hall was tried before an all-white jury
and a prosecutor who would later be named
in two major judicial rulings overturning death
sentences because of the prosecution’s racist
jury selection techniques.
In September 1994, a 16-year-old girl was
murdered near Pine Bluff in Arkansas after
she had been abducted in Texas. Five men,
including Orlando Hall, were charged in the
crime. In 1995, the federal government led
notice of its intent to seek the death penalty
against Orlando Hall and Bruce Webster under
the FDPA. Orlando Hall and Bruce Webster
were tried separately in the Northern District
of Texas. Both were sentenced to death. Bruce
Webster’s death sentence was overturned in
2019 because of his intellectual disability, after
records supporting this claim – which the Social
Security Administration had told his lawyers did
not exist – emerged.
156
2.3 RACE MATTERS
THE MAN WHO GAVE HIS NAME TO THE FURMAN V. GEORGIA RULING WAS
WILLIAM HENRY FURMAN. THIS BLACK MAN WAS TRIED AND SENTENCED TO
DEATH IN 1967 BEFORE A JURY CONSISTING OF 11 WHITE JURORS AND ONE
BLACK JUROR FOR THE MURDER OF A WHITE MAN DURING A BURGLARY.
WHILE ARBITRARINESS WAS THE ISSUE AROUND WHICH THE FURMAN V.
GEORGIA RULING COALESCED, RACE WAS THE ELEPHANT IN THE ROOM.
ORLANDO
CORDIA
HALL
AMNESTY INTERNATIONAL
39
157
US District Court for the Southern District of Indiana Hall v. Watson, Order denying motion for stay of execution, 17 November 2020. Of the 100 prospective jurors at jury selection, seven were
Black. “After strikes for cause, ve qualied black prospective jurors remained. The defense struck one black juror due to her strong pro-death-penalty views, and the government peremptorily struck
the remaining four, leaving no black jurors.”
158
US Supreme Court, Miller-El v. Dretke, 13 June 2005.
Given the facts alleged in the crime, Orlando
Hall and Bruce Webster could have been tried in
either the Northern District of Texas (Fort Worth
Division) or the Eastern District of Arkansas
(Pine Bluff Division). Around that time, the latter
had a Black population of 35.85% compared to
10.41% in the Texas location. The result of the
Clinton administration’s decision to prosecute
in Texas was therefore to dilute the presence of
Black jurors. In the end, none of the 12 jurors at
Orlando Hall’s trial was Black; prosecutors used
their peremptory challenges to dismiss four Black
prospective jurors at jury selection.
157
At trial, the defense presented no evidence
and waived closing argument. Orlando Hall was
convicted on all counts. The penalty phase lasted
three days. The prosecution presented evidence
of the defendant’s previous convictions for drug-
related crimes and seven witnesses to testify
as to the defendant’s purported bad character,
all but one of whom defense counsel declined
to cross-examine. The defense presented only
the defendant’s sister and mother as character
witnesses. The federal trial judge denied Orlando
Hall’s request to make a statement expressing his
remorse and asking for forgiveness from his own
and the murder victim’s family. The jury voted for
death and the judge formally sentenced Orlando
Hall to death on 12 February 1996.
His appeal, led in 2000, was denied in 2004.
It was only after this that detailed new evidence
fully emerged of the history of racially motivated
jury selection tactics employed by one of the
prosecutors, Paul Macaluso, when working at
Texas county level. Paul Macaluso had trained
and practiced in the Dallas County District
Attorney’s Ofce from 1973 to 1988. During this
whole time, “prosecutors in the Dallas County
ofce had followed a specic policy of system-
-atically excluding [B]lacks from juries.”
158
This
policy was contained in a manual, known as
the Sparling Manual, written in 1968, which
directs prosecutors that “you are not looking
for any member of a minority group which may
subject him to oppression – they almost always
empathize with the accused.”
In 2005, in its ruling in Miller-El v. Dretke
(Miller-El II), the US Supreme Court found that
Paul Macaluso’s “chosen race-neutral reasons
for the strikes do not hold up and are so far at
odds with the evidence that pretext is the fair
conclusion, indicating the very discrimination the
explanations were meant to deny.”
In August 2020, Hall’s lawyers became aware of
a statistical analysis led in another case with
the IACHR of the federal government’s pursuit
of the death penalty in Texas between 1988 and
2010. This analysis, conducted by an Associate
Professor in the Department of Sociology and
Criminology at the University of Denver, found
that:
"Federal prosecutors in Texas have requested
authorization to seek the death penalty against
32 men and obtained a death verdict in 13 cases.
Ten of the 13 men who received the federal death
penalty in Texas are black. Thus, while blacks
make up 12% of the Texas population, they
constitute 77% of all the federal death verdicts
within the State of Texas…
[F]ederal prosecutors in Texas were almost six
times more likely to request authorization to seek
the death penalty against black defendants…
Moreover, authorization was almost eight times
more likely to be granted in cases with black
defendants… Finally, a death verdict was about
sixteen times more likely to be rendered in cases
with black defendants… [emphasis in original]
40
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
159
Declaration of Scott Phillips, 29 March 2011.
160
Hall v. Watson, Response to Hall’s 28 USC § 2241 petition and response in opposition to Hall’s motion for stay, 16 November 2020.
161
Hall v. Watson, Order denying motion for stay of execution, 17 November 2020.
It is highly unlikely that a race-neutral factor or
factors could explain why black defendants were
16 times more likely to be sentenced to death.
The racial disparities are almost surely too extreme
to have a benign explanation. Indeed, the racial
disparities are the most acute I have seen in my
years of research on the subject.”
159
The federal government’s response to the petition
led for Orlando Hall was that it was too late
and was “nothing more than a last-ditch attempt
to level barred and baseless allegations against
the US Attorney’s Ofce.
160
The claims, it said,
were based on “jury-selection issues and alleged
discrimination in the application of the death
penalty – events that occurred 25 years ago” and
the delay in making the discrimination claim was
“unfair to the government”.
The District Court judge acknowledged as “real”
the many limitations that counsel said they faced
throughout the process.
161
However, he denied
the petition and refused to stay the execution
as to allow Orlando Hall’s racial discrimination
claims to be brought now “would be contrary
to the framework Congress created for federal
prisoners seeking postconviction relief” under
the AEDPA. Orlando Hall was executed on 19
November 2020.
AMNESTY INTERNATIONAL
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162
US Supreme Court, Ford v. Wainwright, 26 June 1986; US Supreme Court, Panetti v. Quarterman, 28 June 2007.
163
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 49. See also Safeguard no.3 of the UN Safeguards Guaranteeing Protection of the Rights of those
Facing the Death Penalty, ECOSOC Resolution 1984/50.
164
UN Safeguards Guaranteeing Protection of the Rights of Those Facing the Death Penalty, ECOSOC 1984/50, and Additions to Safeguards as agreed by ECOSOC Resolution 1989/64.
The UN Human Rights Committee has said that
under the ICCPR “States parties must refrain
from imposing the death penalty on individuals
who face special barriers in defending themselves
on an equal basis with others, such as persons
whose serious psychosocial or intellectual
disabilities impede their effective defence, and
on persons who have limited moral culpability.
They should also refrain from executing persons
who have a diminished ability to understand the
reasons for their sentence.”
163
International legal standards require that anyone
facing the death penalty is provided “adequate
legal assistance at all stages of the proceedings”
and this should go “above and beyond the
protections afforded in non-capital cases.”
164
Adequate legal representation is essential in all
cases, but in none more so than where a case
can end in a death sentence and one in which
there is evidence of serious mental disability.
165
After the executions of Wesley Purkey and Lisa
Montgomery, Justice Sotomayor pointed out that
both executions may have been unconstitutional
given the signicant evidence that both lacked
a rational understanding of the reason for and
reality of their impending execution. “We will
never have denitive answers” to the question of
constitutionality, she wrote, “because this Court
sanctioned their executions anyway.”
166
2.4 MENTAL
DISABILITY AND LEGAL
REPRESENTATION
EXECUTING SOMEONE WHO LACKS A RATIONAL UNDERSTANDING OF THEIR
EXECUTION VIOLATES THE US CONSTITUTION.
162
INTERNATIONAL HUMAN
RIGHTS LAW AND STANDARDS PROHIBIT THE USE OF THE DEATH PENALTY
AGAINST PEOPLE WITH MENTAL (PSYCHOSOCIAL) AND INTELLECTUAL
DISABILITIES.
WESLEY
IRA
PURKEY
42
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
165
See also Report of the Ofce of the UN High Commissioner for Human Rights, Right to access to justice under article 13 of the Convention on the Rights of Persons with Disabilities, 27 December
2017, UN Doc. A/HRC/37/25, paras 19 and 24-32.
166
US v. Higgs, 15 January 2021, Justice Sotomayor dissenting.
167
US Court of Appeals for the Seventh Circuit, Purkey v. USA, 2 July 2020.
168
US Court of Appeals for the Seventh Circuit, Purkey v. USA, 2 July 2020.
169
US Court of Appeals for the Seventh Circuit, Purkey v. USA, 2 July 2020.
170
Report of Bhushan S. Agharkar, MD, DFAPA, 19 November 2019, p. 5.
171
Report of Bhushan S. Agharkar, (previously cited), p. 7.
In jail in Kansas in 1998, Wesley Purkey asked
to be prosecuted by the federal government if he
confessed to the murder of a 16-year-old girl who
had gone missing earlier that year in an unsolved
crime. He was facing a life sentence under state
law for another murder and “he thought that if
he were convicted on federal charges, he would
also receive a life sentence, but he could serve it
in a federal facility. It apparently did not occur to
him that the death penalty is possible for certain
federal crimes.”
167
On 5 November 2003, in the Western District
of Missouri, a jury found Wesley Purkey guilty of
the kidnapping, rape and murder of the girl. At
the sentencing, his lawyers presented evidence
of organic brain damage, diminished mental
capacity and of physical, sexual and emotional
abuse he had endured as a child. The jurors
voted for a death sentence but left blank the
form on which they were supposed to record how
many of them had found mitigating factors. The
defense lawyer initially objected but in the face
of the federal prosecutor’s objection dropped the
matter. Without knowing how or even whether
the jurors had weighed the mitigating and
aggravating evidence, the trial judge formally
imposed the death sentence on 23 January
2004.
Wesley Purkey’s nal appeal lawyers argued that
the legal representation during the sentencing
phase had been minimal and inadequate, and the
Seventh Circuit agreed that “the efforts of trial
counsel to build a case for mitigation fell short of
what current counsel have now found.” The panel
ruled it could not say the jury’s decision would
have been different if it had been presented with
this additional mitigation. It nevertheless said
that it was “disturbed” by the blank jury form:
“It was for the jury to balance aggravating and
mitigating factors, but it is hard to know whether
it did that.” The trial judge “never resolved the
question whether the blank form meant that
the jury neglected to address the question of
mitigation, or if it meant that it thought about
the subject and concluded that there was nothing
to report.”
168
“As the law now stands”, the Seventh Circuit
said, “once a Sixth Amendment claim of
ineffective assistance of counsel has been raised,
as happened in Purkey’s case, that is the end
of the line.” The Seventh Circuit acknowledged
that “the failure of trial counsel to conduct
a proper mitigation analysis” was “worthy of
further explanation” and that it was not rejecting
the claim “on the merits”, but under “our
understanding” of the “draconian” rules for
permitting a successor petition. If this reading of
these rules was “too restrictive, there would be
signicant issues to litigate”, it added.
169
Wesley Purkey’s mental disability was long-
standing and had worsened over the years.
“In 1971, at 19 years of age, Mr Purkey was
diagnosed with Schizophrenia Reaction, Schizo-
Affective Type, and Depression. In 1998 with
Psychosis; in 1999 with Bipolar Disorder.” He
made numerous suicide attempts.
170
At the time
he made his contact with the FBI – without a
lawyer – to confess to the murder of the 16-year-
old, he had been “xated on his delusional
beliefs about an extensive poisoning conspiracy”
in which “chemicals were coming through the
vents and ceiling and had planted something in
his chest.”
171
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172
Report of Bhushan S. Agharkar, (previously cited), p. 8.
173
Report of Bhushan S. Agharkar, (previously cited), p. 9
174
US District Court for DC, Purkey v. Barr, Order, 15 July 2020.
175
Barr v. Purkey, On application for stay or vacatur, 16 July 2020, Justices Sotomayor, Ginsburg, Breyer and Kagan, dissenting.
176
Safeguard no.8 of the UN Safeguards guaranteeing protection of the rights of those facing the death penalty, approved by ECOSOC resolution 1984/50 of 25 May 1984 and endorsed by the UN
General Assembly without a vote; UN Human Rights Committee, General comment No. 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 46.
174
US District Court for DC, Purkey v. Barr, Order, 15 July
2020.
177
Statement by Department of Justice Spokesperson Kerri Kupec on the Execution of Wesley Ira Purkey, 16 July 2020, www.justice.gov/opa/pr/statement-department-justice-spokesperson-kerri-
kupec-execution-wesley-ira-purkey
178
Barr v. Purkey, On application for stay or vacatur, 16 July 2021, Justices Sotomayor, Ginsburg, Breyer and Kagan, dissenting.
In 2016, he was diagnosed with “lifelong
complex-PTSD (Post-Traumatic Stress Disorder)
as a result of severe trauma from his experiences
of extreme physical, sexual, and emotional abuse
throughout his childhood and adolescence,
and Major Depressive Disorder secondary to his
PTSD.” Neurological testing in 2003 and 2016
showed “evidence of brain damage, particularly
frontal lobe damage” further limiting his
“capacity to regulate his thoughts, emotion, and
behavior, which has signicantly deteriorated
over time.”
172
In 2017, he was diagnosed with
the early stages of dementia, likely Alzheimer’s
disease, consistent with his family history and his
head injuries.
173
After his execution was set for 13 December
2019, his lawyers led an action in the US
District Court for Washington, DC, asserting that
their client was incompetent to be executed.
On 15 June 2020 the government reset four
execution dates, including Wesley Purkey’s,
for 15 July 2020. The District Court judge
blocked the execution, noting that Purkey’s
lawyers had “made a substantial showing”
of his incompetence for execution, while the
government had “provided no independent
evidence of competence.”
174
However, the Trump administration turned to
the Supreme Court against the decision. On 16
July 2020, in a single sentence, and over the
dissent of four justices who accused the majority
of “shortcut[ting] judicial review and permit[ting]
the execution of an individual who may well be
incompetent”, the Court vacated the District
Court’s order.
175
The lawyers reled the competency claim in
the Southern District of Indiana and lodged an
emergency application for a stay of execution in
the Seventh Circuit. While that was pending, the
execution went ahead at around 8am on 16 July
2020. International law and standards set out
as one of the safeguards to guarantee protection
of the rights of those facing the death penalty
that executions may not be carried out “pending
any appeal or other recourse procedure or other
proceeding relating to pardon or commutation of
the sentence.”
176
The Department of Justice asserted that Wesley
Purkey had been “afforded every due process of
law under our Constitution.”
177
Four Supreme
Court justices were nevertheless among those
who protested the injustice. They wrote that
proceeding with the execution, “despite the
grave questions and factual ndings regarding
his mental competency, casts a shroud of
constitutional doubt over the most irrevocable of
injuries.”
178
ON DEATH ROW, HIS
MENTAL CONDITION
DETERIORATED.
44
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
LISA
MARIE
MONTGOMERY
A week before the Trump administration left ofce,
Lisa Montgomery was executed by lethal injection,
the rst woman to be put to death by the federal
government in 67 years.
In 2007, a federal jury in Kansas City, Missouri,
voted that Lisa Montgomery be sentenced to
death, after convicting her of the kidnapping and
killing in December 2004 of a woman and cutting
her unborn baby from her body. Lisa Montgomery
had taken the baby with her to the neighboring
State of Kansas and claimed it was her child. She
was arrested soon afterwards.
Lisa Montgomery’s lawyers outlined her
background of abuse and trauma in a complaint
led in federal court in November 2020:
“Mrs. Montgomery is a victim of incest, child sex
trafcking, gang rape, physical abuse, and neglect.
These harrowing experiences, combined with
congenital brain damage and multiple traumatic
brain injuries, have resulted in incurable and
signicant psychiatric disabilities.
Mrs. Montgomery’s profound trauma began during
her childhood. Her alcoholic stepfather sexually
abused her beginning when she was eleven years
old. In subsequent years, he raped her on a weekly
basis. He built her a room on the outside of the
family’s trailer to isolate her from the rest of the
family. He invited his friends to rape her as well;
she told a police ofcer at the time that they raped
her anally, vaginally, and orally, one after the other.
When they were nished, they urinated on her.
Her mother, far from protecting Lisa, threatened,
abused, and beat her, and trafcked her to men
in exchange for services. This sexual violence
continued when, as a teen, Lisa was pressured into
marrying her stepbrother, who then sexually tortured
and raped her.
Decades of rapes, beatings, and sexual torture
have taken a devastating toll. Mrs. Montgomery
has documented brain damage, experiences
temporal lobe seizures, and has been diagnosed
with Bipolar Disorder and Complex Post Traumatic
Stress Disorder (“Complex PTSD”). She dissociates
regularly, involuntarily detaching from her
circumstances, and struggles to know what is
real and what is not. She endures hallucinations,
psychosis, mania and depression, affecting every
aspect of her daily life. To treat her episodes of orid
psychosis and mitigate the debilitating symptoms
of her other psychiatric disabilities, FMC Carswell
personnel administer her anti-psychotic, anti-
epileptic, and anti-depressant medications. Even
with these treatments, Mrs. Montgomery continues
to experience severe, distressing, and near-constant
symptoms of her mental illnesses.”
179
After the execution was set, Lisa Montgomery’s
two long-standing post-conviction lawyers both
contracted Covid-19 while travelling to meet their
client in the Federal Medical Center in Carswell,
Texas, where she was held, and their resulting
serious illness prevented them from working on her
clemency petition. Their client’s background and
mental disability compounded the challenges to
ensure effective legal representation at that critical
stage before her set execution. Firstly, these two
lawyers had spent many years earning
179
US District Court for DC, Montgomery v. Barr et al. Complaint for injunctive and declaratory relief for violations of the Fifth Amendment to the United States Constitution and 18 USC §3599, 12
November 2020.
180
US District Court for DC, Montgomery v. Barr, Defendants’ response in opposition to motion for Temporary Restraining Order and preliminary injunction, 14 November 2020.
AMNESTY INTERNATIONAL
45
arguing that the lawyers could have worked
on a clemency petition before contracting
Covid-19, that other lawyers could take it
forward remotely and that “the public interest
in allowing the execution to proceed as planned
is overwhelming.”
180
However, the District Court
dismissed any suggestion that the two lawyers had
been anything “less than diligent in this matter”
before they had contracted the virus and rejected
the notion that other attorneys could “ll the
shoes” of the two sick lawyers “at this late date”,
in particular because of the expertise needed in
dealing with a client who was “severely mentally
ill”. In response to the assertion that there was
an “overwhelming” public interest in having
the execution proceed, the judge ruled that
“the public has an interest in ensuring that this
failsafe of our criminal justice system [clemency]
operates in a fair and considered manner.” On
19 November 2020, the judge issued an order
preventing the government from executing Lisa
Montgomery before 31 December 2020, to allow
the two lawyers time to recover and to nalize the
clemency petition (they eventually led it on 24
December).
By this time, President Trump had already lost the
election. The administration was now running out
of time to see its timetable of executions through
if courts issued stays, even temporary ones. On
23 November 2020, with less than a month left
in ofce, the Trump administration reset the
execution of Lisa Montgomery for 12 January
2021. It did so despite federal regulations
stating: “If the date designated for execution
passes by reason of stay of execution, then a new
date shall be designated promptly by the Director
of the Federal Bureau of Prisons when the stay is
lifted” [emphasis added].
On 24 December 2020, the District Court judge
concluded that the order setting a new execution
date while his earlier stay was in effect was
unlawful. He duly vacated the 23 November BOP
order setting the 12 January 2021 execution
date. However, on 1 January 2021, a three-judge
panel of the US Court of Appeals for the DC
Circuit summarily reversed this, without a full
brieng on the merits. On 5 January, the Court of
Appeals refused to grant a rehearing before the
full court.
The lawyers also argued that the scheduling of
the execution violated the FDPA by contravening
Missouri law (where she was tried) which required
a minimum of 90 days’ notice. On 8 January
2021, the judge ruled that the government
had not violated the FDPA. On 11 January, a
three-judge panel of the DC Circuit Court of
Appeals denied an emergency motion for a stay
of execution.
181
However, this time, the court
agreed to rehear the case in front of the full court
on an expedited schedule. This schedule would
nevertheless have taken the case just beyond the
end of the Trump administration.
181
US Court of Appeals for the DC Circuit, Montgomery v. Rosen, Order, 11 January 2021, Circuit Judge Millett, dissenting.
182
Montgomery v. Warden, Order granting motion to stay execution pending a competence hearing, 11 January 2021.
183
US Court of Appeals for the Seventh Circuit, Montgomery v. Watson, Emergency motion to vacate District Court’s order staying Montgomery’s execution, 12 January 2021.
184
US Court of Appeals for the Seventh Circuit, Montgomery v. Watson, Order, 12 January 2021.
185
IACHR resolution 91/2020 Precautionary Measure No. 1048-20 Lisa Montgomery regarding the USA, 1 December 2020.
DESPITE THIS, THE
ADMINISTRATION
ARGUED THAT LISA
MONTGOMERY WAS
NOT ENTITLED TO
HAVE HER EXECUTION
POSTPONED
46
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
One of the judges had earlier pointed out
that if Lisa Montgomery’s lawyers were “right
on the law, she will be executed prematurely
in violation of law… That itself is the very
essence of an injury that cannot be remediated
after the fact.” In contrast, there was “no
corresponding harm to the government entailed
in simply postponing for a short time the date of
execution.” The Trump administration thought
otherwise, appealed to the Supreme Court,
which lifted the stay, over the dissent of three
justices.
Meanwhile, while all this had been going on,
the conditions in which Lisa Montgomery was
held after her execution was scheduled had
been giving rise to serious concern. She was
subjected to 24-hour video surveillance and
illumination of the cell, low temperatures, had
no contact with other prisoners and was allowed
a cold shower three times a week. The prison
authorities asserted that the conditions were
to protect her from suicide, but her lawyers
responded that it was contributing to a serious
deterioration in her mental health.
A US District Court judge issued a stay of
execution based on the “ample evidence”
before him that the person’s “current mental
state is so divorced from reality that she
cannot rationally understand the government’s
rationale for her execution.” Having made a
“substantial threshold showing of insanity”, she
was entitled to a fair hearing on this issue.
182
The government responded that this claim
should have been led a few weeks earlier, but
the judge responded that the claim was “not
frivolous”, was backed by expert opinion and,
given the individual’s “deterioration, this case’s
procedural history and what’s at stake”, the
timing was “not unreasonable”.
The Trump administration, now with only days
left in ofce, led an “emergency motion” in
the US Court of Appeals for the Seventh Circuit
arguing that the district court had “erred by
rewarding her egregious ploy to evade her lawful
death sentence.”
183
The Seventh Circuit panel
granted the motion on the grounds that Lisa
Montgomery had “not overcome the strong
presumption against last-minute stays.”
184
Her lawyers turned to the US Supreme Court,
but it declined to intervene. Justices Breyer,
Sotomayor and Kagan would have granted a stay
of execution.
On 1 December 2020, the IACHR had issued
“precautionary measures” in the case, calling
on the US government not to allow the
execution of Lisa Montgomery to proceed until
the it had had the time to reach a decision
on her petition, which raised the questions of
her serious mental disability, the adequacy of
her trial representation, and her conditions of
connement. The US government responded
that “the Commission lacks authority to request
precautionary measures, since the State is not a
party to the American Convention, and requests
that the IACHR refrain from requesting such
measures.”
185
Notwithstanding the government’s
position, the execution of Lisa Montgomery
in the face of IACHR precautionary measures
violated international law.
186
186
[D]eath sentences must not be carried out as long as international interim measures requiring a stay of execution are in place. Such interim measures are designed to allow review of the sentence
before international courts, human rights courts and commissions, and international monitoring bodies, such as the United Nations treaty bodies. Failure to implement such interim measures is
incompatible with the obligation to respect in good faith the procedures established under the specic treaties governing the work of the relevant international bodies.” Human Rights Committee,
General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 47.
187
See, for example, IACHR resolution 95/2020, Precautionary Measure No. 1080-20, Christa Pike regarding the United States of America, 11 December 2020, and IACHR resolution 57/2021,
Precautionary Measure No. 551-21, Erica Sheppard regarding the United States of America, 29 July 2021. The IACHR noted that the US government had reafrmed “its longstanding position that the
Commission lacks the authority to require that States adopt precautionary measures.”
ONCE AGAIN, THE
FEDERAL GOVERNMENT’S
FAILURE TO LEAD BY
EXAMPLE WAS CLEAR.
187
AMNESTY INTERNATIONAL
47
188
Strengthening of the UN Safeguards as agreed by ECOSOC Resolution 1996/15.
189
Atkins v. Virginia, 20 June 2002. Atkins overturned Penry v. Lynaugh (1989).
190
US v. Higgs, 15 July 2021, Justice Sotomayor dissenting.
The FDPA states that a sentence of death
shall not be carried out upon a person who has
intellectual disability. In June 2002 the US
Supreme Court outlawed the use of the death
penalty on anyone with intellectual disability.
The Court left it to states as to how to implement
the ruling. It did not dene intellectual disability,
but pointed to denitions used by professional
bodies, which referred to signicantly sub-
average intellectual functioning (usually assessed
by IQ score), related limitations in adaptive
functioning and onset before the age of 18.
189
The determination of the line between
intellectual disability and borderline intellectual
disability – which in a capital case can determine
life or death for the individual in question – can
be a close call, possibly with disagreement
among experts. It is not an exact science.
Moreover, diagnostic standards evolve as the
knowledge of the medical community grows over
time. Alfred Bourgeois and Corey Johnson, two
men on federal death row and scheduled for
execution, presented substantial evidence that
they had intellectual disability under modern
diagnostic standards. However, federal courts
decided that the men could not challenge their
executions on this issue because they had earlier
been denied relief on it, albeit under standards
that were now outdated.
2.5 INTELLECTUAL
DISABILITY AND
OUTDATED DIAGNOSTICS
INTERNATIONAL HUMAN RIGHTS LAW AND SAFEGUARDS PROHIBIT
THE USE OF THE DEATH PENALTY AGAINST THOSE WITH INTELLECTUAL
DISABILITIES.
188
THE ADMINISTRATION’S DRIVE TO EXECUTE, IN THE
CONTEXT OF THE SUPREME COURT’S WILLINGNESS TO LEAVE SERIOUS
LEGAL CLAIMS UNRESOLVED, MEANS THAT THE FEDERAL GOVERNMENT MAY
WELL HAVE VIOLATED THE CONSTITUTION, THE FDPA AND INTERNATIONAL
LAW WHEN IT KILLED ALFRED BOURGEOIS AND THEN AGAIN WHEN IT
EXECUTED COREY JOHNSON A MONTH LATER.
48
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Justice Sotomayor argued that the Supreme
Court should have answered the question as to
whether “prior proceedings relying on obsolete
medical standards” do or do not preclude under
the FDPA whether an individual “is intellectually
disabled at the time of his execution.” It did
not. The Bourgeois and Johnson executions
“may well have been illegal”, she said.
190
In their 2020 action in the Southern District of
Indiana, the lawyers brought a habeas corpus
petition, arguing that the 2011 decision of
the District Court in Texas had “applied non-
clinical, unscientic standards; relied largely
on commonly held, but erroneous stereotypes
of intellectually disabled persons” and had
employed factors described by the US Supreme
Court in 2017 as “untied” to the “medical
community’s information” creating “an
unacceptable risk that persons with intellectual
disability will be executed.”
191
On 10 March 2020, the Indiana federal court
stayed the execution. The judge found that the
lawyers had made a strong showing that Alfred
Bourgeois met all three criteria for intellectual
disability: evidence of appropriately adjusted IQ
scores of 68 and 70, strong evidence of decits in
all three adaptive skill sets and a strong showing
that the onset of his decits occurred when he
was under 18.
192
The US administration appealed and on 6 October
2020, the Court of Appeals for the Seventh
Circuit reversed the District Court’s nding on
procedural grounds and vacated the stay. The
Court of Appeals took the view that even if Alfred
Bourgeois was deemed to have intellectual
disability under current standards, he could not
overcome the procedural bar against second or
successive petitions imposed by the AEDPA.
The government had argued that because
intellectual disability is a permanent condition
present by the time a person reaches 18, a claim
of intellectual disability must be raised at the
time of sentencing or, at the latest, in a Section
2255 motion (the main statute authorizing post-
conviction relief for people in federal prison).
Alfred Bourgeois had raised such a claim in 2011
– which was the claim that had been rejected
based on now outdated medical standards.
Alfred Bourgeois, who lived in LaPLace,
Louisiana, was sentenced to death in the
Southern District of Texas in March 2004 for
the murder of his two-year-old daughter, J. G., in
July 2002. The murder occurred in his 18-wheel
tractor/trailer at a time when he was making a
delivery at the Corpus Christi Naval Air Station
in Texas. His family – his wife, their two children
and J. G. (his child from another relationship) –
were accompanying him on his long-haul trucking
route.
Lawyers for Alfred Bourgeois challenged his
death sentence in 2020 in the US District
Court in the Southern District of Indiana (where
federal death row is located) on the grounds of
intellectual disability. The same claim had been
brought a decade earlier in the Southern District
of Texas. That court found that it had not been
established by a preponderance of the evidence
that Alfred Bourgeois had intellectual disability.
191
US Supreme Court, Moore v. Texas, 28 March 2017.
192
US District Court for the Southern District of Indiana Bourgeois v. Warden, Order staying execution of Alfred Bourgeois, 10 March 2020.
193
Bourgeois v. Watson, 11 December 2020, Justice Sotomayor, joined by Justice Kagan, dissenting.
ALFRED
BOURGEOIS
AMNESTY INTERNATIONAL
49
The Supreme Court declined to take the case, over
the dissent of Justices Sotomayor and Kagan who
were concerned by the government’s argument
about people on death row with intellectual
disability claims invariably needing only one
opportunity to make their case:
“[W]hile a prisoner’s intellectual disability may
not change, the medical standards used to assess
that disability constantly evolve as the scientic
community’s understanding grows… Bourgeois
thus puts forth a strong argument that federal
prisoners sentenced to death should be able
to le new habeas petitions if they can show a
potentially dispositive change in the diagnostic
landscape following their rst petition… Bourgeois
presents a serious question that is likely to recur...
I would therefore resolve this open legal issue
before sanctioning Bourgeois’ execution.”
193
The execution went ahead on 11 December
2020. There was not long to wait for what Justice
Sotomayor, joined by Justice Kagan, predicted
when the Supreme Court allowed the execution to
proceed – that the “serious question” presented
by the Bourgeois case “was likely to recur.”
Thirty-ve days after it killed Alfred Bourgeois,
and less than a week from the end of the Trump
administration, the federal government executed
Corey Johnson despite his unresolved claim of
intellectual disability.
At the sentencing, the defense presented evidence
that Corey Johnson had an IQ of 77, in the
borderline intellectual disability range. His lawyers
argued that his impaired intellectual functioning
rendered him “unable to cope and adapt to
society” and should mitigate against a death
sentence even if it did not categorically bar him
from it.
The expert presented by the defense knew that
the defendant had scored an IQ of 69 when he
was 16, but because of the earlier IQ 77 score, he
made no further effort to assess the other criteria
for a diagnosis of intellectual disability and neither
the judge nor the jurors were asked to determine
the issue. Eight jurors found that Corey Johnson’s
IQ of 77 was a mitigating factor but recommended
the death penalty on seven counts of capital
murder.
Meanwhile, the courts had continued to take
the position that the IQ 77 score presented at
Corey Johnson’s trial placed him outside of the
diagnostic range for intellectual disability. When
new lawyers had taken over his case, they located
two more IQ scores that Corey Johnson had
received as a child, one of 73 at age eight, and
another 75. The lawyers arranged to have three
renowned experts conduct evaluations and review
all relevant materials and interview witnesses
from Johnson’s background. All three concluded
that he had intellectual disability; assessed his
corrected (under modern standards) IQ scores at
72 (age eight), 75 (age 12), 65 (age 16), and 73
(age 23); found that he had adaptive decits in all
three domains (conceptual, social and practical);
and determined that his intellectual and adaptive
decits began well before the age of 18.
195
Corey Johnson and two co-defendants, charged
under the 1988 Anti-Drug Abuse Act for a series
of drug-related murders in Virginia in 1992,
were convicted and sentenced to death at a joint
federal trial in 1993.
194
194
The Clinton administration withdrew its notice of intent to seek the death penalty against a fourth defendant shortly before his trial after his lawyer produced evidence of his intellectual disability
and an IQ of 71.
195
USA v. Johnson, Motion pursuant to 28 USC § 2255 raising claim of ineligibility to be executed under 18 USC § 3596(c), In the 14 December 2020.
COREY
JOHNSON
50
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
As Corey Johnson’s execution date neared, on
2 January 2021, the US District Court rejected
his petition: “In passing the AEDPA, Congress
sought to put an end to eleventh-hour relief
that capital defendants often sought in district
courts.”
196
There was greater concern within the
US Court of Appeals for the Fourth Circuit which
voted by eight to seven to deny Corey Johnson’s
petition to have the whole court rehear the case.
One of the seven dissenting judges wrote:
“Although Johnson fell just 2 points short (77)
of the IQ threshold for intellectual disability
(70-75) in 1993, the newly available evidence
convincingly demonstrates that his old IQ score
is incorrect and that he is intellectually disabled
under current diagnostic standards. But no court
has ever considered such evidence. If Johnson’s
execution is carried out today, the United
States will execute an intellectually disabled
person, which is unconstitutional” [emphasis in
original].
197
Cory Johnson was executed on 14 January
2021, less than a week before the inauguration
of President Biden, after the US Supreme Court
denied Johnson’s emergency application for
a stay of execution to permit him to present
evidence that the Constitution prohibited his
execution because he had intellectual disability.
196
US District Court for the Eastern District of Virginia,USA v. Johnson, Memorandum opinion, 2 January 2021.
197
US Court of Appeals for the Fourth Circuit, USA v. Johnson, Order, 14 January 2021, Judge Wynn, dissenting from the denial of rehearing en banc.
198
US v. Higgs, 15 July 2021, Justice Sotomayor dissenting.
AMNESTY INTERNATIONAL
51
199
US District Court for DC, In the matter of the Federal Bureau of Prisons Execution Protocol Cases, Memorandum Opinion, 12 January 2021.
200
US District Court for the District of Maryland, USA v. Higgs, Memorandum opinion, 29 December 2020.
201
US Supreme Court, USA v Higgs, Respondent’s brief in opposition to petition for writ of certiorari, 13 January 2021.
Even a global pandemic was not allowed to get
in the way, whether it was attorneys contracting
the disease, as in the case of Lisa Montgomery’s
clemency lawyers (see Section 2.4) or the
condemned individuals themselves.
Despite “the current record high rates of
infections and fatalities”, noted the US District
Court judge overseeing the lethal injection
litigation as the nal executions in the spree
approached, the Trump administration “intend[s]
to go forward with the scheduled executions
of… Corey Johnson and Dustin Higgs on January
14 and 15, 2021, although both men have
been diagnosed with COVID-19.” Both tested
positive less than a month before their scheduled
executions, she continued, after the government
had assured the Court that adequate procedures
were in place to protect the people imprisoned at
Terre Haute. Defense lawyers argued that their
Covid-19 infections increased the risk of an
excruciating death by lethal injection, specically
that damage to their lungs and other organs
could cause them to experience the sensation
of drowning before being rendered unconscious
during the execution. The judge granted a
“limited” injunction, to remain in effect until 16
March 2021 which, if not reversed, would have
seen them live into the Biden administration.
199
The Trump administration appealed and the
Court of Appeals vacated the injunction, over the
dissent of one of the three judges.
2.6 NO MERCY: WAS
CLEMENCY ALWAYS A
LOST CAUSE?
WHILE THE SUPREME COURT “REPEATEDLY SIDESTEPPED ITS USUAL
DELIBERATIVE PROCESSES, OFTEN AT THE GOVERNMENT’S REQUEST,
ALLOWING IT TO PUSH FORWARD WITH AN UNPRECEDENTED,
BREAKNECK TIMETABLE OF EXECUTIONS”,
198
THE ADMINISTRATION DID
NOTHING TO OFFSET THIS JUDICIAL HANDS-OFF APPROACH WITH ANY
DUE DILIGENCE OF ITS OWN.
DUSTIN
HIGGS
52
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
202
US Supreme Court, USA v Higgs, Reply brief for the petitioner, January 2021.
203
UN Safeguards guaranteeing protection of the rights of those facing the death penalty, ECOSOC resolution 1984/50, , and Additions to safeguards as agreed by ECOSOC Resolution 1989/64.
204
Strengthening of the UN Safeguards, as agreed by ECOSOC Resolution 1996/15.
205
UN Basic Principles on the Role of Lawyers, 1990, Principle 14.
A US District Judge wrote: “It is not lost on the
Court that this execution is scheduled to occur
just ve days before the inauguration of a new
president who has stated his opposition to capital
punishment.”
200
For their part, the defense
lawyers described the administration as being
“driven by the desire to execute Mr Higgs before
President-elect Biden is inaugurated on January
20, 2021.”
201
The government lawyers in turn
accused them of “simply trying to run out the
clock until the next Administration, which [they]
envision will be more favorably disposed toward
[Higgs] than the one that sought and secured
nine death sentences for his triple murder
(President Clinton’s) and the three that defended
those sentences against his many challenges
(President Bush’s, President Obama’s, and
President Trump’s).”
202
International law requires that anyone facing
the death penalty is provided “adequate legal
assistance at all stages of the proceedings” and
this should go “above and beyond the protections
afforded in non-capital cases.”
203
Every capital
defendant must be given all due process
guarantees under Article 14 of the ICCPR, with
governments also “bearing in mind” international
instruments such as the Basic Principles on
the Role of Lawyers and the Guidelines on the
Role of Prosecutors
204
Under such standards,
lawyers seeking to keep their clients alive
through legitimate court and clemency actions
are acting as they should, consistent with the
Basic Principle that “Lawyers, in protecting the
rights of their clients and in promoting the cause
of justice, shall seek to uphold human rights and
fundamental freedoms recognized by national
and international law.”
205
In 2020 and 2021, Department of Justice lawyers
were in possession of the same knowledge about
the incoming administration’s abolitionist pledge
and obliged to “respect and protect human dignity
and uphold human rights.”
206
Knowing that within days or weeks the very
same individuals they were seeking to hustle
towards the death chamber could benet from
a change in policy and law surely behooved
the Attorney General, the Solicitor General and
other Department of Justice lawyers to pause for
thought and consider the bigger picture. In such
a situation, one might hope that government
lawyers, acting in the spirit of international
human rights law, would give the benet of the
doubt to life.
During the years that Dustin Higgs was on death
row, 10 states in the USA had abolished the
death penalty. One was Maryland, where Dustin
Higgs had been sentenced to death. Under
the FDPA, a federal death sentence can only
be implemented “in the manner prescribed
by the law of the State in which the sentence
is imposed” or, if the state does not have the
death penalty, then the court must designate
another state which does. Because Maryland
had the death penalty at the time Dustin Higgs
was sentenced to death, the District Court’s nal
Judgment and Order of 3 January 2001 did not
THE LAST OF THE 13 EXECUTIONS
SCHEDULED WAS THAT OF
DUSTIN HIGGS.
THE PRESIDENT-ELECT’S PROMISE
TO WORK FOR ABOLITION OF THE
DEATH PENALTY WAS CONSISTENT
WITH US HUMAN RIGHTS
OBLIGATIONS.
INSTEAD, THEY MAINTAINED
THE RELENTLESS PURSUIT
OF EXECUTION.
207
AMNESTY INTERNATIONAL
53
206
UN Guidelines on the Role of Prosecutors, 1990, para. 12.
207
US Supreme Court, Callins v. Collins, 22 February 1994, Justice Blackmun dissenting: “we hope that the prosecution, in urging the penalty of death, will have exercised its discretion wisely, free
from bias, prejudice, or political motive, and will be humbled, rather than emboldened, by the awesome authority conferred by the State.”
208
US District Court for the District of Maryland, USA v. Higgs, Motion to amend Judgment and Order, 4 August 2020.
209
See Rules of the Supreme Court of the United States, 2019, Rule 11, supremecourt.gov/ctrules/2019rulesoftheCourt.pdf
210
US Court of Appeals for the DC Circuit, Roane v. Rosen, Order, 13 January 2021, Circuit Judge Pillard, dissenting: “The government insists that these nal scheduled executions [of Corey Johnson
and Dustin Higgs] must proceed as planned. It fails to explain why they must take place this week… I believe the government has failed to meet the high burden required to second-guess the district
court’s factnding and stay its order. Any desire on the part of the government to check two more executions off its list does not justify concluding otherwise.”
211
Testimony of Stephen I. Vladeck, Case Selection and Review at the Supreme Court. Hearing before the Presidential Commission on the Supreme Court of the United States, 30 June 2021, page 9,
www.whitehouse.gov/wp-content/uploads/2021/06/Vladeck-SCOTUS-Commission-Testimony-06-30-2021.pdf
designate another state. The government had
from 2013, when Maryland abolished the death
penalty, to 2020 to seek this change. It did
nothing to this end in those seven years, instead
waiting until the execution was scheduled.
The Trump administration led a motion in the
US District Court in Maryland asking the judge
to amend the original judgment and order to
designate Indiana, the location of federal death
row, “as the state implementing death.”
208
During this process, and without waiting for
the nal decision, the Department of Justice
announced on 20 November 2020 that Higgs
would be executed on 15 January 2021, ve
days before the end of the Trump administration.
On 29 December, the judge denied the
government’s motion, nding he did not have
the authority to amend the original order. The
government appealed to the Fourth Circuit Court
of Appeals, which set oral argument for 27
January 2021, a week after President Trump was
due to leave ofce. The Court of Appeals denied
a government motion to expedite the process.
Supreme Court to take a case before there is
a judgment from the court below (in this case
the Fourth Circuit Court of Appeals). Under
the rules of the Supreme Court such petitions
will only be granted “upon a showing that the
case is of such imperative public importance
as to justify deviation from normal appellate
practice and to require immediate determination
in this Court.”
209
Here the “imperative public
importance” was never explained, leaving the
suspicion that this was an administration simply
looking, and being allowed, “to check one more
execution off its list.”
210
Indeed, according to
a leading US Supreme Court expert, this may
have been the rst time in the history of the US
Supreme Court that it had reached out in this
way in order to summarily reverse. And it did
so with the only outcome in the case being that
Dustin Higgs would be killed by the government
without the Supreme Court even examining the
novel legal theory that allowed it to do so.
211
Dustin Higgs – who maintained his innocence
to the end (the actual gunman in the murders
had received a life sentence)
212
– sought
clemency from President Trump. Given the
relentlessness of the administration’s pursuit
of these executions, however, was executive
clemency ever a real prospect, as required
under international human rights law? Even
before anyone knew how the execution schedule
would unfold, the IACHR had concluded
that the structure of the federal executive
clemency process in the USA failed to meet its
international law obligation to guarantee the right
to minimal fairness standards.
213
On 15 January 2021, without comment, the
Court granted the government’s petition for
"certiorari before judgment", reversed the District
Court order and instructed the Fourth Circuit
to remand the case to the District Court for the
prompt designation of Indiana. Certiorari before
judgment is a procedural move rarely used by the
AS IT HAD DONE THROUGHOUT ITS
EXECUTION SPREE, THE TRUMP
ADMINISTRATION TURNED TO THE
US SUPREME COURT.
54
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
212
The co-defendant was tried rst – charged with being the person who had shot the three young women – and the jury found him guilty of all three murders. He was sentenced to life imprisonment
after the jurors were unable to reach a unanimous verdict on sentence. Dustin Higgs’s trial began ve weeks later in front of a different jury. A key witness at the guilt stage was a third defendant
who was present at the crime and who faced over 15 years in prison. The government had agreed to seek a lighter sentence in the murder case in exchange for his cooperation in the Higgs
prosecution (he was sentenced to seven years). The jurors unanimously found in mitigation that Higgs was “not the sole proximate cause of the victims’ deaths” but rejected as a mitigating factor
that Haynes was an equally culpable defendant who had not been sentenced to death for the murders.
213
IACHR Report No. 28/20, Case 12.719, Report on Merits: Orlando Cordia Hall, USA. 22 April 2020, para. 80.
214
See Herrera v. Collins (1993) and Harbison v. Bell (2009).
215
On his last day in ofce in 2001, President Clinton commuted the death sentence of David Chandler and in his last week in ofce in 2017 President Obama commuted Aboleda Ortiz’s death
sentence. Nine of the 13 individuals executed under President Trump had sought clemency from the outgoing President Obama.
216
See Amnesty International, “Open letter to the US Attorney General concerning the imminent execution of Juan Raul Garza”, 14 June 2001, amnesty.org/en/documents/amr51/088/2001/en/ The
rst federal execution in 38 years was of Timothy McVeigh, who waived his appeals and did not seek clemency. President Bush did not intervene to stop the execution.
217
US Court of Appeals for the Ninth Circuit, Mitchell v. USA, 19 June 2015, Circuit Judge Reinhardt dissenting in part.
218
Daniel Lee, Wesley Purkey, Lezmond Mitchell, William LeCroy, Christopher Vialva, Brandon Bernard, Alfred Bourgeois, Lisa Montgomery, Corey Johnson and Dustin Higgs.
The US Supreme Court has described executive
clemency as “the ‘fail safe’ in our criminal
justice system.”
214
In the past three decades
since the federal death penalty was reinstated,
two individuals on federal death row have been
granted executive clemency, both at the end of
presidential terms, when the act of clemency
carries no political cost to the outgoing
president. Neither man had an execution date
at the time.
215
Ten of the 13 individuals executed between July
2020 and January 2021 had sought presidential
commutation of their death sentences.
218
An
11th, Orlando Hall, had sought a court-ordered
injunction on the grounds that “the dramatically
abbreviated notice [of execution] and the ongoing
COVID-19 pandemic make it impossible for Mr
Hall to prepare an adequate case for clemency
with the assistance of counsel.” The US District
Court ruled against him stating: “[Hall] alleges
that [the government is] violating his due
process and statutory rights by executing him
in the middle of a pandemic, which has made
it impossible to meaningfully pursue clemency.
The argument raises issues that the court nds
troubling, but, ultimately, unlikely to succeed.”
219
The seventh of the 13 federal executions,
and the last before the presidential election,
was of Christopher Vialva, carried out on 24
September 2020. Earlier that day, President
Trump had spoken at a pre-election rally in
Florida. Having told the audience that the
Democrats wanted to “pack” the US Supreme
Court with “far-left Justices” who, among
other things, would “declare the death penalty
totally unconstitutional”. He said: “They came
to my ofce today and the death penalty – for
clemency. I said, ‘What was the crime?’ The
crime was so horrible that I won’t tell you what
it was, but it’s been going on for 21 years or
so. The crime was so horrible that this person
committed, that I said, ‘Look, I just can’t talk
about it’. It was so horrible.”
220
President George W. Bush denied clemency to
Juan Raul Garza, despite the IACHR calling
for commutation after nding that the death
sentence was “arbitrary and capricious”.
216
The
third federal execution in the post-Furman v.
Georgia era took place on the eve of the US-
led invasion of Iraq in March 2003 after the
President denied clemency to Louis Jones,
“an African American war veteran [who] had
returned home from the rst Gulf War with
post-traumatic stress disorder and brain damage
likely linked to his exposure to nerve gas during
the war – known as Gulf War Syndrome – and
displayed symptoms of that syndrome during his
commission of the crime.”
217
AS UNDER PRESIDENT BUSH,
THERE WAS A 100% FAILURE RATE
OF THE CLEMENCY PETITIONS PUT
BEFORE PRESIDENT TRUMP.
NO ONE ON FEDERAL DEATH ROW
FACING IMMINENT EXECUTION HAS
YET BEEN GRANTED CLEMENCY.
AMNESTY INTERNATIONAL
55
The 10 petitions presented to President Trump
contained compelling cases for clemency,
including claims of intellectual and mental
disability, inadequate legal representation,
rehabilitation, arbitrariness, racial discrimination
and prosecutorial misconduct. It seems that none
of the requests for commutation was formally
denied or even acknowledged by the President.
Each petition was simply “administratively
closed” after the execution.
221
Lisa Montgomery, who had petitioned President
Trump for clemency, was executed less than
a month after the pardon was issued in the
contractor case. Three months after President
Biden took ofce, a US District Court Judge in
Indiana drew a line under her case: “Lisa Marie
Montgomery led this habeas corpus petition
challenging her competence to be executed. The
government executed Ms Montgomery on January
13, 2021. There now is no relief available, so
this action is moot.”
224
An executed person “has
indeed lost the right to have rights”, as Justice
William Brennan wrote half a century ago in
Furman v. Georgia.
On 22 December 2020, after 10 federal
executions in the previous ve months, in seven of
which cases the individual had sought executive
clemency, President Trump granted a “full and
unconditional” pardon to four private US security
contractors convicted of crimes committed during
a massacre in Iraq in 2007. They included one
man who was convicted of rst-degree murder and
sentenced to life imprisonment. Denying a motion
of acquittal in 2019, a federal judge noted the
convicted man’s “anti-Iraqi animus”, describing
how this contractor’s actions had prompted a
“twenty-minute barrage of death and destruction
[which] killed fourteen civilians and wounded
seventeen others – many attempting to ee, and
at least one with his hands up.” The judge noted
that “all told, two different juries – twenty-four
different people – considered weeks of evidence
and unanimously concluded [the contractor]
committed rst-degree murder.”
222
THIS DEFICIT OF MERCY STOOD IN
EVEN STARKER RELIEF WHEN SET
AGAINST THE SAME PRESIDENT’S
USE OF HIS CLEMENCY POWER
ELSEWHERE DURING THE SAME
PERIOD, RAISING FURTHER
QUESTIONS ABOUT ARBITRARINESS
IN THE DEATH PENALTY.
THE CHAIRPERSON OF THE UN
WORKING GROUP ON THE USE OF
MERCENARIES DESCRIBED THE
FOUR PARDONS AS “AN AFFRONT
TO JUSTICE” AND A VIOLATION OF
THE USA’S OBLIGATIONS UNDER
INTERNATIONAL LAW WHICH
UNDERMINED “HUMANITARIAN
LAW AND HUMAN RIGHTS AT A
GLOBAL LEVEL”.
223
DUSTIN HIGGS, WHO HAD ALSO
PETITIONED PRESIDENT TRUMP
FOR CLEMENCY, WAS EXECUTED
MAINTAINING HIS INNOCENCE:
“I DID NOT KILL THEM AND DID
NOT ORDER THE MURDERS.”
225
219
US District Court for DC, Hall v. Barr, Memorandum opinion, 16 November 2020.
220
Remarks at a “Great American Comeback” rally in Jacksonville, Florida, 24 September 2020.
221
See UN Human Rights Committee, General Comment 36, 3 September 2019, UN Doc. CCPR/C/GC/36, para. 47: “pardon or commutation procedures must offer certain essential guarantees, including
certainty about the processes followed and the substantive criteria applied and the rights for individuals sentenced to death to initiate pardon or commutation procedures and to make representations
about their personal or other relevant circumstances, to be informed in advance when the request will be considered, and to be informed promptly about the outcome of the procedure.”
56
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
222
US District Court for DC, USA v. Slatten, Memorandum Opinion, 30 August 2019. The defendant was convicted in his rst trial, but was granted a retrial, US Court of Appeals for the DC Circuit,
USA v. Slatten, 4 August 2017.
223
UN Ofce of the High Commissioner for Human Rights, “US pardons for Blackwater guards an ‘affront to justice’ – UN experts”, 30 December 2020, ohchr.org/EN/NewsEvents/Pages/DisplayNews.
aspx?NewsID=26633
224
US District Court for the Southern District of Indiana, Montgomery v. Warden, Order dismissing action as moot, 27 May 2021.
225
See Caroline Lester, Harper’s Magazine, “The Lightning Farm”, May 2021.
226
Letter from T. J. Watson, Warden, Federal Correctional Complex, Terre Haute, Indiana, to The Honorable Peter J. Messitte, US District Court Judge for the District of Maryland, 19 January 2021.
On the eve of President Trump’s departure from
ofce, a letter was received by the US District
Court Judge in Maryland who had overseen
the trial of Dustin Higgs and had rejected the
government’s motion to amend the 2001 Order
to allow the execution to go forward. It was from
the Warden of federal death row in Indiana:
“This is to inform you of the death of inmate
Dustin John Higgs… Inmate Higgs passed away
at 1:23am on January 16, 2021… The cause of
death was execution by lethal injection.”
226
ENOUGH IS ENOUGH.
MAY THAT BE THE
FINAL FEDERAL
EXECUTION IN
US HISTORY.
AMNESTY INTERNATIONAL
57
3.0 INTERNATIONAL
LAW
THERE IS NO TREATY OR
OVERWHELMING INTERNATIONAL
CONSENSUS TO ABOLISH THE DEATH
PENALTY WHICH IMPOSES ANY
OBLIGATIONS ON THE UNITED STATES”
Obama administration, November 2011
227
58
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
227
US District Court for the District Court of Puerto Rico, USA v. Casey, USA’s response in opposition to defendant’s motion to declare the Federal Death Penalty Act inapplicable in the Commonwealth
of Puerto Rico, 14 November 2011: “To the extent the United States has signed any treaty attempting to prohibit or limit the imposition of the death penalty, the United States customarily objects to
such provisions and reserves its right to impose the death penalty within constitutional constraints."
228
See Margaret E. McGuiness, “The Internationalism of Justice Harry Blackmun” in Missouri Law Review, Vol 70, Issue 4 (2005).
229
Letter of submittal, Four treaties pertaining to human rights: Message from the President of the US, 23 February 1978.
“Taking international law seriously where the
death penalty is concerned”, US Supreme
Court Justice Harry Blackmun said in April
1994 shortly before his retirement, “draws
into question the United States’ entire capital
punishment enterprise.”
228
The federal
government, however, has not taken international
law on the death penalty in good faith. It ratied
the ICCPR in 1992 with a “reservation” – which
itself violates international treaty law – aimed
at protecting judicial killing around the country
from international legal constraint. And it has
routinely ignored calls from treaty monitoring
bodies to work for a moratorium and abolition,
or to address racial discrimination in the capital
justice system. On a regional level, the USA has
become something of a rogue outlier in the Inter-
American system.
Transmitting the ICCPR and the International
Convention on the Elimination of All Forms of
Racial Discrimination (ICERD) to the Senate
over four decades ago for its advice and consent
on ratication, the Carter administration stated
that it was “increasingly anomalous that the list
of parties does not include the United States,
whose human rights record domestically and
internationally has long served as an example to
the world community.”
229
OVER THOSE 40-
PLUS YEARS, WHAT
HAS BECOME
INCREASINGLY
ANOMALOUS IS
THAT THE LIST OF
ABOLITIONIST STATES
DOES NOT INCLUDE
THE USA.
AMNESTY INTERNATIONAL
59
230
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 50.
231
The USA signed the ICCPR on 5 October 1977 and ratied it on 8 June 1992.
232
Human Rights Committee, General Comment 6: Article 6 (Right to life), 1982, para. 6.
233
Statement during the adoption of the Third Universal Periodic Review (UPR) of the United States, Lisa Peterson, Acting Assistant Secretary of State for Democracy, Human Rights and Labor,
Geneva, 17 March 2021, geneva.usmission.gov/2021/03/17/us-upr-1/
Article 6 requires state parties that have not
yet abolished the death penalty to narrow its
application and clearly establishes the goal of
working towards its abolition. In 1982, the UN
Human Rights Committee expressed concern
that state reports submitted to it showed that
“progress made towards abolishing or limiting
the application of the death penalty [was] quite
inadequate.” Since then, abolition has taken off
around the world.
232
The US government, however, still does not accept
that working for abolition amounts to any sort of
international legal requirement. In March 2021,
at the UN and facing calls from other countries for
the USA to abandon the death penalty, the Biden
administration adopted a long-held US attitude
when it responded that: “While we respect those
who make these recommendations,
they reect continuing differences of policy,
not differences about what the United States’
international human rights obligations
require.”
233
Under ICCPR Article 4, there can be no
derogation from Article 6 on the provisions
relating to the right to life, recognizing its nature
as a peremptory norm of international law.
234
The
UN Human Rights Committee has conrmed that
“reservations with respect to the peremptory and
non-derogable obligations set out in Article 6 are
incompatible with the object and purpose of the
Covenant.”
235
3.1 INTERNATIONAL
COVENANT ON CIVIL
AND POLITICAL RIGHTS
ARTICLE 6(6) OF THE ICCPR REQUIRES STATES PARTIES TO BE ON AN
“IRREVOCABLE PATH TOWARDS COMPLETE ERADICATION OF THE DEATH
PENALTY, DE FACTO AND DE JURE, IN THE FORESEEABLE FUTURE.
230
THE
USA SIGNED THE ICCPR FOUR AND A HALF DECADES AGO AND HAS BEEN A
STATE PARTY TO THIS TREATY FOR 30 YEARS.
231
60
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
234
Human Rights Committee, General Comment 29, States of Emergency (Art. 4), UN Doc. CCPR/C/21/Rev.1/Add.11, para. 11.
235
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 68.
236
ICCPR, Report from Senator Clairborne Pell, 1992, (previously cited).
237
The sole quasi-concession to the ICCPR, but in reality a reection of domestic political considerations, was that “the Administration is now prepared to accept the prohibition against the execution
of pregnant women.”
238
ICCPR, Report from Senator Clairborne Pell, 1992, (previously cited).
239
Harold Hongju Koh, “Paying ‘decent respect’ to world opinion on the death penalty”, U. C. Davis Law Review, Vol. 35, No. 5, June 2002.
The USA, however, ratied the ICCPR in 1992
with a “reservation” aimed at protecting the
death penalty from international constraint. The
administration of George H. W. Bush had told the
Senate Committee on Foreign Relations in 1992
that: “Given the sharply differing view taken by
many of our future treaty partners on the issue
of the death penalty, it is advisable to state
our position clearly.”
236
This position was that,
regardless of what the ICCPR might require in
relation to the death penalty, the USA reserved the
right to use it against anyone, subject only to its
own constitutional constraints.
237
The Committee
approved ratication, adding:
“In view of the leading role that the United
States plays in the international struggle for
human rights, the absence of ratication of
the Covenant is conspicuous and, in the view
of many, hypocritical. The Committee believes
that ratication will remove doubts about the
seriousness of the US commitment to human
rights and strengthen the impact of US efforts in
the human rights eld.”
238
If a purpose of ratifying the ICCPR was to
dispel accusations of human rights hypocrisy,
the conditions the USA attached meant that it
was always likely to fail in this aim. According
to a former US Assistant Secretary of State for
Democracy, Human Rights and Labor in the
Clinton administration:
“Increasingly, I found important bilateral meetings
with our closest allies – particularly from European
Union and Latin American countries – consumed
with answering demarches challenging the death
penalty… The practice has caused allies and
adversaries alike to challenge our claim of moral
leadership in international human rights.”
239
The Committee’s scrutiny of the USA’s initial
report under the ICCPR came in 1995. The
Committee was troubled by “the extent” of the
reservations, understandings and declarations
which it believed were intended to ensure that
the USA was accepting only what was already the
law of the USA, and no more – effectively this
was ratication in name only. It stated that the
reservations to Articles 6 and Article 7 (prohibiting
torture and other cruel, inhuman or degrading
treatment or punishment), which the USA had
formulated to protect the death penalty, were
“incompatible with the object and purpose of the
Covenant”; that is, in violation of the prohibition of
such reservations.
240
In its 1995 conclusions, the UN Human Rights
Committee made clear that it “deplore[d]” the
expansion of the death penalty under the FDPA
and called on the USA to narrow the death
penalty’s scope with a view to abolition, in
conformity with Article 6 of the ICCPR.
THE UN HUMAN RIGHTS
COMMITTEE HAS FOUND
SERIOUS SHORTCOMINGS
IN US COMPLIANCE SINCE
RATIFICATION, INCLUDING ON
THE DEATH PENALTY, BUT THE
USA HAS ROUTINELY FAILED TO
IMPLEMENT THE COMMITTEE’S
RECOMMENDATIONS.
AMNESTY INTERNATIONAL
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240
Article 19(c), Vienna Convention on the Law of Treaties, Report of the Human Rights Committee, United States of America, 3 October 1995, UN Doc. A/50/40, para. 279.
241
Human Rights Committee, Concluding observations: USA, 18 December 2006, UN Doc. CCPR/C/USA/CO/3/Rev.1, para. 29.
242
Human Rights Committee, Concluding observations on the fourth periodic report of the USA, 23 April 2014, UN Doc. CCPR/C/USA/CO/4, para. 8.
243
He became the Committee’s ranking minority member in 1997 and served as its chair from 2001 to 2003 and from 2007 to 2009. He resigned as a senator in January 2009 shortly before becoming
vice president under President Obama.
244
Annex to the letter dated 22 April 2009 from the Permanent Representative of the USA to the United Nations addressed to the President of the General Assembly Human rights commitments and
pledges of the USA, UN Doc. A/63/831, p. 4.
245
US District Court for the District of Puerto Rico, USA v. Casey, United States’ response in opposition to defendant’s motion to declare the Federal Death Penalty Act inapplicable in the
Commonwealth of Puerto Rico, 14 November 2011.
246
Fourth Periodic Report of the USA to the UN Human Rights Committee, 22 May 2012, UN Doc. CCPR/C/USA/4, para. 151, and UN Human Rights Committee, Fifth periodic report submitted by the
United States of America under article 40 of the Covenant pursuant to the optional reporting procedure, due in 2020, 19 January 2021, UN Doc. CCPR/C/USA/5, para. 15.
247
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 50.
248
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 44.
In 2006, the UN Human Rights Committee
reviewed the USA’s Second and Third Reports,
expressing regret that, despite its previous call,
the USA had “extended the number of offences
for which the death penalty is applicable.” It again
called for a moratorium, “bearing in mind the
desirability of abolishing the death penalty.”
241
In 2014, in its review of the USA’s Fourth
Report, the UN Human Rights Committee again
pointed to the racial disparities in imposition of
the death penalty, “exacerbated by the rule that
discrimination has to be proven on a case-by-case
basis” (under the 1987 US Supreme Court ruling
in McCleskey v. Kemp). It called for a moratorium
at the federal level and engagement of the federal
authorities with “retentionist states with a view to
achieving a nationwide moratorium.”
242
The UN Human Rights Committee has been
seeking withdrawal of the USA’s reservations,
understandings and declarations for a quarter of
a century. As a senator, Joe Biden was a member
of the Committee on Foreign Relations when it
approved these conditions. During his time on
this Committee, the USA ratied the ICCPR,
the Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment
and ICERD.
243
The Obama administration, with Joe Biden as vice
president, promised that: “The United States is
committed to meeting its United Nations treaty
obligations and participating in a meaningful
dialogue with treaty body members.”
244
That same
administration simultaneously insisted that
“since the death penalty is clearly and
unambiguously authorized by the Constitution,
the right to impose the death penalty is not
prohibited by the treaty.”
245
It also told the UN
Human Rights Committee that, following the
2005 Supreme Court prohibition of the execution
of offenders for crimes committed when under
18, “the United States now implements Article
6(5) in full.” This was repeated by the Trump
administration in January 2021.
246
Yet this is
far from the whole story. The reservation led by
the USA applied, by its wording, to Article 6 in
its entirety. Again, the reservation was aimed at
preserving the use of the death penalty against
“any person”, subject solely to constitutional
constraints.
Article 6.1 of the ICCPR prohibits the “arbitrary”
deprivation of life – a provision routinely
implicated in the application of the death
penalty in the USA. Article 6.4 guarantees
meaningful availability of clemency in capital
cases. And Article 6.6, as repeatedly made clear
by the UN Human Rights Committee, conrms
the abolitionist intent of the Covenant.
247
An
overarching prohibition also is that the death
penalty “must not be imposed in a discriminatory
manner contrary to articles 2(1) and 26 of the
Covenant.”
248
62
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
249
Amnesty International, USA: Life, liberty and the pursuit of human rights: A submission to the UN Human Rights Committee for the 109th session of the Committee, September 2013, amnesty.org/
en/documents/amr51/061/2013/en/; Concluding observations on the fourth periodic report of the USA, 23 April 2014, UN Doc. CCPR/C/USA/CO/4, para. 5; Amnesty International, USA: Submission to
the UN Committee Against Torture: 53rd session of the Committee, October 2014, amnesty.org/en/documents/amr51/049/2014/en/; and Committee against Torture, Concluding observations on the
combined third to fth periodic reports of the United States of America, 19 December 2014, UN Doc. CAT/C/USA/CO//3-5, para. 12.
250
Amnesty International, USA: Right the wrong: Decision time on Guantánamo, 11 January 2021, Chapter 5, www.amnesty.org/en/documents/amr51/3474/2021/en/
The US reservation to Article 7 of the ICCPR –
that the USA considered itself bound only to the
extent that “cruel, inhuman or degrading treatment
or punishment” means the cruel and unusual
treatment or punishment prohibited under the
Constitution – was led in part to protect its use of
the death penalty (it led an identical one to Article
16 of Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment
in 1994). It said that “because the Human Rights
Committee, like the European Court of Human
Rights, has adopted the view that prolonged judicial
proceedings in cases involving capital punishment
could in certain circumstances constitute [cruel,
inhuman or degrading] treatment, US ratication
of the Covenant should be conditioned upon
a reservation limiting our undertakings to the
prohibitions of the Fifth, Eighth and/or Fourteenth
Amendments” to the Constitution.
After the attacks of 11 September 2001, this
reservation formulated to protect the death penalty,
was exploited by Bush administration lawyers to
give legal approval to torture and other ill-treatment,
as well as enforced disappearance, against foreign
nationals held outside the USA in the “war on
terror”
249
. Today, six individuals in US custody at
Guantánamo, who were earlier subjected to torture
and enforced disappearance in US custody under
this detention regime, face the death penalty at
unfair trials under the Military Commissions Act.
If any execution were to follow such proceedings,
which fail to meet international fair trial standards,
it would violate international law and constitute
a violation of the right to life. In the case of any
of the six men currently facing capital trial at
Guantánamo, their execution would amount to
killing witnesses to crimes, specically the crimes
under international law of torture and enforced
disappearance committed against them and
others by US personnel, for which the perpetrators
continue to enjoy impunity.
250
AMNESTY INTERNATIONAL
63
251
Senate, 103rd Congress. Executive Report 103-29, ICERD, 2 June 1994.
252
Combined initial, second and third State Party reports of United States of America, 10 October 2000, UN Doc. CERD/C/351/Add.1, paras 322-325.
253
Report of the Committee on the Elimination of Racial Discrimination, Fifty eighth session (6 23 March 2001), Fifty ninth session (30 July 17 August 2001), UN Doc. A/56/18 (Supp), para. 396.
254
Consideration of reports submitted by States Parties under article 9 of the Convention, Concluding observations of the Committee on the Elimination of Racial Discrimination, United States of
America, UN Doc. CERD/C/USA/CO/6, 8 May 2008, para. 23.
The USA ratied the ICERD on 21 October 1994.
The Senate Committee on Foreign Relations
approved ratication of ICERD saying that it
would “enable the United States to participate
in the work of the Committee on the Elimination
of Racial Discrimination established by the
Convention to monitor compliance.”
251
The Clinton administration submitted the USA’s
combined initial, second and third reports in
2000. On the death penalty, the administration
acknowledged public concerns about evidence of
racial bias and discrimination but said that “the
US Government remains condent that the death
penalty is imposed only in the most egregious
cases and only in the context of the heightened
procedural safeguards required by our state and
federal constitutions and statutes.”
252
The Committee for the Elimination of Racial
Discrimination (CERD) did not share this
condence and urged the USA “to ensure,
possibly by imposing a moratorium, that no death
penalty is imposed as a result of racial bias on
the part of prosecutors, judges, juries and lawyers
or as a result of the economically, socially and
educationally disadvantaged position of the
convicted persons.”
253
Eight years later, the CERD considered the USA’s
combined fourth, fth and sixth periodic reports.
It remained concerned about “the persistent and
signicant racial disparities with regard to the
imposition of the death penalty, particularly those
associated with the race of the victim.” In addition
to calling on the George W. Bush administration to
“identify the underlying factors of the substantial
3.2 PROHIBITION
OF RACIAL
DISCRIMINATION
APPROXIMATELY 13% OF THE POPULATION OF THE USA IS BLACK. IN
FEDERAL CASES, OF 539 DEFENDANTS WHOSE CASES WERE AUTHORIZED
FOR A FEDERAL CAPITAL PROSECUTION BETWEEN 1988 AND APRIL 2021,
263 (49%) WERE AFRICAN AMERICAN, 148 (28%) WERE WHITE, 99 (18%)
WERE LATINO AND 29 (5%) WERE “OTHER”. OF THE 16 PEOPLE PUT TO
DEATH IN FEDERAL EXECUTIONS SINCE 2001, SEVEN WERE WHITE, SEVEN
WERE BLACK, ONE WAS LATINO AND ONE WAS NATIVE AMERICAN.
64
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
255
Reports submitted by States parties under article 9 of the Convention. Seventh to ninth periodic reports of States parties due in 2011. United States of America, 3 October 2013, UN Doc. CERD/C/
USA/7-9, para. 70 ("With respect to the Committee's comment concerning a potential moratorium on the death penalty, there is vigorous public debate in the United States on the death penalty….
Any further decisions concerning a moratorium would have to be made separately at the federal level and by each of the 32 states that retain the death penalty")
256
CERD, Concluding observations on the combined seventh to ninth periodic reports of the USA, 25 September 2014, UN Doc. CERD/C/USA/CO/7-9, para. 20.
racial disparities in the imposition of the death
penalty” and root out discriminatory practices,
it reiterated its earlier call to the USA to “adopt
all necessary measures, including a moratorium,
to ensure that death penalty is not imposed as
a result of racial bias on the part of prosecutors,
judges, juries and lawyers.”
254
The USA’s seventh, eighth and ninth combined
reports under ICERD were submitted by the
Obama administration in 2013.
255
After
scrutinizing the USA’s reports, CERD repeated
its call for a moratorium on the death penalty “at
the federal level, with a view to abolishing the
death penalty.”
256
Today, over half a century after the USA
signed the ICERD, and more than 25 years
after ratifying it, the intransigence of the
federal government on the death penalty
may be softening. In June 2021, the Biden
administration submitted its combined 10th,
11th and 12th reports to the CERD conrming
that it “supports legislatively ending the death
penalty at the federal level and encouraging
states to follow the federal government’s
example.” At the same time, however, it
continued to display a level of condence in
the capital justice system not justied by the
evidence of discrimination within it.
“[T]he US judicial system provides an exhaustive
system of protections at both the federal and state
levels to ensure the death penalty is not applied
in a summary, arbitrary, or discriminatory manner,
and that its implementation is undertaken with
exacting procedural safeguards, after multiple
layers of judicial review, in conformity with the US
Constitution and US international obligations. DOJ
continues to take great precautions to ensure that
decisions to seek the death penalty at the federal
level are not based on factors that include race or
national origin.”
257
This condence notwithstanding, Attorney
General Merrick Garland has reiterated what
he said at his conrmation hearing, stating: “I
have concerns about the death penalty... and
I’m concerned about disparate impact on Black
Americans.”
258
He is not the rst. In 2000,
Attorney General Reno said that she was “sorely
troubled” by the evidence of racial bias in
the federal death penalty system.
259
In 2013,
Attorney General Holder pointed to the need to
“confront the reality” that “people of color often
face harsher punishments than their peers.”
260
Over 1,500 executions have been carried out
under the USA’s current capital justice system,
begun in the fourth quarter of the 20th century,
and continuing into the 21st. Over 80% of these
executions have occurred in the South, a region
where around 38% of the USA’s population
lives. A third of the individuals executed
nationally were Black, despite the fact that
Black people comprise only approximately 13%
of the population. Over 75% of executions were
of people convicted of crimes involving white
victims.
In 2008 the most senior justice on the US
Supreme Court stated that it had allowed race
“to continue to play an unacceptable role in
capital cases.”
261
A principal culprit is the
Court’s now 35-year-old McCleskey v. Kemp
decision in which it ruled that “the same types
of statistical data that were routinely accepted
as proof of racial discrimination in housing,
employment, education, and the denial of other
civil rights were not sufcient as proof that a
death sentence had been unconstitutionally
imposed.”
262
The UN Special Rapporteur on
Extrajudicial, Summary or Arbitrary Executions,
in his report of his mission to the USA in
1997, noted that the 1987 McCleskey v. Kemp
ruling, under which a successful claim of racial
discrimination
AMNESTY INTERNATIONAL
65
257
CERD, Combined 10th to 12th reports, 8 June 2021, UN Doc. CERD/C/USA/10-12, (previously cited), para. 116.
258
US Attorney General reviews Justice Dept’s federal death penalty policies, Reuters, 22 June 2021.
259
New York Times, “Reno troubled by death penalty statistics”, 12 September 2000.
260
Attorney General Eric Holder to American Bar Association, 12 August 2013.
261
Baze v. Rees, 16 April 2008, Justice Stevens concurring in the judgment.
262
Death Penalty Information Center, “35 years after McCleskey v. Kemp: A legacy of racial injustice in the administration of the death penalty”, 21 April 2022, deathpenaltyinfo.org/news/35-years-
after-mccleskey-v-kemp-a-legacy-of-racial-injustice-in-the-administration-of-the-death-penalty
263
Report of the Special Rapporteur on Extrajudicial, Summary or Arbitrary Executions, January 1998, UN Doc. E/CN.4/1998/68/Add.3, (previously cited), paras 64-65.
264
CERD, General Recommendation 32, The meaning and scope of special measures in the International Convention on the Elimination of All Forms of Racial Discrimination, 24 September 2009, UN
Doc. CERD/C/GC/32, para. 7.
would have to prove discriminatory intent by the
decision-makers, “has had the effect of allowing
the courts to tolerate racial bias because of the
great difculties defendants face in proving
individual acts of discrimination in their cases.”
The Rapporteur questioned the compatibility of
the ruling “with obligations undertaken under
the International Convention on the Elimination
of All Forms of Racial Discrimination, which
requires States parties to take appropriate
steps to eliminate both direct and indirect
discrimination.”
263
Discrimination under the
Convention “includes purposive or intentional
discrimination and discrimination in effect
[emphasis added].
264
McCleskey v. Kemp was present during the
Trump administration’s defense of death
sentences as well as during its execution spree.
For example, three days before Orlando Hall
was executed on 19 November 2020, having
raised statistical evidence of systemic racism in
federal capital justice in Texas, the government
simply turned to McCleskey v. Kemp: “the
Supreme Court has rejected such claims
predicated on these types of statistics and has
instead explained that a defendant who tries to
demonstrate this kind of constitutional violation
‘must prove that the decisionmakers in his case
acted with discriminatory purpose.’”
265
CHART 4: EXECUTIONS 1972-2022, GENDER OF MURDER VICTIM
Solely female
victims
Solely male
victims
Crimes with one
victim, female
Crimes with one
victim, male
At least one
female victim
100%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
63%
94%
57%
10%
44%
44%
36%
38%
0%
42%
(AI chart using data from DPIC)
Federal State
66
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
CHART 5: EXECUTIONS AS PERCENTAGE OF FEDERAL AND STATE TOTALS,
1972-2022, FOR SINGLE VICTIM CRIMES, BY GENDER AND RACE
OF VICTIM
74% of state executions were of individuals sentenced to death for a single murder
50% of federal executions were of individuals sentenced to death for a single murder
(AI chart using data from DPIC)
Single victim,
white male
Single victim,
black male
Single victim,
black female
Single victim,
white female
35%
30%
25%
20%
15%
10%
5%
0%
Federal State
0% 0%
31%
29%
5%
13%
4.5%
28%
265
US District Court for the Southern District of Indiana, Hall v. Watson. Response to Hall’s 28 USC §2241 petition and response in opposition to Hall’s motion for stay, 16 November 2020.
266
US District Court for the District of South Carolina, USA v. Council, Brandon Council’s motion to strike the Federal Death Penalty Act allegations from the indictment and as a possible punishment in
this case, 18 September 2018.
267
Declaration of Kevin McNally regarding the geographic location of cases, the frequency of federal death sentences and the race and gender of defendants and victims, 17 June 2016. Ten of 16 (63%)
of federal executions have involved white female victims. This is many times greater than one would expect given the pool of white female victim cases.
268
Declaration of Laura Cohen Bell, 2016.
269
US District Court for the District of South Carolina, USA v. Council, Order, 7 May 2019.
Meanwhile, the McCleskey obstacle remains rmly
in place. In 2019, Brandon Council was facing
the death penalty at his federal trial in South
Carolina, despite his offers to plead guilty and
serve life without the possibility of release.
266
This
African American man was charged with fatally
shooting two white women during a bank robbery
in Conway, South Carolina, in 2017. His lawyers
led a motion to strike the death penalty from the
case based on its disproportionate use against
those charged with the murder of white female
victims. According to the Federal Death Penalty
Resource Counsel Project, “since 2000, in a
grossly disproportionate number of cases, juries
have imposed the death penalty when
the victims was a white female… many times
greater than one would expect given the pool
of white female victim cases.”
267
According to
expert evidence presented pre-trial in Brandon
Council’s case, there was a “one in one thousand
chance” that the race and gender of the
victim was unrelated to the capital sentencing
outcome.
268
The District Court ruled that the”[d]
efendant’s arguments are foreclosed by Supreme
Court precedent”, particularly McCleskey v.
Kemp, and that he was “not entitled to discovery
or an evidentiary hearing.”
269
The trial went
ahead and in 2019 the jury voted for death. Only
10 of the 12 jurors found in mitigation that “all
life has value”.
AMNESTY INTERNATIONAL
67
270
US District Court for the Western District of Kentucky, USA v. Silvers, Motion to declare Federal Death Penalty Act unconstitutional, 8 December 2021 (citing Declaration of Kevin McNally regarding the
geographic location of federal cases, the frequency of authorizations, death sentences and executions and the race and gender of defendants and victims).
271
US District Court for the Western District of Kentucky, USA v. Silvers, United States response to Defendant’s motion to declare Federal Death Penalty Act unconstitutional, 21 December 2021.
272
US District Court for the Western District of Kentucky, USA v. Silvers, Order, 29 April 2022.
273
Concluding observations of the Committee on the Elimination of Racial Discrimination, 8 May 2008, UN Doc. CERD/C/USA/CO/6, para. 23. See also, Concluding observations on the combined seventh
to ninth periodic reports of the USA, 25 September 2014, UN Doc. CERD/C/USA/CO/7-9, para. 20.
274
CERD, General Recommendation 31 on the prevention of racial discrimination in the administering and functioning of the criminal justice system (2005), para. 35.
275
See, for example, IACHR Report No. 28/20, Case 12.719, Report on Merits: Orlando Cordia Hall, USA, 22 April 2020.
Victor Silvers was facing a federal capital trial
in Kentucky, with the government having led
notice of its intent to seek the death penalty
a month after President Biden took ofce. His
lawyers challenged the constitutionality of
the FDPA, including on race. Citing statistical
evidence that of the 539 defendants whose
cases had been authorized for a federal capital
prosecution as of 15 April 2021, the breakdown
was as follows, (A) African American, 263
(49%); (B) white, 148 (28%); (C) Latino,
99 (18%); and (D) “other,” 29 (5%).
270
The
government responded that the “defendant’s
arguments are foreclosed by Supreme Court
precedent”, particularly McCleskey v. Kemp.
271
The judge denied this motion as moot on 29
April 2022 after the US Attorney General
authorized withdrawal of the USA’s Notice of
Intent to Seek the Death Penalty.
272
CERD has long called for the USA to implement
“effective strategies aimed at rooting out
discriminatory practices” in the application of
the death penalty.
273
In so doing, it has pointed
to its General Recommendation 31 under
ICERD, issued more than a decade and a half
ago, which calls for “special attention” to the
death penalty “in countries which have not
abolished it”, especially when there is evidence
of racial discrimination in its application.”
274
The IACHR has taken the view that heightened
scrutiny is required where the allegation
concerns racial discrimination, so that it can be
ensured that the distinction “is not based on
the prejudices and/or stereotypes that generally
surround suspect categories of distinction”. At
the same time, the principle of equality and non-
discrimination incorporates both “the prohibition
of arbitrary differences of treatment” and “the
obligation of States to create conditions of real
equality for groups that have been historically
excluded or that are at greater risk of being
discriminated against.”
275
In July 2019, the IACHR transmitted a report on
its analysis of Orlando Hall’s case to the Trump
administration. Unlike the US authorities, once
it found that there was “no direct evidence” of
racial discrimination against Hall, this was not
the end of its inquiry. Instead, it considered
the “indicia of suspected use of race in the
application of the death penalty”; the “lack of
information” provided by the authorities and “the
fact that the prosecuting attorney responsible
for assembling the all-white jury was later found
to have engaged in racial discrimination in jury
selection in two separate cases.”
The IACHR found that the US government
had failed “to fully respond to the allegations
concerning possible racial discrimination raised
throughout this process” and that this and
the condemned person’s “lack of access to an
effective remedy with regard to the allegation
of racial discrimination” violated the USA’s
international obligations. By April 2020, the
administration had not replied to the IACHR.
The Commission urged that Orlando Hall’s death
sentence to be commuted. Instead, he was
executed on 19 November 2020.
68
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
276
IACHR, “IACHR condemns resumed use of the death penalty at the federal level in the United States after a 17-year lapse”, Press Release, 20 June 2020, oas.org/en/iachr/media_center/
PReleases/2020/149.asp
277
The Carter administration proposed a reservation to ACHR Article 4 with similar intention to that led on the ICCPR: “United States adherence to Article 4 is subject to the Constitution and other
law of the United States.”
278
President Carter transmitted the ACHR to the Senate on 23 February 1978 “with a view to… ratication.”
279
American Declaration of the Rights and Duties of Man, cidh.oas.org/basicos/english/basic2.american%20declaration.htm
The principal human rights treaty of the Americas
region, the American Convention on Human
Rights (ACHR), was signed by the USA on 1 June
1977.
277
The treaty was referred to the Senate
Committee on Foreign Relations, whose members
at the time included Senator Joe Biden. Hearings
were held in November 1979. That was the last
action taken towards ratication.
Like the ICCPR, the ACHR has provisions on the
death penalty (Article 4). By signing the ACHR,
the USA committed itself, under international law,
not to do anything to undermine the object and
purpose of the treaty pending its decision to ratify
it.
278
Article 4.4 states: “The death penalty shall
not be re-established in states that have abolished
it.” Article 28.1, meanwhile, states that: “Where
a State Party is constituted as a federal state,
the national government of such State Party shall
implement all the provisions of the Convention
over whose subject matter it exercises legislative
and judicial jurisdiction.” The reinstatement of the
federal death penalty in 1988 and expansion of
it in 1994 were incompatible with the object and
purpose of the ACHR.
The IACHR is the expert body established under
the ACHR, along with the Inter-American Court of
Human Rights, to monitor implementation of and
compliance with the treaty. In the case of OAS
member states that have not ratied the ACHR,
“the Commission examines the international
responsibility of OAS Member States based on the
American Declaration [on the Rights and Duties
of Man
279
], and is authorized to do so by the OAS
Charter.”
280
The US government pledged in April 2009, when
Joe Biden was vice president, that: “The United
States is committed to cooperating with the human
rights mechanisms of the United Nations, as well
as the Inter-American Commission on Human
Rights and other regional human rights bodies.”
281
The USA continues to defy calls from the IACHR to
meet its international human rights obligations in
relation to the death penalty.
3.3 INTER-AMERICAN
COMMISSION ON
HUMAN RIGHTS
THE USA IS ONE OF 35 MEMBER STATES OF THE ORGANIZATION OF
AMERICAN STATES (OAS). IT IS THE ONLY ONE THAT CURRENTLY CARRIES
OUT JUDICIAL EXECUTIONS.
276
AMNESTY INTERNATIONAL
69
280
IACHR, Basic Documents in the Inter-American System, oas.org/en/iachr/mandate/Basics/intro.asp, including Note 11. See also, IACHR, Towards the closure of Guantánamo, 2015, para. 18:
“According to the well-established and long-standing jurisprudence and practice of the Inter-American system, the American Declaration is recognized as constituting a source of legal obligation for
OAS member states, including in particular those States that are not parties to the American Convention on Human Rights”, oas.org/en/iachr/reports/pdfs/Towards-Closure-Guantanamo.pdf
281
Annex to the letter dated 22 April 2009 from the Permanent Representative of the USA to the United Nations addressed to the President of the General Assembly Human rights commitments and
pledges of the USA, UN Doc. A/63/831, p. 4.
282
IACHR, “IACHR expresses its profound concern for the reinstatement of the death penalty at the federal level in the United States”, Press Release, 15 August 2019, oas.org/en/iachr/media_center/
PReleases/2019/201.asp
283
IACHR, Report No. 52/01, Case 12.243, Juan Raul Garza, USA, 4 April 2001, para. 118.
284
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 47: “death sentences must not be carried out as long as international interim measures
requiring a stay of execution are in place… Failure to implement such interim measures is incompatible with the obligation to respect in good faith the procedures established under the specic
treaties governing the work of the relevant international bodies.”
285
IACHR, The death penalty in the Inter-American Human Rights System: From restrictions to abolition, OEA/Ser.L/V/II, Doc. 68, 31 December 2011, paras 48-49, oas.org/en/iachr/docs/pdf/
deathpenalty.pdf
286
See for example, “IACHR condemns execution of Russell Bucklew in Missouri, United States of America”, Press Release, 7 October 2019, oas.org/en/iachr/media_center/PReleases/2019/249.asp
287
Amnesty International, USA: Execution set despite mental disability, 25 April 2022, amnesty.org/en/documents/amr51/5500/2022/en
In 2019, when the Trump administration
moved to resume federal executions, the IACHR
reminded the US government that to do so would
be “contrary to the fundamental human rights
obligations of an OAS member state pursuant
to the American Declaration and the Charter
of the Organization of Americas States and the
instruments deriving from it.”
282
In a US federal
case two decades earlier, the IACHR had said
that “in capital cases, the failure of a member
state to preserve a condemned prisoner’s life
pending review by the Commission of his or
her complaint… deprives condemned persons
of their right to petition in the Inter-American
human rights system, and results in serious
and irreparable harm to those individuals, and
accordingly is inconsistent with the state’s
human rights obligations.”
283
At least 47 people have been executed in the
USA since 1996 in the face of “precautionary
measures” issued by the IACHR calling for a
stay of execution to allow the Commission time
to review the merits of the person’s petition. The
Commission has said that it considers the USA’s
“incompliance with the principles of the system
to be of the utmost gravity.”
285
Not only does the federal government effectively
shield individual states as they carry out
executions in the face of precautionary measures
or ndings on the merits of petitions,
286
it has
also set an appalling example in its own direct
cases. A quarter of all federal executions (four
of 16) in the USA since 2001 were carried out
despite the IACHR’s ndings of international
law violations upon full analysis of the merits
of petitions and government responses – Juan
Raul Garza (2001), Lezmond Mitchell (2020)
and Orlando Hall (2020) – or in the face of
IACHR precautionary measures calling for a
stay of execution pending full review of the
petition – Lisa Montgomery (2021). Since the
federal execution spree, there has been another
execution in the USA carried out in deance of
IACHR precautionary measures. Clarence Dixon
was executed on 11 May 2022 despite his long-
standing mental disability, including repeated
diagnoses of paranoid schizophrenia.
287
INTERNATIONAL HUMAN RIGHTS
LAW PROHIBITS EXECUTIONS
FROM BEING CARRIED OUT UNTIL
ALL RIGHTS TO APPEAL HAVE
BEEN EXHAUSTED AND RECOURSE
TO PROCEEDINGS HAVE BEEN
COMPLETED, INCLUDING TO
INTERNATIONAL AND REGIONAL
BODIES. THE USA IS A SERIAL
VIOLATOR IN THIS REGARD IN
RELATION TO THE INTER-AMERICAN
HUMAN RIGHTS SYSTEM.
284
70
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
4.0 END FEDERAL
ENABLING OF STATE
DEATH PENALTY
THE FEDERAL GOVERNMENT WILL REMOVE
ANY FEDERAL INHIBITION TO THE STATES’
ABILITIES TO MEET THEIR OBLIGATIONS”
US Senate Committee on Foreign Relations report recommending ratication of ICCPR, 24 March 1992
288
AMNESTY INTERNATIONAL
71
288
ICCPR, Report from Senator Clairborne Pell, 1992, (previously cited), p. 18.
289
Press brieng, White House, 8 April 2022. See, Amnesty International, “USA; Woman’s execution would violate international law”, 30 March 2022, amnesty.org/en/documents/amr51/5420/2022/
en/
290
Press brieng, White House, 18 November 2021. The Oklahoma case was that of Julius Jones.
291
“That the United States understands that this Covenant shall be implemented by the Federal Government to the extent that it exercises legislative and judicial jurisdiction over the matters
covered therein, and otherwise by state and local governments; to the extent that state and local governments exercise jurisdiction over such matters, the Federal Government shall take measures
appropriate to the Federal system to the end that the competent authorities of the state or local government may take appropriate measures for the fulllment of the Covenant.”
292
ICCPR, Report from Senator Clairborne Pell, 1992, (previously cited).
On 8 April 2022, the White House was asked
whether President Biden would seek the Texas
Governor’s intervention in the case of a woman
facing imminent execution in Texas despite
serious doubts about the reliability of her
conviction and the fairness of her trial. The Press
Secretary’s response was to point to the review
of the federal death penalty and that the case
in question was “obviously at a state level”.
289
A similar response had been given ve months
earlier in relation to an Oklahoma death penalty
case – the case in question, it said, involved “a
state-level sentence... there wasn’t a real role that
the federal government could ofcially play.”
290
As already noted, there have been more than a
dozen executions at state level since President
Biden took ofce. His promise to go beyond
working to end the federal death penalty and to
incentivize states to do the same is an important
part of his pledge, but he and his administration
should act on it as a matter of urgency.
Over the past ve decades, the federal
government has failed to build on abolitionist
moves by states. On the contrary, in addition to
its own use of the death penalty, it has promoted,
facilitated and defended its use by states. All too
often it has been silent, hiding behind the federal
structure to wash its hands of the death penalty
at the state level. It has fended off criticism of
the death penalty on the international stage and
led briefs in the US Supreme Court in support
of states defending aspects of their capital
justice system. In some cases, it has even added
an expansionary twist to the reach of the death
penalty by seeking it where the state is unwilling
or unable to.
Article 50 of the ICCPR expressly states that
the provisions of the Covenant “shall extend
to all parts of federal states without any
limitations or exceptions.” As already noted,
there is an obligation under Article 6 of the
ICCPR for governments to work for abolition
within a reasonable timeframe and all branches
of government in all jurisdictions should
work to ensure compliance with the country’s
international treaty obligations.
The rst Bush administration proposed that
the USA le an “understanding” to Article 50
upon ratication, and the Senate Committee
on Foreign Relations approved it.
291
The
understanding was intended to signal that “the
Federal Government will remove any federal
inhibition to the States’ abilities to meet their
obligations.”
292
At the time of the USA’s initial
report to it, the UN Human Rights Committee
noted “with satisfaction” US assurances that this
understanding was not a reservation and was “not
intended to affect the international obligations of
the United States.” Yet the federal government
has continued to assist or enable the states in
their death penalty pursuits.
72
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
293
Remarks at a Brieng on Law Enforcement for United States Attorneys, 16 June 1989.
294
Other cases of federal government intervention include Richard Jackson, currently on federal death row, and Kenneth Barrett, who is awaiting resentencing after his federal death sentence was
overturned in 2021 due to Inadequate representation at the original sentencing. Both men were serving lengthy state sentences for the same crimes that the Department of Justice the prosecuted and
obtained death sentences.
295
US District Court for the Eastern District of New York, USA v. Wilson, Memorandum and Order, 7 February 2013.
A penchant for some federal ofcials to seek to
extend the reach of the federal death penalty
was illustrated in 1989 when President George
H. W. Bush promoted pursuit of the death
penalty where state law did not allow it: “In
those States where police are not protected by
death penalty provisions, we should make full
use of those Federal laws that permit the death
penalty for cop-killers.”
293
An example of this came in 2004, when the
administration of President George W. Bush
took over the prosecution of Ronell Wilson for
the 2003 murder of two undercover New York
City Police Department ofcers. Twenty-year-old
Wilson was initially charged with rst degree
murder in state court and the District Attorney
led notice of intent to seek the death penalty
under state law. However, 15 months later, the
New York Court of Appeals ruled that the state’s
death penalty statute was unconstitutional. The
state could have continued to prosecute Ronell
Wilson with a maximum sentence of life
imprisonment. Instead, the Bush administration
took over and the defendant was indicted in
federal court. He was sentenced to death in
2007, the rst federal death sentence passed in
New York since 1954.
294
The death sentence was later overturned due
to prosecutorial misconduct at the sentencing.
The Obama administration chose to pursue
the death penalty at resentencing.
295
Wilson’s
lawyers told the judge that they were intending
to introduce in mitigation “that Mr Wilson would
not and could not have faced the death penalty
if the federal government had not taken over
the prosecution.”
296
The judge prohibited this
on the grounds that “New York’s ban on capital
punishment is due to a specic, technical
opinion by the State’s highest court that would
require substantial explanation.”
297
The following
month the jury voted for a death sentence and
on 10 September 2013 the judge sentenced the
defendant to death for the second time.
4.1 END FEDERAL
BACKSTOPPING
FOR STATES
THE FEDERAL GOVERNMENT HAS ON OCCASION ASSISTED STATES
WHEN THEY HAVE RUN INTO DIFFICULTIES WITH THEIR OWN CAPITAL
STATUTES IN THE COURTS.
AMNESTY INTERNATIONAL
73
296
USA v. Wilson, Letter to the Honorable Nicholas G. Garaus, District Judge, US District Court for the Eastern District of New York, from Loretta Lynch, US Attorney for the Eastern District of New York, 29
May 2013 (misdated 29 March).
297
US District Court, Eastern District of New York, USA v. Wilson, Memorandum & Order, 14 June 2013, the judge noted that at jury selection, “numerous jurors… were confused as to why the death
penalty is an available option given New York’s ban.”
298
Supreme Court of the State of Kansas, Kansas v. Marsh, 17 December 2004.
299
US Supreme Court, Kansas v. Cheever, 11 December 2013, “Rather than continuing to prosecute Cheever without any chance of a death sentence, state prosecutors dismissed their charges and
allowed federal authorities to prosecute Cheever under the Federal Death Penalty Act of 1994.”
300
US District Court, District of Kansas, Memorandum and order, USA v. Cheever, 29 March 2006. In one of his pre-trial rulings, the judge wrote: “In the years since Furman… the Supreme Court has
revisited its death penalty jurisprudence numerous times… Sometimes the decisions ow from one another; but on other occasions, what was a well settled rule of law in one decade is found repugnant
to the Constitution in the next. Lower courts administering capital cases are severely burdened with not only understanding the present state of the law, but also divining what it will be next week, next
term, or ten years from now when cases presently being tried may still be in the throes of appellate review.”
In 2016, a federal court review found that an
earlier ruling that Wilson did not have intellectual
disability had applied an inappropriate standard.
Applying the correct standard led to this nding
being reversed and his death sentence was found
unconstitutional. Thirteen years after Wilson was
indicted under state law, he was sentenced to life
imprisonment under federal law, the maximum
the state prosecution could have obtained after
New York’s capital statute was overturned (the
legislature has not replaced the statute).
This was not an isolated case of the federal
government directly assisting a state in its
death penalty travails. In Kansas in 2005,
Scott Cheever was charged in state court with
the capital murder of a Kansas county Sheriff.
However, a month before the crime, the Kansas
Supreme Court had ruled that the state’s death
penalty statute was unconstitutional.
298
Although
the State of Kansas could have gone ahead and
pursued a life sentence against Scott Cheever,
it instead turned to the US administration to
prosecute him under the FDPA so that the death
penalty could be pursued against him.
299
The
federal government could have chosen not to
involve itself or even encouraged the state to take
the death penalty off the table. Instead, Scott
Cheever was charged with capital murder under
the FDPA and in July 2005 the administration
of George W. Bush led notice of its intention to
seek the death penalty.
300
Meanwhile, the state succeeded in having the
US Supreme Court overturn, by a vote of ve to
four, the Kansas Supreme Court’s ruling on the
constitutionality of the state’s capital statute.
301
Jury selection in the federal prosecution began
in September 2006, but proceedings were
suspended a week later. The state authorities
asked that the case be returned to state court
given that the death penalty was now an option
again under state law. The federal government
led a motion to dismiss, which was granted
by the federal judge on 2 November 2006, a
year and a half after the federal indictment. The
capital murder charge against Scott Cheever
was re-led under state law. Scott Cheever was
convicted and sentenced to death.
The US administration’s involvement in the case
did not end there. In 2012, the Kansas Supreme
Court overturned Cheever’s capital murder
conviction and his death sentence, nding that
his constitutional Fifth Amendment right not to
be compelled to incriminate himself had been
violated. The state appealed to the US Supreme
Court. In 2013 the Obama administration led
a brief in the US Supreme Court in support of
the State of Kansas. The brief asserted that the
federal government “has a signicant interest
in the Court’s disposition of this case” because
the Fifth Amendment “applies to the federal
government as well as to the States.” Given its
earlier pursuit of the death penalty against this
defendant, the federal government’s interest
apparently included ensuring a death sentence.
302
The US Supreme Court overturned the ruling of
the Kansas Supreme Court which then upheld
Scott Cheever’s conviction and death sentence.
303
At the time of writing, he remained on death row.
74
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
301
Kansas v. Marsh, 26 June 2006.
302
When concurrent jurisdiction exists with a State or local government, a Federal indictment for an offense subject to the death penalty generally should be obtained only when the Federal interest in
the prosecution is more substantial than the interests of the State or local authorities." Justice Manual, Section 9, 10.110, www.justice.gov/jm/jm-9-10000-capital-crimes#9-10.010
303
Supreme Court of Kansas, State of Kansas v. Scott D. Cheever, 22 July 2016.
304
See also, for example, US Court of Appeals for the Fourth Circuit, US v. Hager, 20 June 2013, Judge Wynn dissenting: “nothing prevented Virginia from prosecuting this case in its courts… Perhaps
the driving consideration behind prosecuting this matter in federal court was that it is not clear whether, under Virginia’s capital punishment statute, this murder falls into any of Virginia’s fteen
categories of death-eligible murders.” Thomas Hager remains on federal death row. Virginia abolished the death penalty in 2021.
305
Human Rights Committee, General Comment 36, UN Doc. CCPR/C/GC/36, (previously cited), para. 38.
306
For example, US District Court for the District of Vermont, USA v Michael Jacques, Opinion and order re: Defendant’s motion to reconsider point eight in favor of striking the Notice of Intent to Seek the
Death Penalty, 2 September 2011: “Determining that certain offenders convicted of death-eligible offenses under federal law would not be eligible for the death penalty simply because of the district
in which they were tried – while others, convicted of the same federal offenses in other districts would be eligible – would violate the principle that, to be rational, narrowing must be based on the
heinousness of the offense.”
In Amnesty International’s view, the domestic
transfer of a defendant facing a capital charge
from a jurisdiction without the death penalty to
one with it, for the sole purpose of keeping the
death penalty as a sentencing option, contravenes
the spirit of the lex mitior principle whereby, if
the law relevant to the offence of the accused
has been amended, the less severe law should be
applied.
304
The UN Human Rights Committee has
said:
“the abolition of the death penalty should apply
retroactively to individuals charged or convicted
of a capital offence in accordance with the
retroactive leniency (lex mitior) principle, which
nds partial expression in the third sentence of
article 15(1) [of the ICCPR], requiring States
parties to grant offenders the benet of lighter
penalties adopted after the commission of
the offence. The retroactive application of the
abolition of the death penalty to all individuals
charged or convicted of a capital crime also
derives from the fact that the need for applying
the death penalty cannot be justied once it has
been abolished.”
305
The argument has been made and accepted by
courts that to enforce a federal death penalty
only if the crimes were committed in a state that
had the death penalty would create or exacerbate
geographic disparities in the application of the
death penalty.
306
This may be true (although to
pursue a death sentence does not necessarily
result in one). However, the government – whether
at state or federal level – is also under an
obligation to work for abolition.
FROM A HUMAN RIGHTS LAW
PERSPECTIVE, THE ANSWER TO
GEOGRAPHIC DISPARITIES IN
THE APPLICATION OF THE DEATH
PENALTY IS NOT TO EMBARK ON
THE PURSUIT OF MORE DEATH
SENTENCES TO EVEN OUT THE
SPREAD OF THEM GEOGRAPHICALLY,
BUT TO ERADICATE THE DEATH
PENALTY ALTOGETHER.
AMNESTY INTERNATIONAL
75
307
Strickland v Washington, Brief for the United States as amicus curiae supporting petitioners, August 1983.
308
UN Safeguards Guaranteeing Protection of the Rights of Those Facing the Death Penalty, ECOSOC 1984/50, and Additions to Safeguards as agreed by ECOSOC Resolution 1989/64.
309
Payne v. Tennessee, Brief for the United States as amicus curiae supporting respondent, April 1991.
310
Report of the Special Rapporteur on Extrajudicial, Summary or Arbitrary Executions, January 1998, UN Doc. E/CN.4/1998/68/Add.3, (previously cited), para. 153.
Even before reinstating the federal death penalty
in 1988, the US government was ratifying
treaties in ways that gave states the go ahead
to ignore international legal constraints on
the death penalty. It was also intervening in
litigation in support of state capital justice.
Below are a few examples of such interventions
over the years. In this way, the federal
government has contributed to the development
of domestic law that has allowed violations of
international human rights safeguards protecting
those facing the death penalty.
1983 – STRICKLAND V.
WASHINGTON:
The Reagan administration urged the Supreme
Court to reverse a Court of Appeals decision that
the legal representation at trial of a person on
Florida’s death row had been inadequate. The
administration argued that for a successful
appeal on this issue, not only should the
performance of the lawyer have fallen
“measurably below the range of competence
demanded of defense counsel”, but it would also
have to be shown that “substantial prejudice
resulted”.
307
The Supreme Court indeed
ruled that “the proper standard requires the
defendant to show that there is a reasonable
probability that, but for counsel’s unprofessional
errors, the result of the proceeding would
have been different.” The 1984 Strickland
ruling has allowed executions of people whose
representation had contravened the international
standard that anyone facing the death penalty be
provided “adequate legal assistance at all stages
of the proceedings”, “above and beyond the
protections afforded in non-capital cases”.
308
4.2 END LITIGATION
BACKING STATE
EXECUTIONS
PRESIDENT BIDEN’S PROMISE TO WORK FOR ABOLITION OF THE FEDERAL
DEATH PENALTY AND TO ENCOURAGE STATES TO ABOLISH THEIRS,
MUST INCLUDE STOPPING ALL FEDERAL ACTIVITIES THAT SUPPORT OR
FACILITATE STATE EXECUTIONS.
76
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
311
Senator Clairborne Pell, Congressional Record, 7 June 1995: “With this time-honored tradition of habeas corpus so much a part of the bedrock legal principles which underpin our society, why are we
considering changing it all? The answer is clear and has been readily acknowledged by the proponents of this so-called reform: they want to expedite the execution of those who have received the death
penalty. It is that simple. There is no other driving force behind these efforts.”
312
Report of the Special Rapporteur on Extrajudicial, Summary or Arbitrary Executions, January 1998, UN Doc. E/CN.4/1998/68/Add.3, (previously cited), para. 147.
313
US Supreme Court, Domingues v. Nevada, Brief for US as amicus curiae., October 1999. See Amnesty International, “USA: Death Penalty/legal concern: Michael Domingues “, 28 June 1999, amnesty.
org/en/documents/amr51/102/1999/en/ and “USA: Further information on death penalty / legal concern: Michael Domingues”, 1 November 1999, amnesty.org/en/documents/amr51/148/1999/en/
314
US Supreme Court, Mickens v. Taylor, Brief for the United States as amicus curiae supporting respondent, September 2001.
315
See Amnesty International, “USA (Virginia): Death penalty/Legal concern”, 28 May 2002, www.amnesty.org/en/library/info/AMR51/081/2002/en and “USA (Virginia): Further information on Death
penalty/Legal concern – Walter Mickens (m), black, aged 47”, 12 June 2002, amnesty.org/en/library/info/AMR51/097/2002/en
1991 – PAYNE V. TENNESSEE:
The George H. W. Bush administration led a
brief in the US Supreme Court in support of
Tennessee’s efforts to have Booth v. Maryland
(1987) and South Carolina v. Gathers (1989),
prohibiting the introduction of “victim impact”
testimony at capital trials, overturned.
309
The
state had introduced victim impact evidence
at Pervis Payne’s 1987 trial, in violation of the
Booth ruling. In Booth v. Maryland, the Supreme
Court had said that: “One can understand the
grief and anger of the family... [b]ut the formal
presentation of this information by the State
can serve no other purpose than to iname the
jury and divert it from deciding the case on the
relevant evidence concerning the crime and
the defendant.” In Payne v. Tennessee, the US
Supreme Court (with some new justices) reversed
this earlier decision, ruling that victim impact
testimony was admissible and thereby upholding
Pervis Payne’s death sentence. In 1998, the
UN expert on the death penalty expressed his
concern at the approach to victims’ rights in
the USA and warned that, while victims were
“entitled to respect and compassion, access to
justice and prompt redress, these rights should
not be at the expense of those accused. Court
should not become a forum for retaliation.”
310
In 2021, 19 years after the Supreme Court
outlawed the use of the death penalty against
those with intellectual disability, and after more
than three decades of seeking to execute Pervis
Payne, who continued to assert his innocence,
the state conceded that it had no evidence
to refute the claim that he had intellectual
disability. He was resentenced to life in prison in
2022.
1996 – FELKER V. TURPIN:
President Clinton signed the AEDPA into law in
1996, at least in part to hasten executions.
311
The administration was then asked for its
views by the Supreme Court after Ellis Felker,
on death row in Georgia, challenged the Act’s
constitutionality. The administration asserted
that the limits the AEDPA placed on the ling
of second or successive habeas petitions were
“based on reasonable principles of nality.”
In 1998, the UN’s expert on the death penalty
said that the AEDPA had “further jeopardized
the implementation of the right to a fair trial as
provided for in the ICCPR and other international
instruments.”
312
The AEDPA precluded scrutiny
of constitutional violations raised in several of
the 13 federal execution cases under President
Trump.
1999 – DOMINGUES V. NEVADA:
Invited by the US Supreme Court to express
its views on whether executing individuals for
crimes committed when they were under 18
years old violated international law, the Clinton
administration urged the Court not to review the
question (despite the FDPA prohibiting the death
penalty against people from this age group).
313
The Court dismissed the case. Nine more people
were executed in the USA for crimes committed
when they were children – in clear violation of
international law – before the US Supreme Court
nally ruled in 2005 that such executions were
unconstitutional.
AMNESTY INTERNATIONAL
77
316
US Supreme Court, Uttecht v. Brown, Brief for the United States as amicus curiae supporting petitioner, February 2007. The Bush administration pointed to the case of Wesley Purkey, since executed
in the Trump execution spree, and the rejection by the Eighth Circuit of his challenge to the removal of three would-be jurors for their reluctance to impose the death penalty.
317
Uttecht v. Brown, 4 June 2007.
318
US Supreme Court, Kahler v. Kansas, 23 March 2020, Justices Breyer, Ginsburg and Sotomayor disseting.
319
For example, In the US Supreme Court, USA v. Tsarnaev, Reply brief for the United States, September 2021 (arguing for reinstatement of the federal death sentence – death sentence reinstated by
Court on 4 March 2022) and Savage v. US, Brief for the United States in opposition, October 2021 (arguing for death row prisoner’s petition challenging gaps in the appellate record to be denied –
petition denied by the Court on 15 November 2021). The current administration continues to ght for the death sentence in the cases of all the individuals on federal death row.
2001 – MICKENS V. TAYLOR:
Walter Mickens was sentenced to death in Virginia
in 1993 for murder. The murder victim was
facing weapons and assault charges at the time
of his death. The judge dismissed these charges
because of his death. On the next working day,
the same judge appointed the lawyer who had
been representing the murder victim to represent
Mickens. Neither the judge nor the lawyer
disclosed to Mickens that he was being defended
by the lawyer of the murder victim. The matter
remained undisclosed until it was discovered
years later by Mickens’s appeal lawyer. The
Supreme Court agreed to review the case and
the George W. Bush administration led a brief
in support of Virginia urging the Court to uphold
the death sentence, asserting its interest because
“claims of ineffective assistance of counsel
are frequently asserted… in federal criminal
cases.”
314
The Court upheld the death sentence,
over the dissent of four justices that Mickens
should get a new trial. In 2002, Walter Mickens
was executed, in violation of the ICCPR.
315
2007 – UTTECHT V. BROWN:
In 2006, the Ninth Circuit overturned Cal
Brown’s death sentence in Washington because a
prospective juror had been unlawfully excluded at
jury selection. The man in question had said that
he believed the death penalty was “appropriate
in severe cases”, that he would consider
mitigating and aggravating factors and would
“follow the law” without reservation. However,
the prosecution had objected to the juror on the
grounds that he was too reluctant to impose the
death penalty and the trial judge allowed his
exclusion. The State appealed to the US Supreme
Court to reinstate the death sentence and the
George W. Bush administration led a brief
in support.
316
In 2007, the Supreme Court
reimposed the death sentence, nding that
“deference to the trial court is appropriate”,
adding that the AEDPA “of course, provide[s]
additional, and binding, directions to accord
deference” to the trial court.
317
Four justices
accused the majority of “defer[ring] blindly”
to a state court’s error. Cal Brown was
executed in 2008.
2019 – KAHLER V. KANSAS:
Kraig Kahler, a man with serious mental
disabilities, was sentenced to death in Kansas
for the murder in 2009 of four of his family
members. Kansas law does not allow the jury
to consider mental disease or defect as a
defense to crime, except to the extent that a
defendant is shown to lack the mental state
required to commit the offence. This law
effectively abolishes the “insanity defense”.
The Kansas Supreme Court upheld Kahler’s
conviction and death sentence and the US
Supreme Court decided to take the case. The
Trump administration led a brief urging the US
Supreme Court to afrm the Kansas Supreme
Court’s decision, asserting its interest in the
outcome on the grounds that, although federal
law currently provided for an insanity defense,
“the federal insanity standard has varied over
time, and the United States has an interest in
Congress’s authority to prescribe the contours
of criminal liability.” In March 2020, the US
Supreme Court afrmed the Kansas Supreme
Court’s judgment. Three justices dissented. While
they recognized that “the Constitution gives the
States broad leeway… to provide different
78
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
denitions and standards related to the defense
of insanity… Kansas has not simply redened the
insanity defense. Rather, it has eliminated the
core of a defense that has existed for centuries:
that the defendant, due to mental illness, lacked
the mental capacity necessary for his conduct to
be considered morally blameworthy.”
318
Michael Nance is, at the time of writing, under
sentence of death in Georgia and his case before
the US Supreme Court concerns the procedural
mechanism for an individual on state death row
to challenge the method of execution. The Biden
administration asserted that its “interest in the
case” was that “federal law authorizes capital
punishment for certain criminal offenses”
and “the decision in this case could alter the
procedure by which federal capital inmates
bring method-of-execution claims.”
321
This
is far from being an abolitionist stance, and
indeed at oral argument on 25 April 2022 the
federal administration took a position that was
of concern about procedures for challenging
execution protocols rather than of concerns
about executions per se. The Assistant to the
US Solicitor General explained to the Court
that the federal government was concerned to
minimize “procedural complexity” and therefore
supported the petitioner’s contention that he
could challenge the execution protocol under
the civil rights statute (42 U.S.C. §1983) as
opposed to in a habeas corpus petition as the
state was arguing. The Supreme Court’s decision
was pending at the time of writing.
Since the Biden administration took ofce, there
have been at least three occasions in which it
has involved itself in litigation in state capital
cases before the US Supreme Court (in addition
to the federal cases in which it continues to
defend the death penalty in lower courts and,
when the cases reach there, the US Supreme
Court).
319
However, in these three cases (from
Georgia, Ohio and Texas), it has not sided with
the state. In the Georgia case, it led an amicus
curiae brief in support of the individual on
death row (see below) and in the other two it
supported neither party.
320
It is unclear whether
this approach stems from a change in direction
pursuant to the Biden abolitionist pledge or
merely reects the issues raised in the cases.
However, the Department of Justice briefs made
no reference to the administration’s abolitionist
promise or opposition to the death sentence in
question, omissions which effectively leave it
supporting the state’s pursuit of execution.
320
US Supreme Court, Ramirez v. Collier, Brief for the United States as Amicus Curiae supporting neither party, September 2021. The Court stayed the execution of John Ramirez in Texas to consider
his challenge to Texas’s policies prohibiting his spiritual advisor from praying audibly or laying hands on the condemned man in the execution chamber. The Biden administration asserted its interest
as including clarication of relevant practices of the Federal Bureau of Prisons. On 24 March 2022, the Court reversed the Fifth Circuit Court of Appeals, nding that Texas could create procedures to
accommodate Ramirez’s request. See also, US Supreme Court, Shoop v. Twyford, Brief for the United States as Amicus Curiae supporting neither party, March 2022. Raymond Twyford is on death row
in Ohio. His traumatic childhood included him shooting himself in the head at the age of 13, leaving bullet fragments in his skull. The case before the Supreme Court arose because a US District Court,
under the All Writs Act, ordered the warden to transport Raymond Twyford to a medical facility for neuroimaging for use in his legal challenges. The state appealed the order. The decision in Shoop was
pending at the time of writing.
321
Nance v. Ward, Brief for the United States as Amicus Curiae supporting Petitioner, March 2022.
AMNESTY INTERNATIONAL
79
322
Letter to US Attorney General from Attorneys General of Alabama, Colorado, Delaware, Florida, Idaho, Mississippi, Missouri, Nevada, Oregon, Tennessee, Utah, Washington and Wyoming, 25 January
2011.
323
Letter from Attorney General Eric Holder to James McPherson, Executive Director, National Association of Attorneys General, 4 March 2011. Again, in 2012, the attorneys general of 15 states urged the
US Attorney General to ensure that the federal Food and Drug Administration (FDA) appealed against a District Court ruling that the FDA had acted “arbitrarily and capriciously” when allowing imports
of a “misbranded” and “unapproved” drug used in lethal injections. The Obama administration agreed to the states’ request. On 23 July 2013, however, the Court of Appeals upheld the District Court
ruling. The Obama administration did not appeal further.
324
Deposition of Brad Weinsheimer, 29 January 2020, (previously cited).
325
Deposition of Rick Winter, In the matter of the Federal Bureau of Prisons Execution Protocol Cases, 15 November 2019.
In 2007, for example, the Bush administration
sided with the states in defending the
constitutionality of lethal injection. In an amicus
curiae brief led in the US Supreme Court in
relation to a legal challenge to Kentucky’s lethal
injection protocol, the administration argued that
“the use of capital punishment in America dates
virtually from the foundation of the rst colony”
and that “[a]ny risk of pain inherent in lethal
injection is manifestly one that today’s society
chooses to tolerate.” The US Supreme Court
upheld Kentucky’s injection protocol and ended
a six-month moratorium in practice on lethal
injections. More than 400 people have been put
to death by lethal injection since the Court’s
decision in April 2008.
In 2011, with the sole US manufacturer of
sodium thiopental suspending production and
withdrawing from the market altogether, the
USA’s death penalty states turned to each
other, to sources overseas and to the federal
government to seek solutions. A 2011 letter
from 13 state attorneys general to the US
Attorney General solicited his “assistance in
either identifying an appropriate source for
sodium thiopental or making supplies held
by the Federal Government available to the
States.”
322
Rather than using the opportunity to
work against executions, Attorney General Holder
replied that he was “optimistic” solutions could
be found to allow lethal injections to proceed.
323
4.3 END WORK
WITH STATES ON
EXECUTION METHODS
OVER THE PAST FOUR DECADES, THE FEDERAL GOVERNMENT HAS
COME TO THE AID OF STATES WHEN THE USA’S PREFERRED METHOD
OF EXECUTION DURING THIS PERIOD – LETHAL INJECTION – HAS COME
UNDER THREAT THROUGH LEGAL CHALLENGES OR LACK OF DRUGS.
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THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
326
Ofce of Attorney General, Manner of Federal Executions, 28 CFR Part 26, Final rule, effective on 24 December 2020.
327
US District Court for the District of South Carolina, USA v. Council, Government’s response in opposition to defendant’s motion to vacate, 5 August 2021.
328
US District Court for the District of South Carolina, USA v. Council, Order, 10 September 2021.
The Obama administration continued to work on
the federal lethal injection protocol, including
“reviewing state protocols and discussing
the issue with states.”
324
According to a BOP
lawyer, BOP personnel travelled to Mississippi in
2011 to witness an execution under the state’s
single-drug protocol using pentobarbital as
the lethal agent. BOP personnel subsequently,
possibly in 2014, visited Ohio to witness an
execution there under that state’s two-drug
protocol (in the event, the execution did not
take place). There had also been an earlier
trip to Texas and, similar to that visit, the BOP
“was interested in seeing how Ohio was going
to carry out an execution involving midazolam
and hydromorphone. We wanted to observe their
procedures or practices, meet their personnel,
tour their facilities, gain knowledge.” In the case
of Texas, the BOP personnel “reviewed their
press packet”, the materials provided to the
media attending an execution.
325
After President Trump took ofce, Attorney
General Sessions set about resolving the
federal government’s lethal injection problems
and the effort was delegated to the BOP with
the Attorney General kept in the loop. The
administration nally settled on adopting a
one-drug protocol and arranged to source the
drug from domestic suppliers. All 13 federal
executions were carried out under this protocol.
In addition to the six federal executions carried
out after the 2020 presidential election,
Attorney General Barr nalized new regulations
in that same “lame duck” period allowing for
the use of methods other than lethal injection in
future federal executions. As noted above, the
FDPA requires that executions are carried out
“in the manner prescribed by the State in which
the sentence is imposed” or, if that state is one
without the death penalty, the trial judge is to
designate another state that does have it. The
new rules noted that the regulations used until
now had been “promulgated in a nal rule on
January 19, 1993.” That was the nal full day
of President George H. W. Bush’s “lame duck”
period and it had been his Attorney General,
William Barr, who had overseen nalization of
that new rule too.
The 1993 regulations authorized executions
only by lethal injection. Yet, as Attorney General
Barr’s new 2020 rules state, “some States
also authorize execution by other means in
certain circumstances”, including electrocution,
nitrogen hypoxia and ring squad, and “States
may authorize execution by other means in the
future” and could even authorize methods to the
exclusion of lethal injection. The new rule noted
that the current federal execution chamber was
equipped only to carry out lethal injections, so
that “if cases arise in which the Department is
required to execute a Federal inmate according to
the law of a State that uses a method other than
lethal injection, the most expedient means of
carrying out the execution may be to arrange for
State assistance.” The new rule aimed to give the
federal government “greater exibility to conduct
executions” and to allow for “State and local
facilities and personnel” to be used in carrying
out federal executions.
326
The rule became
effective on 24 December 2020.
Brandon Council was sentenced to death in
South Carolina in October 2019. As standard
under the FDPA, the nal judgment reads: “When
the sentence of death is to be implemented, the
Attorney General shall release the defendant to
the custody of a United States Marshal, who shall
supervise the implementation of the sentence in
the manner prescribed by the law of the State in
which the sentence is imposed.”
AMNESTY INTERNATIONAL
81
329
See, for example, US Supreme Court, Buntion v. Lumpkin, 21 April 2022, Statement of Justice Breyer respecting the denial of application for stay: “We have described even four weeks of waiting in
prison under the threat of execution as ‘one of the most horrible feelings to which [a person] can be subjected’ … [Carl Wayne] Buntion has suffered under such conditions for decades. When efforts to
administer the death penalty produce results such as this, it raises serious questions about whether that practice complies with the Constitution’s prohibition against cruel and unusual punishment.”
Carl Buntion, aged 78, was executed in Texas on 21 April 2022 after 31 years on death row.
In May 2021, the South Carolina General
Assembly amended the state’s death penalty
statute in response to claims by the Department
of Corrections that it could not obtain the
drugs needed for its lethal injection protocol.
The amendments changed the state’s default
method of execution from lethal injection to
electrocution, and purported to give those on
death row a choice between three methods:
electrocution, the ring squad, or lethal injection
(if available). If the person sentenced to death
did not select anything, his or her execution
would be electrocution. Lawyers for Brandon
Council moved to have his death sentences
vacated on the grounds that, as things stood,
execution would be by electrocution.
“No execution date has been scheduled for
Defendant, and no method of execution has been
selected. In fact, the Government has imposed a
moratorium on all federal executions and, even in
the absence of that moratorium, cannot schedule
Defendant’s execution until after he has exhausted
[his appeals]… [T]he transient unavailability of
that [lethal injection] option to State prisoners
is immaterial to whether the Federal Bureau of
Prisons could accomplish a federal execution by
lethal injection ‘in the manner prescribed by the
law of the State’.”
327
In September 2021, the US District Court
denied Brandon Council’s motion. Among other
things the Court said that “simply put, the
obstacles facing the South Carolina Department
of Corrections (such as not being able to
obtain lethal injection drugs) are immaterial.
In fact, the Federal Government executed
thirteen prisoners with a lethal injection drug
(pentobarbital) after [Brandon Council] was
sentenced.” The judge also noted the case of
Dustin Higgs, the last person executed under
President Trump after the US Supreme Court
summarily ruled that the District Court in
Maryland had to designate Indiana as the
executing state, given that Maryland had
abolished the death penalty (see Section
2.6). In Brandon Council’s case, the Court
concluded that: “By logical implication, if a
federal defendant can still be executed despite
the particular state no longer having capital
punishment, it would seem a defendant could
still be executed even if, for example, a particular
method of execution (such as electrocution) was
later declared unconstitutional (i.e., the death
sentence could still be implemented by lethal
injection or ring squad).”
328
While the FDPA requires the federal government
to carry out executions in the manner used by
the state in which the individual was convicted
in federal court, Attorney General Barr’s
new regulations did not stop there, and were
additionally aimed at shielding government
decisions from scrutiny and reducing judicial
review. It amended the regulations to say that
when the federal government implements a death
sentence, that is, carries out an execution, if
“applicable law conicts with any provision” of
the regulations, the US Attorney General “may
vary from that provision to the extent necessary
to comply with the applicable law”. This
amendment fails to provide any details, such as
AMNESTY INTERNATIONAL URGES
THE FEDERAL GOVERNMENT TO
RECOGNIZE THAT ONLY ABOLITION
WILL END THE CRUELTY THAT THE
DEATH PENALTY CONTINUES TO
INFLICT ON THE CONDEMNED,
REGARDLESS OF THE EXECUTION
METHOD PROPOSED.
329
82
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
who would need to know, or when, as the
execution approached. In addition, the
regulations state that the Attorney General may
delegate such decisions to, say, the prison
warden, who could then vary from the procedures,
without any outside oversight or scrutiny.
Secondly, the amended regulations remove the
courts from the process of scheduling federal
execution dates, leaving the date, time, place,
and manner of execution to be set by the Director
of the Federal Bureau of Prisons. Lawyers for
those on federal death row have expressed deep
disquiet at this change, based on their view that,
in the federal system the Attorney General and
his or her delegates lack the legal authority to set
execution dates, an aspect of the federal death
penalty which for nearly 200 years has been done
by the judiciary.
AGAIN, THE THREAT OF A BAD
FEDERAL EXAMPLE TO STATES IS
PRESENT, THIS TIME THE EXAMPLE
BEING PROMOTED IS ONE OF
REDUCTION IN TRANSPARENCY
AND JUDICIAL OVERSIGHT.
IF THE BIDEN PLEDGE IS TO BE
MET, THE ONLY MESSAGE ON THE
DEATH PENALTY THAT SHOULD BE
TRANSMITTED FROM THE FEDERAL
GOVERNMENT TO THE STATES IS
THAT THE GOAL IS ABOLITION OF
THIS CRUEL AND UNNECESSARY
PUNISHMENT ACROSS ALL
JURISDICTIONS.
THE SIGNAL THAT
SENDS TO THE OUTLIER
EXECUTING STATES IS A
TROUBLING ONE.
AMNESTY INTERNATIONAL
83
5.0 COMMUTE ALL
FEDERAL DEATH
SENTENCES
STATE-SANCTIONED MURDER IS NOT
JUSTICE, AND THE DEATH PENALTY,
WHICH KILLS BLACK AND BROWN PEOPLE
DISPROPORTIONATELY, HAS ABSOLUTELY
NO PLACE IN OUR SOCIETY. ENDING THE
FEDERAL DEATH PENALTY – WHICH IS AS
CRUEL AS IT IS INEFFECTIVE IN DETERRING
CRIME – IS A RACIAL JUSTICE ISSUE AND
MUST COME TO AN END”
US Congresswoman Ayanna Pressley, January 2021
330
84
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Between the post-Furman v. Georgia
reintroduction of the federal death penalty in
1988 and April 2021, the number of potential
federal capital defendants – that is, individuals
accused of crimes that potentially carried the
federal death penalty – reviewed by the US
Department of Justice was 4,274. Of these cases,
539 defendants were authorized for capital
prosecution – 13% of defendants against whom
the death penalty could have been sought by
the US Government. These cases have resulted
in death sentences against 82 individuals.
331
Sixteen people have been executed by the federal
government, 13 of them in the six months
between July 2020 and January 2021.
As at state level, the federal death penalty is a
story of “extraordinary attrition”
332
– of thousands
of murders, some of which are “death-eligible”,
fewer that are pursued for capital prosecution,
only some of which reach trial, of which not
all end in a death sentence and fewer still in
execution. The government would have society
believe that this narrowing and sorting ensures
that the death penalty is, as constitutional law
requires, “limited to those offenders who commit
a narrow category of the most serious crimes
and whose extreme culpability makes them the
most deserving of execution.”
333
The evidence is
compelling that the death penalty fails to meet
this constitutional requirement.
According to US Supreme Court Justice Stephen
Breyer in 2015, “whether one looks at research
indicating that irrelevant or improper factors – such
as race, gender, local geography, and resources –
do signicantly determine who receives the death
penalty, or whether one looks at research indicating
that proper factors – such as “egregiousness” – do
not determine who receives the death penalty, the
legal conclusion must be the same: The research
strongly suggests that the death penalty is imposed
arbitrarily.”
334
Eleven of the 16 federal executions (69%) carried
out since Furman v. Georgia were of individuals
tried and convicted in the South, the region where
82% of the people executed at state level since
1972 had been sentenced to death. Six of the 16
(37.5%) were tried in a single state, Texas. Texas
accounts for 38% of all state executions in the
USA.
As of May 2022, there were 42 people on federal
death row: 18 were white, 17 were Black, six
were Hispanic and one was Asian.
335
Of the 42
individuals, 29 (70%) were tried in federal court in
the South, Texas alone accounting for seven of the
42 (17%). Seventeen of the 42 (40%) were tried in
federal court in three states – Texas (seven), Virginia
(six) and Missouri (four).
336
These three states
account for just over half of all state executions in
the USA since 1972 (779 of 1,547).
337
330
Pressley, Durbin, Colleagues Announce Plans to Reintroduce Bill to End Federal Death Penalty, 11 January 2021, pressley.house.gov/media/press-releases/pressley-durbin-colleagues-announce-
plans-reintroduce-bill-end-federal-death
331
Federal Death Penalty Resource Counsel Project, Declaration of Kevin McNally regarding the geographic location of federal cases, the frequency of authorizations, death sentences and executions and
the race and gender of defendants and victims, 26 April 2021.
332
Hugo Adam Bedau, “The United States of America” in (Eds. P. Hodgkinson and A. Rutherford), Capital Punishment: Global Issues and Prospects, Waterside Press, 1996, Chapter 3.
333
Roper v. Simmons, US Supreme Court, 1 March 2005.
334
Glossip v. Gross, 29 June 2015, Justice Breyer dissenting.
335
Not counted here are the federal death sentences of two other men, handed down in Oklahoma in 2005 and North Dakota on 2006, but overturned on appeal in January and September 2021
respectively due to inadequate legal representation at their sentencing phases: US District Court for the District of North Dakota, USA v. Rodriguez, Order appointing Federal Community Defender for the
Eastern District of Pennsylvania for penalty phase of re-trial, 5 May 2022, and US District Court for the Eastern District of Oklahoma USA v. Barrett, Response in opposition to motion to alter or amend
judgment, 10 January 2022.
336
Source: Federal Capital Habeas Project. Another person sentenced to death in federal court in Missouri died in September 2021. Robert Bolden, a Black man, was sentenced to death for the murder
of a white bank security guard in 2002. Robert Bolden, a Canadian national, was an insulin-dependent diabetic whose medical condition deteriorated during nearly a decade on federal death row
in Indiana. He was transferred in 2016 to the US Medical Center for Federal Prisoners (MCFP) in Missouri after a medical emergency in which he had kidney failure. His lawyers then challenged the
"exceedingly harsh and restrictive, if not draconian, conditions" they said he was held In in MCFP, and "constitutionally inadequate medical care". In the US District Court for the Western District of
Missouri, Bolden v. Kane, Plaintiff's revised complaint for injunctive and declaratory relief and compensatory damages, 15 February 2018.
337
Virginia abolished the death penalty in March 2021.
AMNESTY INTERNATIONAL
85
CHART 6: RACE AND THE DEATH PENALTY
CHART 7: GEOGRAPHY OF JUDICIAL KILLING IN THE USA
Execution at state and federal level since 1972
Federal death penalty mirrors regional bias of state system
(Source for Both Graphs: AI chart using data from DPIC)
White
defendant
Executions, convicted
in South
On death row January 202,
convicted in South (without CA,
federal=75%, state=67%)
Executions, convicted
in Texas
White
victim
White
defendant /
black victim
Black
defendant /
white victim
Black
defendant
Black
victim
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Federal State
44%
69%
44%
62%
25%
0%
56%
82%
70%
37.5%
48%
38%
34%
77%
15%
2%
19%19%
86
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
wrote Justice Breyer’s predecessor, Justice Harry
Blackmun, in 1994 when announcing that he
was giving up on the post-Furman death penalty.
He expressed the hope that the day would come
when the US Supreme Court would conclude
that "the effort to eliminate arbitrariness while
preserving fairness in the iniction of death is
so plainly doomed to failure that it - and the
death penalty - must be abandoned altogether".
While he might "not live to see that day" Justice
Blackmun said, he had "faith that eventually
it will arrive".
338
Justice Blackmun died nearly
a quarter of a century ago. Today, the USA
continues its attachment to the death penalty,
even as the list of countries that have abandoned
it has grown year by year, and even though
international law requires abolition within a
reasonable timeframe. In line with his abolitionist
promise, and pending legislation to end the death
penalty altogether, President Biden must now
commute all federal death sentences.
"PERHAPS IT SHOULD NOT BE
SURPRISING THAT THE BIASES AND
PREJUDICES THAT INFECT SOCIETY
GENERALLY WOULD INFLUENCE
THE DETERMINATION OF WHO IS
SENTENCED TO DEATH"
338
Callins v. Collins, 22 February 1994, Justice Blackmun dissenting.
AMNESTY INTERNATIONAL
87
At about 10.35am on 17 March 1997, two men
got out of a minivan in front of a bank in St
Louis, Missouri, wearing ski masks and armed
with semi-automatic ries and walked into
the lobby of the bank. Shots were red and an
armed and uniformed security guard, Richard
Hein, was hit and fell to the oor, where he was
shot again and fatally wounded.
One of the assailants took money from the cash
drawers and the two men returned to the van.
They drove into a park, whereupon a re started
in the van (its interior had apparently been
pre-soaked with gasoline and was accidentally
ignited by a cigarette lighter). The driver, later
identied as Norris Holder, was arrested near the
vehicle. The passenger ran into a wooded area
and was not captured at the scene.
Billie Allen, aged 19, was arrested at about
2am the next morning and taken to police
headquarters, where he remained in an
interrogation room, handcuffed to a table,
for the next seven or eight hours. After two
hours, he asked for a lawyer, but remained
incommunicado. Later that morning, he was
positively identied in an identity line-up by
two forestry workers who had come across
an individual in the woods after the van re.
According to the police, after being told of these
identications, Billie Allen said he wanted to
discuss the robbery, recanted his request for
a lawyer and made statements incriminating
himself in the murder.
5.1 THE CASE OF
BILLIE ALLEN
TWO OF THE 42 PEOPLE ON FEDERAL
DEATH ROW AT THE TIME OF WRITING
WERE SENTENCED TO DEATH FOR A
MURDER COMMITTED DURING A BANK
ROBBERY IN ST LOUIS, MISSOURI, IN
MARCH 1997. ONE OF THEM IS BILLIE
JEROME ALLEN.
88
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
The Clinton administration led notice of its
intent to seek the death penalty against both
defendants on 8 August 1997.
The two were tried separately, Billie Allen rst.
Billie Allen was convicted on both counts. The
jury found identical aggravating and mitigating
factors on each count but returned a sentence
of life imprisonment on Count 1 and death
on Count 2.
339
The judge imposed the death
sentence on 4 June 1998.
Billie Allen is Black, as is his co-defendant. The
murder victim was white. The prosecutors, the
judge and the defense team were all white. On
appeal in 2009, Billie Allen’s lawyers sought
an evidentiary hearing on the race issue, noting
that as of 12 May 2009, of the 460 federal
defendants against whom the US Attorney
General had authorized federal prosecutors to
seek the death penalty, 119 were white and 341
were from minority racial or ethnic groups, of
whom 237 were Black.
The government response to the statistical
evidence of disparity was to denigrate it, saying:
“There are three kinds of lies: lies, damned lies,
and statistics.” It argued that the race claim was
anyway doomed to fail under the Supreme Court’s
1987 McCleskey v. Kemp ruling which requires
proof that “the decision-makers in his case acted
with discriminatory purpose.” The District Court
judge ruled that, “even if the Court were to
agree with Allen that these statistics amount
to a compelling indictment of the federal
government’s use of the death penalty against
minority defendants, the law is nevertheless
clear that a defendant cannot make out a
selective prosecution claim under the Equal
Protection Clause without evidence that there
was discriminatory motive to prosecute him in
particular.”
340
The fact that this case was prosecuted as a
federal crime rather than a state case likely had
an impact on the eventual racial composition of
the jury:
“Most federally-prosecuted capital crimes occur
in minority-concentrated areas. Thus, expansion
of the venire [jury pool] to the federal district
level (which often includes white-ight suburbs)
has a dramatic effect on the circumstance of
the prosecution… as the jury pool gets whiter,
the opportunity for implicit race bias increases
(and minority group defendants suffer the
consequences).”
341
339
Norris Holder was convicted and sentenced to death on both counts.
340
US District for the Eastern District of Missouri, Memorandum and order, Allen v. USA, 10 May 2011.
341
G.B. Cohen & R.J. Smith, “The racial geography of the federal death penalty” in Washington Law Review, Vol. 85: 425 (2010).
ON 17 APRIL 1997, BILLIE ALLEN
WAS INDICTED ON TWO CHARGES:
(1) KILLING THE GUARD WHILE
COMMITTING AN ARMED BANK
ROBBERY AND (2) THE USE OF A
FIREARM TO COMMIT A CRIME
OF VIOLENCE RESULTING IN THE
MURDER.
THE CRIME OCCURRED IN ST LOUIS,
WHERE THE BLACK POPULATION IS
AROUND 46% OF THE TOTAL (AS IS
THE WHITE POPULATION). BECAUSE
THE CASE WAS PROSECUTED IN
FEDERAL COURT, THE JURY POOL
WAS PULLED FROM THE ENTIRE
EASTERN HALF OF THE STATE,
WHICH IS PREDOMINANTLY WHITE.
AMNESTY INTERNATIONAL
89
Billie Allen’s jury consisted of 10 white jurors and
two African American jurors, after the prosecution
used peremptory challenges to dismiss ve of the
eight African Americans at jury selection. The
defense challenged this as racially motivated.
After the prosecution gave its “race-neutral”
reasons, the defense conceded that in two cases
the challenges had been based on the individuals’
reservations about the death penalty but argued
that the reasons given for the other three were
pretextual. The judge ruled the reasons sufcient.
Whether or not he was right, the reasons given
further indicate how “death-qualifying” jurors
stacks the deck against the defendant. One of
the African Americans indicated that she was
sympathetic to psychiatric or psychological
testimony. Another said she was generally
opposed to the death penalty but could put aside
those feelings if the facts and law required it. In
the case of the third African American, several of
her relatives had been convicted of crimes (drug
possession, shoplifting) and in response to a
question she had indicated her belief that African
Americans were unfairly treated in the criminal
justice system. In 2011, the District Court agreed
that Allen had “non-frivolous arguments” that
the prosecution’s dismissals of these three jurors
were racially discriminatory but denied the appeal
without an evidentiary hearing.
During the whole of his trial, Billie Allen was
made to wear an electro-shock stun belt.
342
Amnesty International has long called for
abolition of the stun belt on the grounds that its
use violates the right to be free from torture and
other ill-treatment. In 2000, the UN Committee
against Torture called on the USA to abolish
them.
343
In the context of a trial, the use of such
devices also raises fair trial concerns.
344
There was no hearing held to determine whether
or why Billie Allen should be made to wear a stun
belt and the judge made no record of the reason
for the decision. On appeal, lawyers for Billie
Allen sought to interview jurors to establish if they
were aware that he had been wearing the device
(stun belts are worn under clothing but can
nevertheless be visible in prole). The prosecution
objected (describing the request as part of a
“shing expedition” by the defense)
345
and the
request was denied. The District Court ruled that
Allen had not been prejudiced by the stun belt,
even if the jury had been aware or seen that he
was wearing one.
346
Although individual jurors found some mitigating
factors, jointly they found few. Ten of them found
that Billie Allen had “consistently demonstrated
impaired judgment, no real leadership potential,
the personality characteristics of a ‘follower’ or
an incapacity to plan an event as complicated as
the offenses for which he has been convicted.”
No juror found his age (19) at the time of
the crime to be a mitigating factor, despite it
being only one year above the minimum age for
eligibility for the death penalty under the FDPA
(and since 2005 under constitutional law).
342
This is a device – a weapon worn by its victim – that can be triggered by a law enforcement ofcial operating a remote-control transmitter up to 300 feet (90m) away or, as had already happened in
several cases, by accident. On activation, the belt delivers a 50,000 volt, three to four milliampere shock which lasts eight seconds. This high-pulsed current enters the wearer’s body at the site of the
electrodes, near the kidneys, and passes through the body, causing a rapid electric shock. The shock causes incapacitation in the rst few seconds and severe pain rising during the eight seconds. See
Amnesty International, USA: Cruelty in control? The stun belt and other electro-shock equipment in law enforcement, 7 June 1999, amnesty.org/en/documents/AMR51/054/1999/en/
343
Report of the Committee against Torture (23rd (8-19 November 1999) and 24th (1-19 May 2000) sessions), UN Doc. A/55/44, Chapter IV(M), para. 180(c).
344
Less than a year after Billie Allen’s trial, on 26 January 1999, a federal judge in the US District Court for the Central District of California, in Hawkins v. Comparet-Cassani, found that when used in
the context of a courtroom, “the stun belt, even if not activated, has the potential of compromising the defense. It has a chilling effect... A pain iniction device that has the potential to compromise
an individual’s ability to participate in his or her own defense does not belong in a court of law.” In 2002, a federal appeals court found that the stun belt appeared to pose “a far more substantial risk
of interfering with a defendant’s Sixth Amendment right to confer with counsel than do leg shackles” and that being made to wear a stun belt is a “considerable impediment to a defendant’s ability to
follow the proceedings and take an active interest”, given the anxiety over the possible triggering of the belt (US v. Durham, US Court of Appeals for the Eleventh Circuit, 4 April 2002).
345
US District Court for the Eastern District of Missouri, Allen v. USA, Government’s response to petitioner’s motion for leave to interview trial jurors, 17 December 2007.
346
US District Court for the Eastern District of Missouri, Memorandum and order, Allen v. USA, 10 May 2011.
90
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
Billie Allen’s trial lawyers retained a mitigation
expert, but due to a misunderstanding or poor
communication, he did little or no work on the
case, and by the time this was known several
months later, the trial was approaching and the
expert withdrew. A new specialist was retained
less than a month before the trial. He has said
that: “Based on my experience as a mitigation
specialist, I knew there was no way an adequate
investigation could be completed” in the time
available. He later said that it had been an
error for him to accept the case as it “may have
presented a veneer of competence or adequacy
to the mitigation investigation and sentencing
phase, where none existed.” The mitigation
effort, he said, was a “chaotic, seat-of-the-
pants scramble.” In 2009, he reviewed the
“compelling” mitigation evidence investigated
since the trial and concluded: “there was a
mitigation story to tell on Mr Allen’s behalf, and
we failed to tell it.”
347
The trial lawyer said that the topics covered
by current counsel included “childhood
abuse, neglect, family dysfunction, family
and neighborhood impoverishment, and
abandonment” and a “far more comprehensive
explanation of the stressors and traumas, and
organic brain dysfunction that helped to shape
Mr Allen’s life and adult conduct, and therefore
a far more compelling case for life than what was
actually presented at trial.”
348
The District Court
judge disagreed. Over the second half of 2012,
an evidentiary hearing was held on the claim
that Billie Allen’s legal representation had been
inadequate on the investigation and presentation
of mitigation evidence. In a 278-page decision,
the judge rejected the claim, ruling that the
lawyer had made reasonable decisions on what to
present and that these had not been driven solely
by time constraints.
349
The mitigation case that was presented was
denigrated by the federal prosecution in arguing
for execution. The prosecutor characterized the
evidence of mental impairments as “a joke”
and “excuses”; “what does your common sense
tell you about depression, post-traumatic stress
disorder, and that he had little trouble learning
in school? Your common sense tells you these are
excuses.” Other mitigation evidence was similarly
treated.
Mitigation evidence presented to humanize
the defendant was dismissed with retributive
prosecutorial argument: “You weigh the cold-
blooded murder of Richard Hein against the
evidence he put on in mitigation, that he’s kind
and gentle and artistic. [H]e wasn’t artistic on
the day of this robbery. What was he creating that
day? Murder and mayhem, total destruction in
that bank. The evidence and the law in this case
make it so clear that this defendant deserves
one punishment, and it’s not life in prison, it’s
death.”
For a prosecutor to denigrate such evidence
to obtain a death sentence calls into serious
question their adherence to the obligation
to “perform their duties fairly, consistently
and expeditiously, and respect and protect
human dignity and uphold human rights, thus
contributing to ensuring due process.”
350
The prosecution presented 11 victim impact
witnesses at Billie Allen’s sentencing, including
the victim’s mother, his wife of six months,
his three children, his ex-wife (the children’s
mother) and two of his siblings, as well as three
co-workers. They testied about him, his military
service in the Vietnam War, the effects on them
of his death and their last contacts with him.
Particularly troubling were the prosecution’s
retributive arguments, building on this victim
impact evidence, that Billie Allen should be
executed. For example:
347
Declaration of David Randall, 28 July 2009.
348
Declaration of Richard Sindel, 27 July 2009.
349
US District Court for the Eastern District of Missouri, Allen v. USA, Memorandum and order, 25 June 2014.
AMNESTY INTERNATIONAL
91
“He has the nerve to come in here and say, ‘My
dad was an alcoholic and so don’t impose the
death sentence on me, my dad wasn’t a good
dad.’ This is the same guy who took [names of the
victim’s three sons] father from them so he could
have money, and he has the nerve to come in and
say, ‘well, gee, I didn’t have a good dad.’”
“When you’re weighing, when you’re weighing the
defendant’s mitigating evidence back there and
you’re weighing that bag of fog, that bag of air
they presented to you, weigh it against the weight
of Richard Hein’s body. Because that’s what this
is all about.”
“He wants to go to prison for life. He wants to go
there, and he wants to watch movies and read
books, he wants to write letters and have visits
from his relatives, he wants to exercise and play
basketball and volleyball. Don’t let him down there
dribbling basketballs on Richard Hein’s grave; it
wouldn’t be right.”
“But when you’re back there [in the jury room] I
want you to remember one thing – three things,
really: That Richard Hein’s mother on Christmas
day will always have an empty chair at her
Christmas table. [Name of Richard Hein’s son]
when he’s hitting a home run or making a great
play in baseball will never look up and see his
father sitting in those stands cheering for him.
And [Richard Hein’s wife], when she looks out
her window and sees those doves on Richard
Hein’s bird feeder, her heart is going to break yet
again.”
“How about the mitigator that you’re going to
see on that verdict form that this defendant is
a gentle, light-hearted, likable person? Richard
Hein didn’t think this guy with the mask, armed
for war, armed to kill, was kind, light-hearted,
or gentle. He thought he was a murderous dog
coming in there to kill people for money.”
The Eighth Circuit Court of Appeals found that
the prosecutor’s use of the term “murderous
dog” had been “inappropriate and improper”,
but that Allen had not been prejudiced by it.
351
Billie Allen’s lawyers have been seeking DNA
testing of evidence from the crime, which they
say could exculpate him, but for years the
government has refused this. Police recovered
blood evidence from a bulletproof vest worn
by one of the assailants. DNA testing excluded
the murder victim and Billie Allen as sources
of the blood. The government has said that this
blood evidence was not assessed against the
DNA prole of Billie Allen’s co-defendant, but
instead apparently presumed that more DNA
testing would only provide additional evidence
against the co-defendant, with no other possible
result from the testing. Billie Allen has named
another man (J.B.) as the most likely second
assailant. If DNA testing were to identify this
individual (who died in 1998), this would
bolster his innocence claim.
BILLIE ALLEN HAS SPENT FAR
MORE THAN HALF OF HIS LIFE ON
FEDERAL DEATH ROW. HIS AND
THE DEATH SENTENCES OF OTHERS
ON DEATH ROW SHOULD BE
COMMUTED AS PART OF THE BIDEN
ABOLITIONIST PLEDGE.
350
UN Guidelines on the Role of Prosecutors, 1990, para. 12.
351
US Court of Appeals for the Eighth Circuit, US v. Allen, 12 April 2001.
92
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
6.0 CONCLUSIONS
AND
RECOMMENDATIONS
PAPUA NEW GUINEA JOINS A GLOBAL
TREND AWAY FROM USE OF THE DEATH
PENALTY… I HOPE PAPUA NEW GUINEA’S
EXAMPLE WILL ENCOURAGE THOSE
REMAINING STATES THAT RETAIN THE DEATH
PENALTY TO TAKE SIMILARLY PROGRESSIVE
AND COURAGEOUS STEPS TO ABOLISH IT”
UN High Commissioner for Human Rights Michelle Bachelet, 21 January 2022
352
AMNESTY INTERNATIONAL
93
“President Biden often speaks of the power of our
example”, a US ofcial noted at the UN in Geneva
in March 2021, adding that “American leadership
on human rights must begin at home.”
353
On the
rst anniversary of President Biden taking ofce
on an abolitionist promise, the parliament of
Papua New Guinea voted to do what the USA has
failed to – rid itself of the death penalty.
354
Over the decades, there have been too many
throwaway statements made by US ofcials
claiming exemplary US leadership on human
rights.
355
After resuming federal executions in
July 2020, for instance, the Trump administration
told the UN Human Rights Council that the US
government was “committed to the principle
that leadership in the eld of human rights is by
example.”
356
The day after the federal government
conducted its 13th execution in six months,
President Trump declared that “the United
States is a shining example of human rights
for the world.”
357
President Biden has said that his administration
will reclaim “our credibility and moral authority,
much of which has been lost.”
358
In relation to
human rights, a loss of credibility happened well
before his predecessor’s term in ofce and the
USA’s continuing resort to the death penalty has
contributed to it. The spate of federal executions
under President Trump – to which a long line of
presidents, attorneys general and members of
Congress contributed – has now been added to
this back catalogue. Indeed, should President
Biden not give clemency to the men now on
federal death row, such inaction would leave them
exposed to a future execution spree.
President Biden has asserted that “America
is back” and that this means that the USA
will fully engage internationally, including in
making international institutions stronger. US
engagement, he has said, must be “rooted in
America’s most cherished democratic values:
defending freedom, championing opportunity,
upholding universal rights, respecting the rule of
law, and treating every person with dignity.” The
President, his administration and Congress must
recognize that respect for human dignity
359
and
retention of the death penalty are incompatible;
that respect for the rule of law must include
international human rights law guaranteeing
protection of the rights of those facing the death
penalty; that upholding universal rights must
include upholding the right of everyone to life
and freedom from cruel, inhuman or degrading
treatment or punishment; and that making
international institutions stronger must include
implementing the conclusions of UN human
rights treaty bodies. Such bodies have long
been telling the USA that working for abolition
within a reasonable timeframe is an international
human rights obligation. Thus far, the USA has
responded that the death penalty is a domestic
policy choice subject only to constitutional
constraints.
The federal execution spree in 2020 and
2021 cast a spotlight on the distance between
constitutional protections and international
human rights safeguards on the death penalty
and the ever-growing gap between countries that
retain the death penalty and the majority that
have eradicated it.
352
UN, “Comment by UN High Commissioner for Human Rights Michelle Bachelet on Papua New Guinea’s repeal of the death penalty”, 21 January 2022, ohchr.org/en/2022/01/comment-un-high-
commissioner-human-rights-michelle-bachelet-papua-new-guineas-repeal-death
353
Statement during adoption of the Third Universal Periodic Review of the USA, Lisa Peterson, Acting Assistant Secretary of State for Democracy, Human Rights and Labor, Geneva, 17 March 2021,
geneva.usmission.gov/2021/03/17/us-upr-1/
354
The PNG abolitionist law came into force in April 2022.
355
In April 2002, for example, President George W. Bush said: “we believe in human rights and the dignity and worth of each individual.” Remarks on the Citizens Corps in Knoxville, 8 April 2002. A
week earlier, he had authorized an enforced disappearance, a crime under international law. Over the ensuing months, the individual in question would be subjected to torture in secret US custody under
authority granted by President Bush. Amnesty International, USA: Crimes and impunity: Full Senate Committee report on CIA secret detentions must be released, and accountability for crimes under
International law ensured, April 2015, p. 87, amnesty.org/en/documents/amr51/1432/2015/en/
356
National report under Human Rights Council resolution 16/21: USA, 13 August 2020 UN Doc. A/HRC/WG.6/36/USA/1.
357
Proclamation 10136, 17 January 2021 (previously cited).
94
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
After his retirement, US Supreme Court Justice
Lewis Powell, who had dissented from the Furman
v. Georgia ruling half a century earlier, said that
the death penalty “brings discredit on the whole
legal system.”
360
A prime example of this was
seen during the federal execution spree. And a
few months before his retirement, Justice Harry
Blackmun wrote that, in relation to the death
penalty, “the path chosen by the Court lessens
us all.”
361
The White House and Congress must
choose a new way, forging an irrevocable path to
abolition.
Of course, troubling details about misconduct by
prosecutors, or the defense provided to capital
defendants, or evidence of direct and indirect
racial and socio-economic discrimination, or the
execution of people with mental or intellectual
disabilities, not to mention the procedural
obstacles placed in the way of capital appellants
by federal law, are well-known for riddling cases
at state level. These deciencies and obstacles
are fully evident in the federal capital cases as
well. The federal execution spree should not
only remind the US authorities why abolition of
the federal death penalty is urgent, but also why
they should not stop there. They must work for
abolition in states also, as they are required to do
under international human rights law.
Executions were given the go-ahead by the
US Supreme Court to leave “the question of
capital punishment” with “the people and their
representatives, not the courts, to resolve.”
362
This nod to the political branches called to mind
the belief of Justice Thurgood Marshall, the rst
African American US Supreme Court justice and
one of two justices who found the death penalty
per se unconstitutional in Furman v. Georgia, that
“the great mass of citizens”, upon consideration
and other aspects of capital justice which the
US Supreme Court had before it, would conclude
that “the death penalty is immoral, and therefore
unconstitutional.”
363
Fifty years after Furman, Amnesty International
welcomes President Biden’s abolitionist pledge.
He must commute the death sentences of all
those on federal death row, throw his weight
behind abolitionist legislation and a public
information campaign about the aws and
injustices of the death penalty, and ensure that
the death penalty is deauthorized in all pending
capital cases.
“The future will belong to those who embrace
human dignity, not trample it”, President Biden
told the UN General Assembly in September
2021.
364
He must now work for a future without
the death penalty. As the UN Human Rights
Committee has made clear, abolition of the death
penalty is “necessary for the enhancement of
human dignity and progressive development of
human rights.”
365
The USA must nally recognize the death penalty
as a human rights issue on which it should offer
exemplary leadership, not just to retentionist
states within the country but to the diminishing
list of countries that retain this punishment.
AS FAR AS INTERNATIONAL
HUMAN RIGHTS LAW AND THE
DEATH PENALTY ARE CONCERNED,
“AMERICA IS BACK” MUST NOT
MEAN BUSINESS AS USUAL.
358
Remarks by President Biden on America’s place in the world, 4 February 2021, whitehouse.gov/brieng-room/speeches-remarks/2021/02/04/remarks-by-president-biden-on-americas-place-in-the-world/
359
Remarks by President Biden on America’s place in the world, 4 February 2021.
360
John C. Jeffries, Justice Lewis F. Powell, Jr.: A biography (1994).
361
Callins v. Collins, Justice Blackmun dissenting.
362
Barr v. Lee, 14 July 2020.
363
Furman v. Georgia, Justice Marshall concurring.
364
Remarks by President Biden Before the 76th Session of the UN General Assembly, 21 September 2021.
365
Human Rights Committee, General Comment 36, Article 6: Right to life, 3 September 2019, UN Doc. CCPR/C/GC/36, para. 50.
AMNESTY INTERNATIONAL
95
KEY RECOMMENDATIONS
TO THE PRESIDENT OF THE USA:
• Immediately commute all existing federal death sentences and ensure the
closure of federal death row and dismantling of the execution chamber.
• Work with Members of Congress to fully abolish the death penalty at federal
level and under the Military Commissions Act and under military law.
• Support a public information campaign about abolition, aimed at showing
the facts about arbitrariness, racial bias and impact, errors and other
realities of capital justice, as well as about the requirements of international
human rights law and the national and global trends towards abolition.
• In public proclamations and public statements on international human rights
matters, where appropriate, include reference to the USA’s commitment to
ending the death penalty in the USA and worldwide.
TO THE US CONGRESS:
• Immediately work with the White House to promptly enact legislation to
abolish the federal death penalty.
• Ratify the American Convention on Human Rights and its Protocol on the
abolition of the death penalty as well as the Second Optional Protocol to the
International Covenant on Civil and Political Rights, aiming at the abolition
of the death penalty, without any limiting conditions or reservations.
Immediately withdraw reservations made at point of ratication of the
International Covenant on Civil and Political Rights.
TO THE US DEPARTMENT OF JUSTICE:
• Maintain the moratorium on executions until abolition of the federal death
penalty is signed into law and all federal death sentences have been
commuted.
• Support commutation of every current federal sentence of death.
• Work actively to vacate every current federal death sentence rather than
oppose relief.
• Instruct all US attorneys that the government will no longer authorize pursuit
of death sentences in federal prosecutions, and ensure motions are led
in all pending federal capital prosecutions to request that the court allow
withdrawal of any active Notices of Intent to Seek the Death Penalty.
96
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
• Actively oppose the death penalty in any litigation in any case at state or
federal level that touches directly or indirectly on this punishment and make
clear in any such legal materials that the US government is committed to
abolition.
• Cease any action which could assist a state in the USA, or a country outside
the USA, in imposing or implementing a death sentence.
• Ensure disposal of any chemicals in the possession of the federal authorities
for use in lethal injection.
• Desist from any transfer or extradition of anyone to a situation where they
would face the risk of the death penalty.
TO THE US DEPARTMENT OF DEFENSE
• Deauthorize and end pursuit of the death penalty in all trials under the
Military Commissions Act.
TO THE US STATE DEPARTMENT:
• Ensure withdrawal of all limiting reservations, understandings and
declarations led with human rights treaty ratications.
• Ensure implementation of outstanding recommendations to the USA made
by UN and regional human rights monitoring bodies, including on the death
penalty.
• Ensure implementation of Inter-American Commission on Human Rights
precautionary measures and recommendations from merits reports on death
penalty cases.
• Vote in favor of UN General Assembly resolutions on a moratorium on the
use of the death penalty and support other international initiatives in favor of
abolition.
• Support and promote abolition of the death penalty in bilateral and
multilateral diplomatic forums.
• In annual country reports on human rights practices, ensure coverage of
death penalty issues.
AMNESTY INTERNATIONAL
97
APPENDIX: A CENTURY CENTERING
ON FURMAN, 1922 1972 2022
1922
1928
1942
1948
1949
1957
1957
1962
1963
1965
1966
1966
1966
1967
1968
Panama abolishes the death penalty for all crimes. 144 executions in the
USA.
Iceland abolishes the death penalty for all crimes.
Six German nationals accused of planning sabotage in the USA are
sentenced to death on 3 August after a secret trial by federal military
commission at the US Department of Justice and are killed over the course
of three hours on 8 August in the electric chair in Washington, DC. These
are six of 13 federal executions in the 1940s.
Universal Declaration of Human Rights (UDHR) is adopted on 10
December. Four of the year’s 117 executions in the USA are carried out
on that day. 1948 sees ve federal executions, two in California’s gas
chamber a week before the UDHR adoption and one on the day of it.
Germany abolishes the death penalty for all crimes.
Honduras abolishes the death penalty for all crimes.
65 executions in the USA, including two federal executions. Alaska and
Hawaii abolish the death penalty.
Monaco abolishes the death penalty for all crimes.
21 executions in the USA, including what will be the last federal execution
until 2001. Michigan adopts constitutional amendment prohibiting the
death penalty. It had abolished it for all but treason in 1847.
Iowa and West Virginia abolish the death penalty.
International Covenant on Civil and Political Rights (ICCPR) opens for
signature.
Dominican Republic abolishes the death penalty for all crimes.
USA signs the International Convention on the Elimination of All Forms of
Racial Discrimination (ICERD).
Two executions in the USA. These will be the last executions until 1977.
Austria abolishes the death penalty for all crimes; 138 new death
sentences in the USA.
98
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
1969
1971
1972
1972
1972
1973
1974
1975
The Holy See (Vatican City) abolishes the death penalty for all crimes; 143
new death sentences in USA.
UN General Assembly (UNGA) afrms that “to fully guarantee the right to
life” under the UDHR, the main objective is to progressively restrict the
number of offences for which the death penalty may be imposed, “with a
view to the desirability of abolishing this punishment in all countries”; 113
new death sentences in the USA.
Finland and Sweden abolish the death penalty for all crimes; 83 new death
sentences in the USA.
California’s Supreme Court (People v. Anderson) rules the death penalty
“impermissibly cruel. It degrades and dehumanizes all who participate in
its processes. It is unnecessary to any legitimate goal of the state and is
incompatible with the dignity of man and the judicial process”. In a sign of
things to come nationally, California’s Governor, Ronald Reagan, future US
President, asserts that the ruling, if allowed to stand, would be “an almost
lethal blow to society’s right to protect law-abiding citizens and their
families against violence and crime”.
In Furman v. Georgia, the US Supreme Court voids the USA’s capital
laws because of the arbitrary application of the death penalty. Each
Justice writes a separate opinion; only two nd the death penalty per se
unconstitutional. State legislators scramble to reinstate the death penalty.
In Florida, for example, the Governor calls the legislature back into special
session within days of the ruling to pass a new statute. In California,
Governor Reagan backs Proposition 17, a ballot initiative to nullify the
Anderson ruling. Proposition 17 passes.
42 new death sentences in USA. North Dakota abolishes the death
penalty. Georgia’s Governor, and future US President, Jimmy Carter signs
Georgia’s post-Furman capital statute into law. President Nixon proposes
reinstatement of the federal death penalty, telling Congress: “the sharp
reduction in the application of the death penalty was a component of the
more permissive attitude toward crime in the last decade”.
165 new death sentences. Congress amends Federal Aviation Act of
1958 to allow federal death penalty for air piracy resulting in death
(Antihijacking Act of 1974); President Nixon signs it four days before
resigning.
322 new death sentences in the USA, the most in a year between 1972
and 2022.
AMNESTY INTERNATIONAL
99
1976
1976
1977
1978
1978
1979
1979
1980
1981
1981
1982
1983
1985
1987
1987
In Gregg v. Georgia, the US Supreme Court upholds capital laws in
Georgia, Florida, Texas, and states with similar schemes: “[T]he post-
Furman statutes make clear that capital punishment itself has not been
rejected by the elected representatives of the people. In the only state-wide
referendum occurring since Furman, the people of California adopted a
constitutional amendment that authorized capital punishment”.
Portugal abolishes death penalty for all crimes; 249 new death sentences
in the USA.
First execution in USA since 1967; in Utah, the condemned man refuses
all appeals and demands execution. USA signs the ICCPR.
1,000th death sentence in the USA since Furman.
Denmark abolishes death penalty for all crimes.
Luxembourg, Nicaragua, and Norway abolish death penalty for all crimes.
First ‘non-consensual’ execution since Furman, carried out in Florida.
The new Governor of Arkansas and future US President, Bill Clinton, is
among those who advise the Florida Governor to ensure that the execution
proceeds to facilitate the death penalty in other states. Rhode Island
Supreme Court rules state’s capital statute unconstitutional; the state
legislature will repeal the law in 1984.
Massachusetts Supreme Court rules the death penalty, “with its full
panoply of concomitant physical and mental tortures, impermissibly
cruel”, adding that it “brutalizes the State which condemns and kills its
prisoners”. In 1982, a constitutional amendment will be passed allowing
the death penalty, but in 1984 the state Supreme Court will nd the
subsequent capital statute unconstitutional.
France and Cabo Verde abolish death penalty for all crimes.
25th exoneration of an individual sentenced to death since Furman.
The Netherlands abolishes death penalty for all crimes.
2,000th death sentence in the USA since Furman.
Australia abolishes death penalty for all crimes.
3,000th death sentence in the USA since Furman.
US Supreme Court issues McCleskey v. Kemp, to this day setting up
appeals based on evidence of systemic racism in capital justice to fail.
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THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
1987
1988
1988
1989
1989
1990
1990
1990
1991
1991
1992
1992
1992
1993
1993
1994
1994
1994
Haiti, Liechtenstein and the German Democratic Republic abolish death
penalty for all crimes.
100th post-Furman execution in the USA.
President Reagan signs reinstatement of the federal death penalty into law
in the Anti-Drug Abuse Act.
Cambodia, New Zealand, Romania, and Slovenia abolish the death penalty
for all crimes.
US Supreme Court rules that neither intellectual disability nor being under
18 at the time of the crime is a bar to execution (Penry v. Lynaugh and
Stanford v. Kentucky).
Andorra, Croatia, Czech & Slovak Federal Republic (in 1993 splits to
become Czech Republic and Slovakia), Hungary, Ireland, Mozambique,
Namibia and Sao Tomé and Príncipe abolish death penalty for all crimes.
4,000th death sentence in the USA since Furman.
50th exoneration of an individual sentenced to death since Furman.
Macedonia abolishes the death penalty for all crimes.
The rst federal death sentence since Furman is passed. This death
sentence will be commuted by President Clinton in January 2001, two
hours before he leaves ofce. There are doubts about the reliability of the
conviction and the adequacy of the defence representation at trial.
Arkansas Governor Bill Clinton leaves the presidential campaign trail to
return to Arkansas for an execution there.
Angola, Paraguay and Switzerland abolish death penalty for all crimes.
USA raties ICCPR, les “reservation” aimed at protecting the death
penalty from international legal constraint.
200th post-Furman execution in the USA.
Guinea-Bissau, Hong Kong and Seychelles abolish death penalty for all
crimes.
Italy abolishes death penalty for all crimes.
5,000th death sentence in the USA since Furman.
President Clinton signs into law a huge expansion of the federal death
penalty, in the Federal Death Penalty Act.
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1994
1995
1995
1995
1996
1996
1996
1996
1997
1997
1997
1998
1998
1999
1999
2000
2000
2000
2000
USA raties ICERD and UN Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment (UNCAT).
UN Human Rights Committee, in its conclusions on the USA’s initial report
under the ICCPR, calls on the USA to restrict the number of offences
carrying the death penalty “with a view eventually to abolishing it”. It
condemns the expansion of the federal death penalty.
300th post-Furman execution in the USA.
Djibouti, Mauritius, Moldova, and Spain abolish death penalty for all
crimes.
President Clinton signs into law the Antiterrorism and Effective Death
Penalty Act (AEDPA), in part to speed up executions.
315 new death sentences in the USA, the third consecutive year that the
total has been more than 300.
75th exoneration of an individual sentenced to death since Furman.
Belgium abolishes death penalty for all crimes.
400th post-Furman execution in the USA.
Georgia, Nepal, Poland, and South Africa abolish the death penalty for all
crimes.
6,000th death sentence in the USA since Furman.
500th post-Furman execution in the USA.
Azerbaijan, Bulgaria, Canada, Estonia, Lithuania, and United Kingdom
abolish death penalty for all crimes.
Timor-Leste, Turkmenistan and Ukraine abolish death penalty for all
crimes.
98 executions in the USA, in what will be the most in a single year
between 1972 and 2022.
600th post-Furman execution in the USA.
100th exoneration of an individual sentenced to death since Furman.
Côte d'Ivoire and Malta abolish the death penalty for all
George W. Bush wins presidential election after overseeing some 150
executions while Texas Governor.
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THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
2000
2001
2001
2001
2001
2002
2002
2002
2002
2003
2003
2004
2004
2004
2004
2005
2005
700th post-Furman execution in the USA.
Bosnia and Herzegovina abolishes the death penalty for all crimes.
7,000th death sentence in the USA since Furman.
First US federal execution since Furman (and rst since 1963), followed
by another eight days later.
President Bush signs military order authorizing military commissions,
executive bodies with the power to hand down death sentences for selected
foreign nationals tried for international terrorism, modelled on an order
signed by President Franklin Roosevelt in 1942 (see 1942).
800th post-Furman execution in the USA.
The Rome Statute of the International Criminal Court (ICC) comes into
force. The ICC, which will prosecute the most serious crimes under
international law, including war crimes and crimes against humanity, will
not have the death penalty as a sentencing option. The USA announces it
will not ratify the treaty, and considers it has “no legal obligations” arising
from its 2000 signature to it.
The US Supreme Court bans death penalty against people with intellectual
disability (Atkins v. Virginia).
Cyprus and Yugoslavia (now two states Serbia and Montenegro) abolish the
death penalty for all crimes.
Armenia abolishes the death penalty for all crimes.
Third federal execution in two years, which will be the last for 17 years.
900th post-Furman execution in the USA.
Bhutan, Greece, Samoa, Senegal, and Turkey abolish the death penalty for
all crimes.
New York State Court of Appeals rules the state’s capital statute
unconstitutional. By 2022, the legislature will not have replaced it.
125th exoneration of an individual sentenced to death since Furman.
1,000th post-Furman execution in the USA.
In Roper v. Simmons, the US Supreme Court rules the execution of people
who were under 18 years old at the time of the crime unconstitutional.
Since Furman, 22 individuals have been executed in the USA for crimes
committed when they were 16 or 17.
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2005
2006
2006
2006
2007
2007
2007
2008
2008
2008
2009
2009
2009
2010
2010
2010
2010
2011
Liberia and Mexico abolish the death penalty for all crimes.
UN Human Rights Committee reviews USA’s Second and Third Periodic
Reports under the ICCPR; calls on USA to impose “a moratorium on
capital sentences, bearing in mind the desirability of abolishing death
penalty”.
Philippines abolishes the death penalty for all crimes.
President Bush signs into law the Military Commissions Act under
which selected foreign nationals suspected of “war crimes” committed
in the context of international terrorism can be prosecuted by military
commissions with the power to hand down death sentences.
Albania, Cook Islands, Kyrgyzstan, and Rwanda abolish the death penalty
for all crimes.
New Jersey abolishes the death penalty.
UNGA adopts its rst resolution calling for the establishment of a
moratorium on executions with a view to abolishing the death penalty
(moratorium resolution), with 104 countries voting for it. USA is one of 54
countries voting against.
1,100th post-Furman execution in the USA.
Uzbekistan and Argentina abolish the death penalty for all crimes.
UNGA adopts its second moratorium resolution, with 106 countries voting
for it. USA is one of 46 countries voting against.
New Mexico abolishes the death penalty (prospectively – the two men
remaining on death row will be removed in 2019).
8,000th death sentence in the USA since Furman.
Burundi and Togo abolish the death penalty for all crimes.
1,200th post-Furman execution in the USA.
150th exoneration of an individual sentenced to death since Furman.
Gabon abolishes the death penalty for all crimes.
UNGA adopts its third moratorium resolution, with 109 countries voting for
it. USA is one of 41 countries voting against.
Illinois abolishes the death penalty; rst year since 1973 with fewer than
100 new death sentences.
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THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
2012
2012
2012
2013
2013
2014
2014
2014
2014
2015
2015
2016
2016
2016
2017
2018
1,300th post-Furman execution in the USA. Connecticut abolishes the
death penalty.
Latvia abolishes the death penalty for all crimes.
UNGA adopts its fourth moratorium resolution, with 111 countries voting
for it. USA is one of 41 countries voting against.
Bolivia abolishes the death penalty for all crimes.
Maryland abolishes the death penalty.
The UN Human Rights Committee concludes its review of the USA’s
Fourth Periodic Report, emphasizing the death penalty’s disproportionate
impact on African Americans, and on US government to establish a federal
moratorium and “engage with retentionist states with a view to achieving a
nationwide moratorium”.
CERD issues its concluding observations on its review of the USA’s
combined Seventh to Ninth Periodic Reports in which it calls on the USA
to impose “a moratorium on the death penalty, at the federal level, with a
view to abolishing the death penalty”.
The UN Committee Against Torture issues its concluding observations on
the USA’s combined Third to Fifth Periodic Reports in which it urges the
USA to establish a moratorium on executions, with a view to abolishing the
death penalty.
UNGA adopts its fth moratorium resolution, with 117 countries voting for
it. USA is one of 38 countries voting against.
1,400th post-Furman execution in the USA.
Fiji, Republic of the Congo, Suriname, and Madagascar abolish the death
penalty for all crimes.
Benin and Nauru abolish the death penalty for all crimes.
Delaware Supreme Court rules provisions of the state’s capital statute
unconstitutional. The state remains abolitionist today.
UNGA adopts its sixth moratorium resolution, with 117 countries voting for
it. USA is one of 40 countries voting against.
Guinea abolishes the death penalty for all crimes.
UNGA adopts its seventh moratorium resolution, with 121 countries voting
for it. USA is one of 35 countries voting against.
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2018
2018
2018
2019
2019
2019
2020
2020
2020
2020
2021
2021
2021
Burkina Faso abolishes the death penalty for all crimes.
175th exoneration of an individual sentenced to death since Furman.
Washington Supreme Court rules that state’s death penalty
unconstitutional as “it is imposed in an arbitrary and racially biased
manner”.
1,500th post-Furman execution in the USA. New Hampshire abolishes the
death penalty.
The Governor of California, the state with the USA’s largest death row,
orders a moratorium on executions, citing discrimination, cost, lack of
deterrence, and irrevocability. President Donald Trump tweets: “Defying
voters the Governor of California will halt all death penalty executions
of 737 stone cold killers. Friends and families of the always forgotten
VICTIMS are not thrilled and neither am I!”.
UN Human Rights Committee issues General Comment 36 on ICCPR,
article 6, emphasizing that “States parties that are not yet totally
abolitionist should be on an irrevocable path towards complete eradication
of the death penalty, de facto and de jure, in the foreseeable future”.
Chad abolishes the death penalty for all crimes.
Colorado abolishes the death penalty.
Federal executions resume after 17 years with none. There are 10 such
executions from July to December.
UNGA adopts its eighth moratorium resolution, with 123 countries voting
for it. USA is one of 38 countries voting against.
Three more federal executions conducted during the Trump
administration’s nal week in ofce. Virginia abolishes the death penalty.
The new US Attorney General orders a temporary moratorium on federal
executions pending review of policies and procedures relating to such
executions. His memorandum leaves to legislators the systemic problems
of capital justice: “Serious concerns have been raised about the continued
use of the death penalty across the country, including arbitrariness in its
application, disparate impact on people of color, and the troubling number
of exonerations in capital and other serious cases. Those weighty concerns
deserve careful study and evaluation by lawmakers”.
In Sierra Leone, an Act to abolish the death penalty for all crimes is
unanimously adopted by parliament.
106
THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
2021
2022
Eleventh consecutive year with fewer than 100 new death sentences in
the USA, and the seventh consecutive year with fewer than 50. The 11
executions during the year is the lowest national total since 1988.
Kazakhstan becomes abolitionist for all crimes after law passed and signed
in late 2021 comes into force. In January, the National Parliament of
Papua New Guinea votes to repeal the death penalty, with the law coming
into force in April. The Presidents of Zambia and Liberia announce plans
to work with their parliaments to abolish the death penalty. The National
Assembly of the Central African Republic adopts a law to abolish the death
penalty.
AMNESTY INTERNATIONAL
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THE POWER OF EXAMPLE: WHITHER THE BIDEN DEATH PENALTY PROMISE?
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